3-D Beamspace ML Based Bearing Estimator Incorporating Frequency Diversity and Interference Cancellation

The problem of low-angle radar tracking utilizing an array of antennas is considered. In the low-angle environment, echoes return from a low flying target via a specular path as well as a direct path. The problem is compounded by the fact that the two signals arrive within a beamwidth of each other and are usually fully correlated, or coherent. In addition, the SNR at each antenna element is typically low and only a small number of data samples, or snapshots, is available for processing due to the rapid movement of the target. Theoretical studies indicates that the Maximum Likelihood (ML) method is the only reliable estimation procedure in this type of scenario. However, the classical ML estimator involves a multi-dimensional search over a multi-modal surface and is consequently computationally burdensome. In order to facilitate real time processing, we here propose the idea of beamspace domain processing in which the element space snapshot vectors are first operated on by a reduced Butler matrix composed of three orthogonal beamforming weight vectors facilitating a simple, closed-form Beamspace Domain ML (BDML) estimator for the direct and specular path angles. The computational simplicity of the method arises from the fact that the respective beams associated with the three columns of the reduced Butler matrix have all but three nulls in common. The performance of the BDML estimator is enhanced by incorporating the estimation of the complex reflection coefficient and the bisector angle, respectively, for the symmetric and nonsymmetric multipath cases. To minimize the probability of track breaking, the use of frequency diversity is incorporated. The concept of coherent signal subspace processing is invoked as a means for retaining the computational simplicity of single frequency operation. With proper selection of the auxiliary frequencies, it is shown that perfect focusing may be achieved without iterating. In order to combat the effects of strong interfering sources, a novel scheme is presented for adaptively forming the three beams which retains the feature of common nulls

Array signal processing robust to pointing errors

The objective of this thesis is to design computationally efficient DOA (direction-of- arrival) estimation algorithms and beamformers robust to pointing errors, by harnessing the antenna geometrical information and received signals. Initially, two fast root-MUSIC-type DOA estimation algorithms are developed, which can be applied in arbitrary arrays. Instead of computing all roots, the first proposed iterative algorithm calculates the wanted roots only. The second IDFT-based method obtains the DOAs by scanning a few circles in parallel and thus the rooting is avoided. Both proposed algorithms, with less computational burden, have the asymptotically similar performance to the extended root-MUSIC. The second main contribution in this thesis is concerned with the matched direction beamformer (MDB), without using the interference subspace. The manifold vector of the desired signal is modeled as a vector lying in a known linear subspace, but the associated linear combination vector is otherwise unknown due to pointing errors. This vector can be found by computing the principal eigen-vector of a certain rank-one matrix. Then a MDB is constructed which is robust to both pointing errors and overestimation of the signal subspace dimension. Finally, an interference cancellation beamformer robust to pointing errors is considered. By means of vector space projections, much of the pointing error can be eliminated. A one-step power estimation is derived by using the theory of covariance fitting. Then an estimate-and-subtract interference canceller beamformer is proposed, in which the power inversion problem is avoided and the interferences can be cancelled completely

A pre-filtering maximum likelihood approach to multiple source direction estimation.

Imperial Users onl

Space time transceiver design over multipath fading channels

Imperial Users onl

Radar Signal Processing for Interference Mitigation

It is necessary for radars to suppress interferences to near the noise level to achieve the best performance in target detection and measurements. In this dissertation work, innovative signal processing approaches are proposed to effectively mitigate two of the most common types of interferences: jammers and clutter. Two types of radar systems are considered for developing new signal processing algorithms: phased-array radar and multiple-input multiple-output (MIMO) radar. For phased-array radar, an innovative target-clutter feature-based recognition approach termed as Beam-Doppler Image Feature Recognition (BDIFR) is proposed to detect moving targets in inhomogeneous clutter. Moreover, a new ground moving target detection algorithm is proposed for airborne radar. The essence of this algorithm is to compensate for the ground clutter Doppler shift caused by the moving platform and then to cancel the Doppler-compensated clutter using MTI filters that are commonly used in ground-based radar systems. Without the need of clutter estimation, the new algorithms outperform the conventional Space-Time Adaptive Processing (STAP) algorithm in ground moving target detection in inhomogeneous clutter. For MIMO radar, a time-efficient reduced-dimensional clutter suppression algorithm termed as Reduced-dimension Space-time Adaptive Processing (RSTAP) is proposed to minimize the number of the training samples required for clutter estimation. To deal with highly heterogeneous clutter more effectively, we also proposed a robust deterministic STAP algorithm operating on snapshot-to-snapshot basis. For cancelling jammers in the radar mainlobe direction, an innovative jamming elimination approach is proposed based on coherent MIMO radar adaptive beamforming. When combined with mutual information (MI) based cognitive radar transmit waveform design, this new approach can be used to enable spectrum sharing effectively between radar and wireless communication systems. The proposed interference mitigation approaches are validated by carrying out simulations for typical radar operation scenarios. The advantages of the proposed interference mitigation methods over the existing signal processing techniques are demonstrated both analytically and empirically

