Distributed Quasi-Orthogonal Space-Time coding in wireless cooperative relay networks

Cooperative diversity provides a new paradigm in robust wireless re- lay networks that leverages Space-Time (ST) processing techniques to combat the effects of fading. Distributing the encoding over multiple relays that potentially observe uncorrelated channels to a destination terminal has demonstrated promising results in extending range, data- rates and transmit power utilization. Specifically, Space Time Block Codes (STBCs) based on orthogonal designs have proven extremely popular at exploiting spatial diversity through simple distributed pro- cessing without channel knowledge at the relaying terminals. This thesis aims at extending further the extensive design and analysis in relay networks based on orthogonal designs in the context of Quasi- Orthogonal Space Time Block Codes (QOSTBCs). The characterization of Quasi-Orthogonal MIMO channels for cooper- ative networks is performed under Ergodic and Non-Ergodic channel conditions. Specific to cooperative diversity, the sub-channels are as- sumed to observe different shadowing conditions as opposed to the traditional co-located communication system. Under Ergodic chan- nel assumptions novel closed-form solutions for cooperative channel capacity under the constraint of distributed-QOSTBC processing are presented. This analysis is extended to yield closed-form approx- imate expressions and their utility is verified through simulations. The effective use of partial feedback to orthogonalize the QOSTBC is examined and significant gains under specific channel conditions are demonstrated. Distributed systems cooperating over the network introduce chal- lenges in synchronization. Without extensive network management it is difficult to synchronize all the nodes participating in the relaying between source and destination terminals. Based on QOSTBC tech- niques simple encoding strategies are introduced that provide compa- rable throughput to schemes under synchronous conditions with neg- ligible overhead in processing throughout the protocol. Both mutli- carrier and single-carrier schemes are developed to enable the flexi- bility to limit Peak-to-Average-Power-Ratio (PAPR) and reduce the Radio Frequency (RF) requirements of the relaying terminals. The insights gained in asynchronous design in flat-fading cooperative channels are then extended to broadband networks over frequency- selective channels where the novel application of QOSTBCs are used in distributed-Space-Time-Frequency (STF) coding. Specifically, cod- ing schemes are presented that extract both spatial and mutli-path diversity offered by the cooperative Multiple-Input Multiple-Output (MIMO) channel. To provide maximum flexibility the proposed schemes are adapted to facilitate both Decode-and-Forward (DF) and Amplify- and-Forward (AF) relaying. In-depth Pairwise-Error-Probability (PEP) analysis provides distinct design specifications which tailor the distributed- STF code to maximize the diversity and coding gain offered under the DF and AF protocols. Numerical simulation are used extensively to confirm the validity of the proposed cooperative schemes. The analytical and numerical re- sults demonstrate the effective use of QOSTBC over orthogonal tech- niques in a wide range of channel conditions

Hardware implementation of multiple-input multiple-output transceiver for wireless communication

This dissertation proposes an efficient hardware implementation scheme for iterative multi-input multi-output orthogonal frequency-division multiplexing (MIMO-OFDM) transceiver. The transmitter incorporates linear precoder designed with instantaneous channel state information (CSI). The receiver implements MMSE-IC (minimum mean square error interference cancelation) detector, channel estimator, low-density parity-check (LDPC) decoder and other supporting modules. The proposed implementation uses QR decomposition (QRD) of complex-valued matrices with four co-ordinate rotation digital computer (CORDIC) cores and back substitution to achieve the best tradeoff between resource and throughput. The MIMO system is used in field test and the results indicate that the instantaneous CSI varies very fast in practices and the performance of linear precoder designed with instantaneous CSI is limited. Instead, statistic CSI had to be used. This dissertation also proposes a higher-rank principle Kronecker model (PKM). That exploits the statistic CSI to simulate the fading channels. The PKM is constructed by decomposing the channel correlation matrices with the higher-order singular value decomposition (HOSVD) method. The proposed PKM-HOSVD model is validated by extensive field experiments conducted for 4-by-4 MIMO systems in both indoor and outdoor environments. The results confirm that the statistic CSI varies slowly and the PKM-HOSVD will be helpful in the design of linear precoders. --Abstract, page iv

