Parameter-Invariant Monitor Design for Cyber Physical Systems

The tight interaction between information technology and the physical world inherent in Cyber-Physical Systems (CPS) can challenge traditional approaches for monitoring safety and security. Data collected for robust CPS monitoring is often sparse and may lack rich training data describing critical events/attacks. Moreover, CPS often operate in diverse environments that can have significant inter/intra-system variability. Furthermore, CPS monitors that are not robust to data sparsity and inter/intra-system variability may result in inconsistent performance and may not be trusted for monitoring safety and security. Towards overcoming these challenges, this paper presents recent work on the design of parameter-invariant (PAIN) monitors for CPS. PAIN monitors are designed such that unknown events and system variability minimally affect the monitor performance. This work describes how PAIN designs can achieve a constant false alarm rate (CFAR) in the presence of data sparsity and intra/inter system variance in real-world CPS. To demonstrate the design of PAIN monitors for safety monitoring in CPS with different types of dynamics, we consider systems with networked dynamics, linear-time invariant dynamics, and hybrid dynamics that are discussed through case studies for building actuator fault detection, meal detection in type I diabetes, and detecting hypoxia caused by pulmonary shunts in infants. In all applications, the PAIN monitor is shown to have (significantly) less variance in monitoring performance and (often) outperforms other competing approaches in the literature. Finally, an initial application of PAIN monitoring for CPS security is presented along with challenges and research directions for future security monitoring deployments

Model Predictive Control and Fault Detection and Diagnostics of a Building Heating, Ventilation, and Air Conditioning System

The paper presents Model Predictive Control (MPC) and Fault Detection and Diagnostics (FDD) technologies, their on-line implementation, and results from several demonstrations conducted for a large-size HVAC system. The two technologies are executed at the supervisory level in a hierarchical control architecture as extensions of a baseline Building Management System (BMS). The MPC algorithm generates optimal set points for the HVAC actuator loops which minimize energy consumption while meeting equipment operational constraints and occupant comfort constraints. The MPC algorithm is implemented using a new tool, the Berkeley Library for Optimization Modeling (BLOM), which generates automatically an efficient optimization formulation directly from a simulation model. The FDD algorithm detects and classifies in real-time potential faults of the HVAC actuators based on data from multiple sensors. The performance and limitations of FDD and MPC algorithms are illustrated and discussed based on measurement data recorded from multiple tests

Distributed Diagnosis of Actuator and Sensor Faults in HVAC Systems

This paper presents a model-based methodology for diagnosing actuator and sensor faults affecting the temperature dynamics of a multi-zone heating, ventilating and air-conditioning (HVAC) system. By considering the temperature dynamics of the HVAC system as a network of interconnected subsystems, a distributed fault diagnosis architecture is proposed. For every subsystem, we design a monitoring agent that combines local and transmitted information from its neighboring agents in order to provide a decision on the type, number and location of the faults. The diagnosis process of each agent is realized in three steps. Firstly, the agent performs fault detection using a distributed nonlinear estimator. After the detection, the local fault identification is activated to infer the type of the fault using two distributed adaptive estimation schemes and a combinatorial decision logic. In order to distinguish between multiple local faults and propagated sensor faults, a distributed fault isolation is applied using the decisions of the neighboring agents. Simulation results of a 5-zone HVAC system are used to illustrate the effectiveness of the proposed methodology

Fault Detection and Diagnosis Encyclopedia for Building Systems:A Systematic Review

This review aims to provide an up-to-date, comprehensive, and systematic summary of fault detection and diagnosis (FDD) in building systems. The latter was performed through a defined systematic methodology with the final selection of 221 studies. This review provides insights into four topics: (1) glossary framework of the FDD processes; (2) a classification scheme using energy system terminologies as the starting point; (3) the data, code, and performance evaluation metrics used in the reviewed literature; and (4) future research outlooks. FDD is a known and well-developed field in the aerospace, energy, and automotive sector. Nevertheless, this study found that FDD for building systems is still at an early stage worldwide. This was evident through the ongoing development of algorithms for detecting and diagnosing faults in building systems and the inconsistent use of the terminologies and definitions. In addition, there was an apparent lack of data statements in the reviewed articles, which compromised the reproducibility, and thus the practical development in this field. Furthermore, as data drove the research activity, the found dataset repositories and open code are also presented in this review. Finally, all data and documentation presented in this review are open and available in a GitHub repository

Fault Diagnosis Of Sensor And Actuator Faults In Multi-Zone Hvac Systems

Globally, the buildings sector accounts for 30% of the energy consumption and more than 55% of the electricity demand. Specifically, the Heating, Ventilation, and Air Conditioning (HVAC) system is the most extensively operated component and it is responsible alone for 40% of the final building energy usage. HVAC systems are used to provide healthy and comfortable indoor conditions, and their main objective is to maintain the thermal comfort of occupants with minimum energy usage. HVAC systems include a considerable number of sensors, controlled actuators, and other components. They are at risk of malfunctioning or failure resulting in reduced efficiency, potential interference with the execution of supervision schemes, and equipment deterioration. Hence, Fault Diagnosis (FD) of HVAC systems is essential to improve their reliability, efficiency, and performance, and to provide preventive maintenance. In this thesis work, two neural network-based methods are proposed for sensor and actuator faults in a 3-zone HVAC system. For sensor faults, an online semi-supervised sensor data validation and fault diagnosis method using an Auto-Associative Neural Network (AANN) is developed. The method is based on the implementation of Nonlinear Principal Component Analysis (NPCA) using a Back-Propagation Neural Network (BPNN) and it demonstrates notable capability in sensor fault and inaccuracy correction, measurement noise reduction, missing sensor data replacement, and in both single and multiple sensor faults diagnosis. In addition, a novel on-line supervised multi-model approach for actuator fault diagnosis using Convolutional Neural Networks (CNNs) is developed for single actuator faults. It is based a data transformation in which the 1-dimensional data are configured into a 2-dimensional representation without the use of advanced signal processing techniques. The CNN-based actuator fault diagnosis approach demonstrates improved performance capability compared with the commonly used Machine Learning-based algorithms (i.e., Support Vector Machine and standard Neural Networks). The presented schemes are compared with other commonly used HVAC fault diagnosis methods for benchmarking and they are proven to be superior, effective, accurate, and reliable. The proposed approaches can be applied to large-scale buildings with additional zones