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity

Signals and Images in Sea Technologies

Life below water is the 14th Sustainable Development Goal (SDG) envisaged by the United Nations and is aimed at conserving and sustainably using the oceans, seas, and marine resources for sustainable development. It is not difficult to argue that signals and image technologies may play an essential role in achieving the foreseen targets linked to SDG 14. Besides increasing the general knowledge of ocean health by means of data analysis, methodologies based on signal and image processing can be helpful in environmental monitoring, in protecting and restoring ecosystems, in finding new sensor technologies for green routing and eco-friendly ships, in providing tools for implementing best practices for sustainable fishing, as well as in defining frameworks and intelligent systems for enforcing sea law and making the sea a safer and more secure place. Imaging is also a key element for the exploration of the underwater world for various scopes, ranging from the predictive maintenance of sub-sea pipelines and other infrastructure projects, to the discovery, documentation, and protection of sunken cultural heritage. The scope of this Special Issue encompasses investigations into techniques and ICT approaches and, in particular, the study and application of signal- and image-based methods and, in turn, exploration of the advantages of their application in the previously mentioned areas

Multiple Antenna-based GPS Multipath Mitigation using Code Carrier Information

학위논문 (박사)-- 서울대학교 대학원 : 전기공학부, 2013. 8. 최진영.여러 응용분야에서 수 억대의 GPS(Global Positioning System) 수신기가 사용되고 있지만, GPS을 기반으로 하는 위치기반 서비스(LBS: Location Based Services)에서는 여전히 다중경로 오차와 같은 전파 방해가 발생하고 있으며, 이러한 오차들로 인하여 상관함수의 왜곡은 거리 오차가 발생에 영향을 미치고 있다. 이러한 이유로 인하여 GPS을 이용한 항법 시스템에서의 위치 정확도 향상을 위하여, 다중경로 오차를 효과 적으로 줄이기 위한 강인하고 현실적인 방법이 요구된다. 다중경로는 GPS 신호가 장애물에 의해 반사나 회절 되어 수신기에 도착할 때 잘 일어난다. 가시경로 신호에 결합된 다중경로 신호는 GPS 수신기의 상관함수의 변형을 일으키며 궁극적으로 차별함수에 영향을 미치므로 거리오차를 발생시킨다. 그러므로 다중경로 오차는 위성항법 시스템에서의 위치정확도 향상을 위해 해결 되어야 될 문제로 쟁점이 되어왔다. 최근에는 이러한 전파 간섭신호를 줄이기 위하여 다중개의 안테나(Multiple Antenna)를 이용하는 방법이 GPS 항법 시스템에서 이용되고 있다. 현 시점에서, 다중개의 안테나를 사용하는 응용분야는 주로 학술적인 연구 및 복잡한 군사용 연구로 주로 진행 되었다. 그러나 안테나 제작 방법 및 전기적 시스템의 급격한 발전으로 인해 이전의 하드웨어 및 소프웨어적인 문제를 쉽게 해결 됨에 따라 가까운 미래에는 다중 안테나 기반의 수신기가 민간 상용분야로 확대 될 것으로 예상이 된다. 또한 안테나 수신기 RF단의 소형화로 인하여 다중 안테나 시스템에서의 안테나 크기 문제점 또한 해결 가능하다. 그러므로 본 논문에서는 다중 GPS 안테나를 이용하여 GPS 항법에서의 전파 간섭 및 다중경로 오차 감쇄에 대한 연구를 목적으로 한다. 본 연구는 강한 전파 간섭 및 다중경로 신호에 대하여 공간 처리 기법을 적용한다. 제안된 새로운 방법은 다중 안테나를 기반의 코드 케리어 정보를 이용한 공간처리 기법으로 전파 간섭 및 다중경로 오차를 완화시키며, 또한 빔형성 기법을 이용하여 신호 대 잡음 비율을 최대로 한다. 제안된 성능을 검증하기 위하여 소프트웨어 GPS 수신기를 사용된다. 소프트웨어 GPS 수신기를 이용한 신호처리 기법은 새로운 장비의 제품화 및 GPS 신호 분석에 장점을 가지고 있다. 또한 GPS 알고리즘 분석 및 수신기 성능 향상 검증 등 여러 연구분야에서 널리 이용되고 있다. 본 논문에서는 제안된 방법의 성능 검증을 위하여 컴퓨터 시뮬레이션 및 가공 IF 데이터를 이용한 소프트웨어 수신기 결과를 제시한다. 그 결과 제안된 방법은 전파 간섭 및 다중경로 오차 감쇄에 강인하며, GPS 항법시스템에서의 위치정확도 향상에 가능성을 보여준다. 그로므로 제안된 방법은 차량 항법 응용분야에서 방해신호 감쇄에 사용될 것으로 예상된다.Although hundreds of millions of receivers are used all around the world, the performance of location-based services(LBS) provided by GPS is still compromised by interference which includes unintentional distortion of correlation function due to multipath propagation. For this reason, the requirement for proper mitigation techniques becomes crucial in GPS receivers for robust, accurate, and reliable positioning. Multipath propagation can easily occur when environmental features cause combinations of reflected and diffracted replica signals to arrive at the receiving antenna. These signals which are combined with the original line-of-sight (LOS) signal can cause distortion of the receiver correlation function and ultimately distortion of the discrimination functionhence, errors in range estimation occur. Therefore, multipath error in the satellite navigation system to improve location accuracy is an important issue to be addressed. Recently, interference mitigation techniques utilizing multiple antennas have gained significant attention in GPS navigation systems. Although at the time of this dissertation, employing multiple antennas in GPS applications is mostly limited to academic research and possibly complicated military applications, it is expected that in the near future, antenna array-based receivers will also become