Achieving Secrecy Capacity of the Gaussian Wiretap Channel with Polar Lattices

In this work, an explicit wiretap coding scheme based on polar lattices is proposed to achieve the secrecy capacity of the additive white Gaussian noise (AWGN) wiretap channel. Firstly, polar lattices are used to construct secrecy-good lattices for the mod-$\Lambda_s$ Gaussian wiretap channel. Then we propose an explicit shaping scheme to remove this mod-$\Lambda_s$ front end and extend polar lattices to the genuine Gaussian wiretap channel. The shaping technique is based on the lattice Gaussian distribution, which leads to a binary asymmetric channel at each level for the multilevel lattice codes. By employing the asymmetric polar coding technique, we construct an AWGN-good lattice and a secrecy-good lattice with optimal shaping simultaneously. As a result, the encoding complexity for the sender and the decoding complexity for the legitimate receiver are both O(N logN log(logN)). The proposed scheme is proven to be semantically secure.Comment: Submitted to IEEE Trans. Information Theory, revised. This is the authors' own version of the pape

Construction of lattices for communications and security

In this thesis, we propose a new class of lattices based on polar codes, namely polar lattices. Polar lattices enjoy explicit construction and provable goodness for the additive white Gaussian noise (AWGN) channel, \textit{i.e.}, they are \emph{AWGN-good} lattices, in the sense that the error probability (for infinite lattice coding) vanishes for any fixed volume-to-noise ratio (VNR) greater than $2\pi e$. Our construction is based on the multilevel approach of Forney \textit{et al.}, where on each level we construct a capacity-achieving polar code. We show the component polar codes are naturally nested, thereby fulfilling the requirement of the multilevel lattice construction. We present a more precise analysis of the VNR of the resultant lattice, which is upper-bounded in terms of the flatness factor and the capacity losses of the component codes. The proposed polar lattices are efficiently decodable by using multi-stage decoding. Design examples are presented to demonstrate the superior performance of polar lattices. However, there is no infinite lattice coding in the practical applications. We need to apply the power constraint on the polar lattices which generates the polar lattice codes. We prove polar lattice codes can achieve the capacity \frac{1}{2}\log(1+\SNR) of the power-constrained AWGN channel with a novel shaping scheme. The main idea is that by implementing the lattice Gaussian distribution over the AWGN-good polar lattices, the maximum error-free transmission rate of the resultant coding scheme can be arbitrarily close to the capacity \frac{1}{2}\log(1+\SNR). The shaping technique is based on discrete lattice Gaussian distribution, which leads to a binary asymmetric channel at each level for the multilevel lattice codes. Then it is straightforward to employ multilevel asymmetric polar codes which is a combination of polar lossless source coding and polar channel coding. The construction of polar codes for an asymmetric channel can be converted to that for a related symmetric channel, and it turns out that this symmetric channel is equivalent to an minimum mean-square error (MMSE) scaled $\Lambda/\Lambda'$ channel in lattice coding in terms of polarization, which eventually simplifies our coding design. Finally, we investigate the application of polar lattices in physical layer security. Polar lattice codes are proved to be able to achieve the strong secrecy capacity of the Mod-$\Lambda$ AWGN wiretap channel. The Mod-$\Lambda$ assumption was due to the fact that a practical shaping scheme aiming to achieve the optimum shaping gain was missing. In this thesis, we use our shaping scheme and extend polar lattice coding to the Gaussian wiretap channel. By employing the polar coding technique for asymmetric channels, we manage to construct an AWGN-good lattice and a secrecy-good lattice with optimal shaping simultaneously. Then we prove the resultant wiretap coding scheme can achieve the strong secrecy capacity for the Gaussian wiretap channel.Open Acces

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Semantically Secure Lattice Codes for Compound MIMO Channels

We consider compound multi-input multi-output (MIMO) wiretap channels where minimal channel state information at the transmitter (CSIT) is assumed. Code construction is given for the special case of isotropic mutual information, which serves as a conservative strategy for general cases. Using the flatness factor for MIMO channels, we propose lattice codes universally achieving the secrecy capacity of compound MIMO wiretap channels up to a constant gap (measured in nats) that is equal to the number of transmit antennas. The proposed approach improves upon existing works on secrecy coding for MIMO wiretap channels from an error probability perspective, and establishes information theoretic security (in fact semantic security). We also give an algebraic construction to reduce the code design complexity, as well as the decoding complexity of the legitimate receiver. Thanks to the algebraic structures of number fields and division algebras, our code construction for compound MIMO wiretap channels can be reduced to that for Gaussian wiretap channels, up to some additional gap to secrecy capacity.Comment: IEEE Trans. Information Theory, to appea

Achieving capacity and security in wireless communications with lattice codes

Based on lattice Gaussian distributions and ideal lattices, we present a unified framework of lattice coding to achieve the channel capacity and secrecy capacity of wireless channels in the presence of Gaussian noise. The standard additive white Gaussian-noise (AWGN) channel, block fading channel, and multi-input multi-output (MIMO) fading channel are considered, which form a hierarchy of increasingly challenging problems in coding theory. To achieve channel capacity, we apply Gaussian shaping to a suitably defined good lattice for channel coding. To achieve secrecy capacity, we use a secrecy-good lattice nested with a coding lattice