Airborne and Terrestrial Laser Scanning Data for the Assessment of Standing and Lying Deadwood: Current Situation and New Perspectives

LiDAR technology is finding uses in the forest sector, not only for surveys in producing forests but also as a tool to gain a deeper understanding of the importance of the three-dimensional component of forest environments. Developments of platforms and sensors in the last decades have highlighted the capacity of this technology to catch relevant details, even at finer scales. This drives its usage towards more ecological topics and applications for forest management. In recent years, nature protection policies have been focusing on deadwood as a key element for the health of forest ecosystems and wide-scale assessments are necessary for the planning process on a landscape scale. Initial studies showed promising results in the identification of bigger deadwood components (e.g., snags, logs, stumps), employing data not specifically collected for the purpose. Nevertheless, many efforts should still be made to transfer the available methodologies to an operational level. Newly available platforms (e.g., Mobile Laser Scanner) and sensors (e.g., Multispectral Laser Scanner) might provide new opportunities for this field of study in the near future

Remote Sensing Technologies for Assessing Climate-Smart Criteria in Mountain Forests

Peer reviewe

Investigating the potential for detecting Oak Decline using Unmanned Aerial Vehicle (UAV) Remote Sensing

This PhD project develops methods for the assessment of forest condition utilising modern remote sensing technologies, in particular optical imagery from unmanned aerial systems and with Structure from Motion photogrammetry. The research focuses on health threats to the UK’s native oak trees, specifically, Chronic Oak Decline (COD) and Acute Oak Decline (AOD). The data requirements and methods to identify these complex diseases are investigatedusing RGB and multispectral imagery with very high spatial resolution, as well as crown textural information. These image data are produced photogrammetrically from multitemporal unmanned aerial vehicle (UAV) flights, collected during different seasons to assess the influence of phenology on the ability to detect oak decline. Particular attention is given to the identification of declined oak health within the context of semi-natural forests and heterogenous stands. Semi-natural forest environments pose challenges regarding naturally occurring variability. The studies investigate the potential and practical implications of UAV remote sensing approaches for detection of oak decline under these conditions. COD is studied at Speculation Cannop, a section in the Forest of Dean, dominated by 200-year-old oaks, where decline symptoms have been present for the last decade. Monks Wood, a semi-natural woodland in Cambridgeshire, is the study site for AOD, where trees exhibit active decline symptoms. Field surveys at these sites are designed and carried out to produce highly-accurate differential GNSS positional information of symptomatic and control oak trees. This allows the UAV data to be related to COD or AOD symptoms and the validation of model predictions. Random Forest modelling is used to determine the explanatory value of remote sensing-derived metrics to distinguish trees affected by COD or AOD from control trees. Spectral and textural variables are extracted from the remote sensing data using an object-based approach, adopting circular plots around crown centres at individual tree level. Furthermore, acquired UAV imagery is applied to generate a species distribution map, improving on the number of detectable species and spatial resolution from a previous classification using multispectral data from a piloted aircraft. In the production of the map, parameters relevant for classification accuracy, and identification of oak in particular, are assessed. The effect of plot size, sample size and data combinations are studied. With optimised parameters for species classification, the updated species map is subsequently employed to perform a wall-to-wall prediction of individual oak tree condition, evaluating the potential of a full inventory detection of declined health. UAV-acquired data showed potential for discrimination of control trees and declined trees, in the case of COD and AOD. The greatest potential for detecting declined oak condition was demonstrated with narrowband multispectral imagery. Broadband RGB imagery was determined to be unsuitable for a robust distinction between declined and control trees. The greatest explanatory power was found in remotely-sensed spectra related to photosynthetic activity, indicated by the high feature importance of nearinfrared spectra and the vegetation indices NDRE and NDVI. High feature importance was also produced by texture metrics, that describe structural variations within the crown. The findings indicate that the remotely sensed explanatory variables hold significant information regarding changes in leaf chemistry and crown morphology that relate to chlorosis, defoliation and dieback occurring in the course of the decline. In the case of COD, a distinction of symptomatic from control trees was achieved with 75 % accuracy. Models developed for AOD detection yielded AUC scores up to 0.98,when validated on independent sample data. Classification of oak presence was achieved with a User’s accuracy of 97 % and the produced species map generated 95 % overall accuracy across the eight species within the study area in the north-east of Monks Wood. Despite these encouraging results, it was shown that the generalisation of models is unfeasible at this stage and many challenges remain. A wall-to-wall prediction of decline status confirmed the inability to generalise, yielding unrealistic results, with a high number of declined trees predicted. Identified weaknesses of the developed models indicate complexity related to the natural variability of heterogenous forests combined with the diverse symptoms of oak decline. Specific to the presented studies, additional limitations were attributed to limited ground truth, consequent overfitting,the binary classification of oak health status and uncertainty in UAV-acquired reflectance values. Suggestions for future work are given and involve the extension of field sampling with a non-binary dependent variable to reflect the severity of oak decline induced stress. Further technical research on the quality and reliability of UAV remote sensing data is also required