widespread in civilian commercial markets. Rapid advances in antenna design technology and electronic systems make previously challenging problems in hardware and software easier to solve. Furthermore, due to the significant effort devoted to miniaturization of RF front-ends and antennas, the size of antenna array based receivers will no longer be a problem. Given the above, this dissertation investigates multiple antenna-based GPS the interference suppression and multipath mitigation. Firstly, a modified spatial processing technique is proposed that is capable of mitigating both high power interference and coherent and correlated GPS multipath signals. The use of spatial-temporal processing for GPS multipath mitigation is studied. A new method utilizing code carrier information based on multiple antennas is proposed to deal with highly correlated multipath components and to increase the signal to noise ratio of the beamformer by synthesizing antenna array processing. In order to verify the proposed method, a software defined GPS receiver is used. Software-based GPS signal processing technique has already produced benefits for prototyping new equipment and analyzing GPS signal quality. Not only do such receivers provide an excellent research tool for GPS algorithm verification, they also improve GPS receiver performance in a wide range of conditions. In this dissertation, the enhancement of the proposed method is presented in terms of the simulations and software defined GPS receiver using simulated IF data. From the result, the proposed method is robust to interference suppression, and multipath mitigation, and shows a strong possibility for use in improving location accuracy. Thus, this method can be employed to mitigate interference signals in vehicular navigation applications.Contents Abstract i Acknowledgements iv Contents v List of Figures x List of Tables xiv Chapter 1.Introduction 1 1.1 Introduction 1 1.2 Background and Motivation 2 1.2.1 Strong Narrowband and Wideband Interference 6 1.2.2 Multipath 7 1.3 Antenna Array Processing in GPS 11 1.3.1 Interference Suppression 11 1.3.2 Multipath Mitigation 13 1.4 Software-Defined GPS Receiver 15 1.5 Objective and Contribution 17 1.6 Dissertation Outline 18 Chapter 2. Global Positioning System 21 2.1 GPS System Overview 21 2.2 Basic Concept of GSP 25 2.3 Determining Satellite to User 28 2.4 Calculation of User Position 33 2.5 GPS Error Sources 40 2.5.1 Receiver Clock Bias 41 2.5.2 Satellite Clock Bias 42 2.5.3 Atmospheric Delay 43 2.5.4 Ephemeris Delay 46 2.5.5 Multipath Error 47 2.5.6 Receiver Noise 55 2.6 Summary 55 Chapter 3. Antenna Array Processing and Beamforming 56 3.1 Background on Antenna Arrays and Beamformers 56 3.1.1 Signal Model 59 3.2 Conventional Optimum Beamformers 69 3.2.1 Minimum Variance Distortionless Response Beamformer 69 3.2.2 Maximum Likelihood Estimator 71 3.2.3 Maximum Signal to Noise Interference Ratio Beamformer 72 3.2.4 Minimum Power Distortionless Response Beamformer 75 3.2.5 Linear Constrained Minimum Variance and Linear Constrained Minimum Power Beamformers 76 3.2.6 Eigenvector Beamformer 77 3.3 Space-Time Processing 81 3.4 Array Calibration 85 3.5 Summary 86 Chapter 4. Multipath Mitigation using Code-Carrier Information 87 4.1 Introduction 87 4.2 Interference Suppression and Multipath Mitigation 88 4.2.1 Signal Model 88 4.2.2 Interference Suppression by Subspace Projection 90 4.2.3 Multipath Mitigation by Subspace Projection 93 4.3 Determination of Multipath Satellites using Code-carrier Information 95 4.4 MSR Beamformer 100 4.5 Simulation Results 102 4.5.1 Subspace Projection and Beamforming 102 4.5.2 Performance Comparison 109 4.6 Summary 111 Chapter 5. Performance Verification using Software-Defined GPS Receiver 113 5.1 Introduction 113 5.2 Software-Defined GPS Receiver Methodology 114 5.2.1 Software-Defined GPS Receiver Signals 115 5.2.2 Software-Defined GPS Receiver Modules 116 5.3 Architecture of Software-Defined GPS Receiver 120 5.3.1 GPS Signal Generation 120 5.3.2 Interference Signal Generation 124 5.3.1 Front-End Signal Processing 125 5.4 Experimental Results 126 5.3.1 Static Environments 128 5.3.2 Dynamic Environments 133 5.5 Summary 136 Chapter 6. Conclusions and Future Work 138 6.1 Conclusions 138 6.2 Future Work 139 Bibliography 142 Appendix 168 Abstract in Korean 170 Acknowledgments 173Docto