Linear Transmit-Receive Strategies for Multi-user MIMO Wireless Communications

Die Notwendigkeit zur Unterdrueckung von Interferenzen auf der einen Seite und zur Ausnutzung der durch Mehrfachzugriffsverfahren erzielbaren Gewinne auf der anderen Seite rueckte die raeumlichen Mehrfachzugriffsverfahren (Space Division Multiple Access, SDMA) in den Fokus der Forschung. Ein Vertreter der raeumlichen Mehrfachzugriffsverfahren, die lineare Vorkodierung, fand aufgrund steigender Anzahl an Nutzern und Antennen in heutigen und zukuenftigen Mobilkommunikationssystemen besondere Beachtung, da diese Verfahren das Design von Algorithmen zur Vorcodierung vereinfachen. Aus diesem Grund leistet diese Dissertation einen Beitrag zur Entwicklung linearer Sende- und Empfangstechniken fuer MIMO-Technologie mit mehreren Nutzern. Zunaechst stellen wir ein Framework zur Approximation des Datendurchsatzes in Broadcast-MIMO-Kanaelen mit mehreren Nutzern vor. In diesem Framework nehmen wir das lineare Vorkodierverfahren regularisierte Blockdiagonalisierung (RBD) an. Durch den Vergleich von Dirty Paper Coding (DPC) und linearen Vorkodieralgorithmen (z.B. Zero Forcing (ZF) und Blockdiagonalisierung (BD)) ist es uns moeglich, untere und obere Schranken fuer den Unterschied bezueglich Datenraten und bezueglich Leistung zwischen beiden anzugeben. Im Weiteren entwickeln wir einen Algorithmus fuer koordiniertes Beamforming (Coordinated Beamforming, CBF), dessen Loesung sich in geschlossener Form angeben laesst. Dieser CBF-Algorithmus basiert auf der SeDJoCo-Transformation und loest bisher vorhandene Probleme im Bereich CBF. Im Anschluss schlagen wir einen iterativen CBF-Algorithmus namens FlexCoBF (flexible coordinated beamforming) fuer MIMO-Broadcast-Kanaele mit mehreren Nutzern vor. Im Vergleich mit bis dato existierenden iterativen CBF-Algorithmen kann als vielversprechendster Vorteil die freie Wahl der linearen Sende- und Empfangsstrategie herausgestellt werden. Das heisst, jede existierende Methode der linearen Vorkodierung kann als Sendestrategie genutzt werden, waehrend die Strategie zum Empfangsbeamforming frei aus MRC oder MMSE gewaehlt werden darf. Im Hinblick auf Szenarien, in denen Mobilfunkzellen in Clustern zusammengefasst sind, erweitern wir FlexCoBF noch weiter. Hier wurde das Konzept der koordinierten Mehrpunktverbindung (Coordinated Multipoint (CoMP) transmission) integriert. Zuletzt stellen wir drei Moeglichkeiten vor, Kanalzustandsinformationen (Channel State Information, CSI) unter verschiedenen Kanalumstaenden zu erlangen. Die Qualitaet der Kanalzustandsinformationen hat einen starken Einfluss auf die Guete des Uebertragungssystems. Die durch unsere neuen Algorithmen erzielten Verbesserungen haben wir mittels numerischer Simulationen von Summenraten und Bitfehlerraten belegt.In order to combat interference and exploit large multiplexing gains of the multi-antenna systems, a particular interest in spatial division multiple access (SDMA) techniques has emerged. Linear precoding techniques, as one of the SDMA strategies, have obtained more attention due to the fact that an increasing number of users and antennas involved into the existing and future mobile communication systems requires a simplification of the precoding design. Therefore, this thesis contributes to the design of linear transmit and receive strategies for multi-user MIMO broadcast channels in a single cell and clustered multiple cells. First, we present a throughput approximation framework for multi-user MIMO broadcast channels employing regularized block diagonalization (RBD) linear precoding. Comparing dirty paper coding (DPC) and linear precoding algorithms (e.g., zero forcing (ZF) and block diagonalization (BD)), we further quantify lower and upper bounds of the rate and power offset between them as a function of the system parameters such as the number of users and antennas. Next, we develop a novel closed-form coordinated beamforming (CBF) algorithm (i.e., SeDJoCo based closed-form CBF) to solve the existing open problem of CBF. Our new algorithm can support a MIMO system with an arbitrary number of users and transmit antennas. Moreover, the application of our new algorithm is not only for CBF, but also for blind source separation (BSS), since the same mathematical model has been used in BSS application.Then, we further propose a new iterative CBF algorithm (i.e., flexible coordinated beamforming (FlexCoBF)) for multi-user MIMO broadcast channels. Compared to the existing iterative CBF algorithms, the most promising advantage of our new algorithm is that it provides freedom in the choice of the linear transmit and receive beamforming strategies, i.e., any existing linear precoding method can be chosen as the transmit strategy and the receive beamforming strategy can be flexibly chosen from MRC or MMSE receivers. Considering clustered multiple cell scenarios, we extend the FlexCoBF algorithm further and introduce the concept of the coordinated multipoint (CoMP) transmission. Finally, we present three strategies for channel state information (CSI) acquisition regarding various channel conditions and channel estimation strategies. The CSI knowledge is required at the base station in order to implement SDMA techniques. The quality of the obtained CSI heavily affects the system performance. The performance enhancement achieved by our new strategies has been demonstrated by numerical simulation results in terms of the system sum rate and the bit error rate