LiDAR based Biomass Estimation System for Forested Areas

In continental Portugal, forest fires are considered the biggest and most serious cause of forest deterioration and therefore the introduction of forest management mechanisms and biomass monitoring are imperative for a better future. However, conducting field studies on a large scale is a very expensive and time-consuming task. Alternatively, through remote sensing via a LiDAR, it becomes possible to map, with high accuracy, forest parameters such as tree height, diameter at breast height or tree canopy length in order to carry out other relevant estimates such as above ground biomass. In this sense, this dissertation aims to develop a system capable of, through algorithms and filters of point cloud processing, as statistical outlier removal, progressive morphological filters and region growing segmentation, extract in detail,a digital terrain model and correctly detect the number of trees in a given area, proceeding to the measurement of some interesting variables from the point of view of a forest inventory. Thus, testing data of different characteristics, our detection method obtained positive results, with all the average detection rates above 80 %.Em Portugal continental, os incêndios florestais são considerados a maior e mais grave causa de deterioramento da floresta e por isso a introdução de mecanismos de gestão florestal e monitorização da biomassa são imperativos para um futuro melhor. No entanto, realizar estudos de campo em grande escala é uma tarefa muito dispendiosa e demorosa. Em alternativa, através da deteção remota por vias de um LiDAR torna-se possível mapear, com elevado rigor, parâmetros florestais como altura das arvores, diâmetro do tronco ou comprimento da copa da arvore de modo a proceder a outras relevantes estimações como a biomassa. Neste sentido, esta dissertação teve como objetivo o desenvolvimento de um sistema capaz de, através de algoritmos e filtros de processamento de nuvens de pontos, como remoção de outliers estatístico, filtros morfologicos progressivos e segmentação por crescimento de regiões anexas , extrair com detalhe, um modelo digital do terreno e detetar corretamente o número de arvores numa determinada área, procedendo à medição de algumas variáveis interessantes do ponto de vista do inventário florestal. Assim, testando dados de diferentes características, o nosso método de deteção obteve resultados positivos, com todas as taxas deteção média superiores a 80 %