The electronically steerable parasitic array radiator antenna for wireless communications : signal processing and emerging techniques

Smart antenna technology is expected to play an important role in future wireless communication networks in order to use the spectrum efficiently, improve the quality of service, reduce the costs of establishing new wireless paradigms and reduce the energy consumption in wireless networks. Generally, smart antennas exploit multiple widely spaced active elements, which are connected to separate radio frequency (RF) chains. Therefore, they are only applicable to base stations (BSs) and access points, by contrast with modern compact wireless terminals with constraints on size, power and complexity. This dissertation considers an alternative smart antenna system the electronically steerable parasitic array radiator (ESPAR) which uses only a single RF chain, coupled with multiple parasitic elements. The ESPAR antenna is of significant interest because of its flexibility in beamforming by tuning a number of easy-to-implement reactance loads connected to parasitic elements; however, parasitic elements require no expensive RF circuits. This work concentrates on the study of the ESPAR antenna for compact transceivers in order to achieve some emerging techniques in wireless communications. The work begins by presenting the work principle and modeling of the ESPAR antenna and describes the reactance-domain signal processing that is suited to the single active antenna array, which are fundamental factors throughout this thesis. The major contribution in this chapter is the adaptive beamforming method based on the ESPAR antenna. In order to achieve fast convergent beamforming for the ESPAR antenna, a modified minimum variance distortionless response (MVDR) beamfomer is proposed. With reactance-domain signal processing, the ESPAR array obtains a correlation matrix of receive signals as the input to the MVDR optimization problem. To design a set of feasible reactance loads for a desired beampattern, the MVDR optimization problem is reformulated as a convex optimization problem constraining an optimized weight vector close to a feasible solution. Finally, the necessary reactance loads are optimized by iterating the convex problem and a simple projector. In addition, the generic algorithm-based beamforming method has also studied for the ESPAR antenna. Blind interference alignment (BIA) is a promising technique for providing an optimal degree of freedom in a multi-user, multiple-inputsingle-output broadcast channel, without the requirements of channel state information at the transmitters. Its key is antenna mode switching at the receive antenna. The ESPAR antenna is able to provide a practical solution to beampattern switching (one kind of antenna mode switching) for the implementation of BIA. In this chapter, three beamforming methods are proposed for providing the required number of beampatterns that are exploited across one super symbol for creating the channel fluctuation patterns seen by receivers. These manually created channel fluctuation patterns are jointly combined with the designed spacetime precoding in order to align the inter-user interference. Furthermore, the directional beampatterns designed in the ESPAR antenna are demonstrated to improve the performance of BIA by alleviating the noise amplification. The ESPAR antenna is studied as the solution to interference mitigation in small cell networks. Specifically, ESPARs analog beamforming presented in the previous chapter is exploited to suppress inter-cell interference for the system scenario, scheduling only one user to be served by each small BS at a single time. In addition, the ESPAR-based BIA is employed to mitigate both inter-cell and intracell interference for the system scenario, scheduling a small number of users to be simultaneously served by each small BS for a single time. In the cognitive radio (CR) paradigm, the ESPAR antenna is employed for spatial spectrum sensing in order to utilize the new angle dimension in the spectrum space besides the conventional frequency, time and space dimensions. The twostage spatial spectrum sensing method is proposed based on the ESPAR antenna being targeted at identifying white spectrum space, including the new angle dimension. At the first stage, the occupancy of a specific frequency band is detected by conventional spectrum-sensing methods, including energy detector and eigenvalue-based methods implemented with the switched-beam ESPAR antenna. With the presence of primary users, their directions are estimated at the second stage, by high-resolution angle-of-arrival (AoA) estimation algorithms. Specifically, the compressive sensing technology has been studied for AoA detection with the ESPAR antenna, which is demonstrated to provide high-resolution estimation results and even to outperform the reactance-domain multiple signal classification