A new trade-off scheme for MIMO OFDM-based cognitive radio systems over correlated fading channels

A joint pre- and post-coder (JPROC) is proposed for MIMO OFDM-based cognitive radio systems over correlated fading channels. The main aim is to have a trade-off between licensed networks and un-licensed networks in the underlay scenario. To handle the un-desired interferences on the main networks, the eigen-values of this JPROC should be small in each licensed network, as much as possible, whereas un-licensed users have higher rates. Frequency selective MIMO fading channels are coded with orthogonal space-time-frequency block codes (OSTFBCs) to improve the bad effects of these small eigen-values on the signal to noise ratio (SNR) in the main network. On the other hand, the system is operated in both transmit- and receivecorrelation scenarios. We have the correlation matrices at all the transmitters imperfectly. This is because there is any error in the estimation of the transmit- and the receive- angle spreads. The matrix of the JPROC is obtained by solving a robust convex optimization problem in the multi-user scenario. The optimization problem is represented under some constraints such as the outage probability of eavesdropping as a criterion for secrecy. An upper-band of the pair-wise error probability is minimized, while controlling the produced interferences. The effective performance of this JPROC is finally shown using simulations

Novel multiple antenna techniques for improved diversity in wireless communication systems

The focus of this thesis is to enhance the performance of wireless communication systems through the exploitation of multiple antennas at both the transmitter and the receiver ends of a communication link. Such a multiple-input multiple-output (MIMO) connection can theoretically provide spatially independent channels which can be exploited to provide diversity gain and thereby mitigate the problem of channel fading. To integrate such MIMO technology with emerging wireless systems such as third generation code division multiple access (CDMA) and fourth generation orthogonal division multiple access (OFDMA) based-approaches novel advanced signal processing techniques are required. The major advantages of MIMO systems, including array, diversity and multiplexing gains, are initially reviewed. Diversity gain is identified as the key property, which leverages the spatial independent channels to increase the robustness of the communication link. The family of space-time block codes is then introduced as a low computational complexity scheme to benefit from diversity gain within wireless systems. In particular, extended-orthogonal and quasi-orthogonal space-time block codes (EO-/QO-STBCs) are introduced for systems with four transmit antennas which can operate either in open or closed-loop forms. New EO-STBC and QO-STBC wideband CDMA transmission schemes are proposed which when operating in closed-loop mode, i.e. channel state information is exploited at the transmitter, is shown to attain full diversity and thereby outperform previous schemes in terms of attain able symbol error rate performance. This advantage is then utilized in MIMO-OFDM transmission schemes and similar frame error rate (FER) performance advantage is attained. Finally, to mitigate multiuser interference within the proposed MIMO-OFDM system a novel two-step combined parallel interference canceller and multiuser detection scheme is proposed. Simulation studies based upon FER confirm the efficacy of the technique

Performance analysis of MIMO-OFDM systems using complex Gaussian quadratic forms

En este trabajo se proponen aportaciones originales para el análisis de prestaciones en sistemas multiantena con múltiples portadoras, mediante el desarrollo de nuevas técnicas matemáticas para el cálculo de probabilidades de error. Así, ha sido posible analizar el efecto de no idealidades (estimación de canal imperfecta, offset de continua, desbalanceo I/Q…) en las prestaciones de sistemas de comunicaciones móviles e inalámbricas

Spatial diversity in MIMO communication systems with distributed or co-located antennas

The use of multiple antennas in wireless communication systems has gained much attention during the last decade. It was shown that such multiple-input multiple-output (MIMO) systems offer huge advantages over single-antenna systems. Typically, quite restrictive assumptions are made concerning the spacing of the individual antenna elements. On the one hand, it is typically assumed that the antenna elements at transmitter and receiver are co-located, i.e., they belong to some sort of antenna array. On the other hand, it is often assumed that the antenna spacings are sufficiently large, so as to justify the assumption of independent fading. In this thesis, the above assumptions are relaxed. In the first part, it is shown that MIMO systems with distributed antennas and MIMO systems with co-located antennas can be treated in a single, unifying framework. In the second part this fact is utilized, in order to develop appropriate transmit power allocation strategies for co-located and distributed MIMO systems. Finally, the third part focuses on specific synchronization problems that are of interest for distributed MIMO systems