On rate capacity and signature sequence adaptation in downlink of MC-CDMA system

This dissertation addresses two topics in the MC-CDMA system: rate capacity and adaptation of users\u27 signature sequences. Both of them are studied for the downlink communication scenario with multi-code scheme. The purpose of studying rate capacity is to understand the potential of applying MC-CDMA technique for high speed wireless data communications. It is shown that, to maintain high speed data transmission with multi-code scheme, each mobile should cooperatively decode its desired user\u27s encoded data symbols which are spread with different signature sequences simultaneously. Higher data rate can be achieved by implementing dirty paper coding (DPC) to cooperatively encode all users\u27 data symbols at the base station. However, the complexity of realizing DPC is prohibitively high. Moreover, it is found that the resource allocation policy has profound impact on the rate capacity that can be maintained in the system. Nevertheless, the widely adopted proportional resource allocation policy is only suitable for the communication scenario in which the disparity of users\u27 channel qualities is small. When the difference between users\u27 channel qualities is large, one must resort to non-proportional assignment of power and signature sequences. Both centralized and distributed schemes are proposed to adapt users\u27 signature sequences in the downlink of MC-CDMA system. With the former, the base station collects complete channel state information and iteratively adapts all users\u27 signature sequences to optimize an overall system performance objective function, e.g. the weighted total mean square error (WTMSE). Since the proposed centralized scheme is designed such that each iteration of signature sequence adaptation decreases the WTMSE which is lower bounded, the convergence of the proposed centralized scheme is guaranteed. With the distributed signature sequence adaptation, each user\u27s signature sequences are independently adapted to optimize the associated user\u27s individual performance objective function with no regard to the performance of other users in the system. Two distributed adaptation schemes are developed. In one scheme, each user adapts its signature sequences under a pre-assigned power constraint which remains unchanged during the process of adaptation. In the other scheme, pricing methodology is applied so that the transmission power at the base station is properly distributed among users when users\u27 signature sequences are adapted. The stability issue of these distributed adaptation schemes is analyzed using game theory frame work. It is proven that there always exists a set of signature sequences at which no user can unilaterally adapt its signature sequences to further improve its individual performance, given the signature sequences chosen by other users in the system

Capacity, coding and interference cancellation in multiuser multicarrier wireless communications systems

Multicarrier modulation and multiuser systems have generated a great deal of research during the last decade. Orthogonal Frequency Division Multiplexing (OFDM) is a multicarrier modulation generated with the inverse Discrete Fourier Transform, which has been adopted for standards in wireless and wire-line communications. Multiuser wireless systems using multicarrier modulation suffer from the effects of dispersive fading channels, which create multi-access, inter-symbol, and inter-carrier interference (MAI, ISI, ICI). Nevertheless, channel dispersion also provides diversity, which can be exploited and has the potential to increase robustness against fading. Multiuser multi-carrier systems can be implemented using Orthogonal Frequency Division Multiple Access (OFDMA), a flexible orthogonal multiplexing scheme that can implement time and frequency division multiplexing, and using multicarrier code division multiple access (MC-CDMA). Coding, interference cancellation, and resource sharing schemes to improve the performance of multiuser multicarrier systems on wireless channels were addressed in this dissertation. Performance of multiple access schemes applied to a downlink multiuser wireless system was studied from an information theory perspective and from a more practical perspective. For time, frequency, and code division, implemented using OFDMA and MC-CDMA, the system outage capacity region was calculated for a correlated fading channel. It was found that receiver complexity determines which scheme offers larger capacity regions, and that OFDMA results in a better compromise between complexity and performance than MC-CDMA. From the more practical perspective of bit error rate, the effects of channel coding and interleaving were investigated. Results in terms of coding bounds as well as simulation were obtained, showing that OFDMAbased orthogonal multiple access schemes are more sensitive to the effectiveness of the code to provide diversity than non-orthogonal, MC-CDMA-based schemes. While cellular multiuser schemes suffer mainly from MAI, OFDM-based broadcasting systems suffer from ICI, in particular when operating as a single frequency network (SFN). It was found that for SFN the performance of a conventional OFDM receiver rapidly degrades when transmitters have frequency synchronization errors. Several methods based on linear and decision-feedback ICI cancellation were proposed and evaluated, showing improved robustness against ICI. System function characterization of time-variant dispersive channels is important for understanding their effects on single carrier and multicarrier modulation. Using time-frequency duality it was shown that MC-CDMA and DS-CDMA are strictly dual on dispersive channels. This property was used to derive optimal matched filter structures, and to determine a criterion for the selection of spreading sequences for both DS and MC CDMA. The analysis of multiple antenna systems provided a unified framework for the study of DS-CDMA and MC-CDMA on time and frequency dispersive channels, which can also be used to compare their performance

Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission

Multicarrier CDMA systems with MIMO technology

The rapid demand for broadband wireless access with fast multimedia services initiated a vast research on the development of new wireless systems that will provide high spectral efficiencies and data rates. A potential candidate for future generation wireless systems is multi-carrier code division multiple access (MC-CDMA). To achieve higher user capacities and increase the system data rate, various multiple-input multiple-output (MIMO) technologies such as spatial multiplexing and spatial diversity techniques have been proposed recently and combined with MC-CDMA.This research proposes a chip level coded ordered successive spatial and multiuser interference cancellation (OSSMIC) receiver for downlink MIMO MC-CDMA systems. As the conventional chip level OSIC receiver [1] is unable to overcome multiple access interference (MAI) and performs poorly in multiuser scenarios, the proposed receiver cancels both spatial and multiuser interference by requiring only the knowledge of the desired user's spreading sequence. Simulation results show that the proposed receiver not only performs better than the existing linear detectors [2] but also outperforms both the chip and symbol level OSIC receivers. In this work we also compare the error rate performance between our proposed system and MIMO orthogonal frequency division multiple access (MIMO OFDMA) system and we justify the comparisons with a pairwise error probability (PEP) analysis. MIMO MC-CDMA demonstrates a better performance over MIMO OFDMA under low system loads whereas in high system loads, MIMO OFDMA outperforms MIMO MC-CDMA. However if all users' spreading sequences are used at the desired user receiver, MIMO MC-CDMA performs better than MIMO OFDMA at all system loads.In the second part of this work, user grouping algorithms are proposed to provide power minimisation in grouped MC-CDMA and space-time block code (STBC) MC-CDMA systems. When the allocation is performed without a fair data rate requirement, the optimal solution to the minimisation problem is provided. However when some fairness is considered, the optimal solution requires high computational complexity and hence we solve this problem by proposing two suboptimal algorithms. Simulation results illustrate a significantly reduced power consumption in comparison with other techniques.EThOS - Electronic Theses Online ServiceEPSRCGBUnited Kingdo

Multi-rate access schemes and successive interference cancellation for wireless multimedia MC-CDMA communications

To catch up with the fast changes of the information challenges, providing multimedia services has become a very important requirement for future wireless communications. A proper system, capable of supporting multi-rate transmissions as well as handling high quality of service (QoS) requirements in hostile wireless communication environments, should be sought. Multi-carrier CDMA (MC-CDMA), a combination of multi-carrier modulation (MCM) and direct-sequence CDMA (DS-CDMA), appears to be one of the most elegant solutions. In this dissertation, four multi-rate access schemes, termed uncoded fixed spreading length (UFSL), coded fixed spreading length (CFSL), multi-code fixed spreading length (MFSL) and variable spreading length (VSL), are constructed for MC-CDMA. Due to different sub-carrier assignment strategies, they present different properties in spectral utilization efficiency (SUE), rate matching capability, receiver structure and bit-error-rate (BER) performance in correlated Rayleigh fading channels. With these schemes, different information traffic such as voice, video and higher rate data can be transmitted seanilessly through one MC-CDMA infrastructure. The performance of the multi-rate MC-CDMA is mainly limited by multiple access interference (MAI). For example, in the MFSL MC-CDMA systems, the interference is not only presented among different users, but also among different symbols of the same user transmitted in parallel on different spreading codes. To mitigate this problem, a nonlinear zero-forcing successive interference cancellation (ZF-SIC) receiver and a minimum mean square error SIC (MMSE-SIC) receiver are applied in the MFSL MC-CDMA systems. It is well known that SIC is sensitive to the receive power distribution. By providing channel state information (CSI) at the receiver and reliable feedback of power distribution from the receiver to the transmitter, SIC can be integrated with power distribution control (PDC), which improves the system capacity significantly. In this dissertation, the PDC algorithms, under both a short-term power constraint (STPC) and a long-term power constraint (LTPC) are investigated for two different SIC receivers. For the ZF-SIC receiver, the PDC under the equal BER criterion, which ensures the same performance after SIC for all parallel transmit symbols, is first considered. It is found that for a multi-code system, such equal BER PDC is only suboptimal from the viewpoint of minimizing each user\u27s BER, hence, an optimal PDC algorithm is proposed, which significantly outperforms the equal BER PDC, particularly under the STPC and highly-loaded systems. For the MMSE-SIC, the PDC under the equal BER criterion is derived, which cancels interference very effectively, resulting in a performance of a fully-loaded system close to the single user bound (SUB). In comparison to the nonlinear matched-filter SIC (MF-SIC) with the equal BER PDC, studied extensively in the literature, the ZF-SIC and MMSE-SIC with the proposed PDC algorithms present remarkable performance advantage. Finally, the effect of channel estimation errors (CEE) on the performance of the MMSE-SIC with the equal BER PDC is analyzed. A method of second-order approximation is used to estimate the mean excess MSE (MEMSE) of the parallel transmit symbols, under a given decision order. The approximation accuracy is confirmed by simulation results. Furthermore, it is also interesting to find out that the MMSE-SIC with the equal BER PDC presents significant robustness to CEE