Mapping and monitoring of vegetation using airborne laser scanning

In this thesis, the utility of airborne laser scanning (ALS) for monitoring vegetation of relevance for the environmental sector was investigated. The vegetation characteristics studied include measurements of biomass, biomass change and vegetation classification in the forest-tundra ecotone; afforestation of grasslands; and detection of windthrown trees. Prediction of tree biomass for mountain birch (Betula pubescens ssp. czerepanovii) using sparse (1.4 points/m²) and dense (6.1 points/m²) ALS data was compared for a site at the forest-tundra ecotone near Abisko in northern Sweden (Lat. 68° N, Long. 19° E). The predictions using the sparse ALS data provided almost as good results (RMSE 21.2%) as the results from the dense ALS data (18.7%) despite the large difference in point densities. A new algorithm was developed to compensate for uneven distribution of the laser points without decimating the data; use of this algorithm reduced the RMSE for biomass prediction from 19.9% to 18.7% for the dense ALS data. Additional information about vegetation height and density from ALS data improved a satellite data classification of alpine vegetation, in particular for the willow and mountain birch classes. Histogram matching was shown to be effective for relative calibration of metrics from two ALS acquisitions collected over the same area using different scanners and flight parameters. Thus the difference between histogram-matched ALS metrics from different data acquisitions can be used to locate areas with unusual development of the vegetation. The height of small trees (0.3–2.6 m tall) in former pasture land near the Remnings¬torp test site in southern Sweden (Lat. 58° N, Long. 13° E) could be measured with high precision (standard deviation 0.3 m) using high point density ALS data (54 points/m2). When classifying trees taller than 1 m into the two classes of changed and unchanged, the overall classification accuracy was 88%. A new method to automatically detect windthrown trees in forested areas was developed and evaluated at the Remningstorp test site. The overall detection rate was 38% on tree-level, but when aggregating to 40 m square grid cells, at least one windthrown tree was detected in 77% of the cells that according to field data contained windthrown trees. In summary, this thesis has shown the high potential for ALS to be a future tool to map and monitor vegetation for several applications of interest for the environmental sector

A keystone species, European aspen (Populus tremula L.), in boreal forests : Ecological role, knowledge needs and mapping using remote sensing

European aspen (Populus tremula L.) is a keystone species in boreal forests that are dominated by coniferous tree species. Both living and dead aspen trees contribute significantly to the species diversity of forest landscapes. Thus, spatial and temporal continuity of aspen is a prerequisite for the long-term persistence of viable populations of numerous aspen-associated species. In this review, we collate existing knowledge on the ecological role of European aspen, assess the knowledge needs for aspen occurrence patterns and dynamics in boreal forests and discuss the potential of different remote sensing techniques in mapping aspen at various spatiotemporal scales. The role of aspen as a key ecological feature has received significant attention, and studies have recognised the negative effects of modern forest management methods and heavy browsing on aspen occurrence and regeneration. However, the spatial knowledge of occurrence, abundance and temporal dynamics of aspen is scarce and incomprehensive. The remote sensing studies reviewed here highlight particularly the potential of three-dimensional data derived from airborne laser scanning or photogrammetric point clouds and airborne imaging spectroscopy in mapping European aspen, quaking aspen (Populus tremuloides Michx.) and other Populus species. In addition to tree species discrimination, these methods can provide information on biophysical, biochemical properties and even genetic diversity of aspen trees. Major obstacles in aspen detection using remote sensing are the low proportion and scattered occurrence of European aspen in boreal forests and the overlap of spectral and/or structural properties of European aspen and quaking aspen with some other tree species. Furthermore, the suitability of remote sensing data for aspen mapping and monitoring depends on the geographical coverage of data, the availability of multitemporal data and the costs of data acquisition. Our review highlights that integration of ecological knowledge with spatiotemporal information acquired by remote sensing is key to understanding the current and future distribution patterns of aspen-related biodiversity.peerReviewe

Multiscale forest health mapping: the potential of air- and space-borne remote sensing sensors

Forest health decline triggered by extensive periods of drought and high temperatures is increasingly common across Australia. In this respect remote sensing technology may help with understanding and managing forest health decline by providing information on a scale that field-based studies cannot match. In this thesis I explore the potential of air- and space-borne remote sensing in characterizing and monitoring forest health expressed in terms of tree dieback at multiple scales. I conducted my experiments in the largest river red gum forest in the world, located in the south-east of Australia that has experienced episodes of severe dieback over the past six decades. First, I propose a new algorithm that utilizes high point density airborne laser scans (ALS) for delineating individual trees with complex shapes, such as eucalypts, in Chapter 2. My algorithm was able to accurately delineate up to 68% of trees depending on forest and ALS point density. Second, I investigate the utility of ALS and imaging spectroscopy in classifying forest health at the individual tree level and diagnosing potential causes of forest health decline, in Chapter 3. According to my results the health of individual trees can be classified with an overall accuracy of 81% and a kappa score of 0.66, while infrequently flooded areas were most susceptible to tree health decline. Finally, I assess how low point density ALS, Synthetic Aperture Radar and multispectral satellite imagery can estimate forest health at the plot level, in Chapter 4. My findings demonstrate that individual tree health could be scaled up to the plot level with substantial level of accuracy (R2 of up to 0.64). Overall, my results provide a robust and peer-reviewed methodology that utilizes air- and space-borne remote sensing to accurately classify forest health at multiple scales. Moreover, the forest health map produced as a result of my research will potentially enable forest managers to perform demographic reporting on forest dynamics, diagnose ecological processes linked to forest health, and prioritize areas for forest health promotion and conservation of biodiversity

Operationalization of Remote Sensing Solutions for Sustainable Forest Management

The great potential of remote sensing technologies for operational use in sustainable forest management is addressed in this book, which is the reprint of papers published in the Remote Sensing Special Issue “Operationalization of Remote Sensing Solutions for Sustainable Forest Management”. The studies come from three continents and cover multiple remote sensing systems (including terrestrial mobile laser scanning, unmanned aerial vehicles, airborne laser scanning, and satellite data acquisition) and a diversity of data processing algorithms, with a focus on machine learning approaches. The focus of the studies ranges from identification and characterization of individual trees to deriving national- or even continental-level forest attributes and maps. There are studies carefully describing exercises on the case study level, and there are also studies introducing new methodologies for transdisciplinary remote sensing applications. Even though most of the authors look forward to continuing their research, nearly all studies introduced are ready for operational use or have already been implemented in practical forestry

Derivation of forest inventory parameters from high-resolution satellite imagery for the Thunkel area, Northern Mongolia. A comparative study on various satellite sensors and data analysis techniques.

With the demise of the Soviet Union and the transition to a market economy starting in the 1990s, Mongolia has been experiencing dramatic changes resulting in social and economic disparities and an increasing strain on its natural resources. The situation is exacerbated by a changing climate, the erosion of forestry related administrative structures, and a lack of law enforcement activities. Mongolia’s forests have been afflicted with a dramatic increase in degradation due to human and natural impacts such as overexploitation and wildfire occurrences. In addition, forest management practices are far from being sustainable. In order to provide useful information on how to viably and effectively utilise the forest resources in the future, the gathering and analysis of forest related data is pivotal. Although a National Forest Inventory was conducted in 2016, very little reliable and scientifically substantiated information exists related to a regional or even local level. This lack of detailed information warranted a study performed in the Thunkel taiga area in 2017 in cooperation with the GIZ. In this context, we hypothesise that (i) tree species and composition can be identified utilising the aerial imagery, (ii) tree height can be extracted from the resulting canopy height model with accuracies commensurate with field survey measurements, and (iii) high-resolution satellite imagery is suitable for the extraction of tree species, the number of trees, and the upscaling of timber volume and basal area based on the spectral properties. The outcomes of this study illustrate quite clearly the potential of employing UAV imagery for tree height extraction (R2 of 0.9) as well as for species and crown diameter determination. However, in a few instances, the visual interpretation of the aerial photographs were determined to be superior to the computer-aided automatic extraction of forest attributes. In addition, imagery from various satellite sensors (e.g. Sentinel-2, RapidEye, WorldView-2) proved to be excellently suited for the delineation of burned areas and the assessment of tree vigour. Furthermore, recently developed sophisticated classifying approaches such as Support Vector Machines and Random Forest appear to be tailored for tree species discrimination (Overall Accuracy of 89%). Object-based classification approaches convey the impression to be highly suitable for very high-resolution imagery, however, at medium scale, pixel-based classifiers outperformed the former. It is also suggested that high radiometric resolution bears the potential to easily compensate for the lack of spatial detectability in the imagery. Quite surprising was the occurrence of dark taiga species in the riparian areas being beyond their natural habitat range. The presented results matrix and the interpretation key have been devised as a decision tool and/or a vademecum for practitioners. In consideration of future projects and to facilitate the improvement of the forest inventory database, the establishment of permanent sampling plots in the Mongolian taigas is strongly advised.2021-06-0