Direction of Arrival Estimation in Low-Cost Frequency Scanning Array Antenna Systems

RÉSUMÉ Cette thèse propose des méthodes d'estimation de la direction d'arrivée (DOA) et d'amélioration de la résolution angulaire applicables aux antennes à balayage de fréquence (Frequency Scanning Antenna ou FSA) et présente un développement analytique et des confirmations expérimentales des méthodes proposées. Les FSA sont un sous-ensemble d'antennes à balayage électronique dont l'angle du faisceau principal change en faisant varier la fréquence des signaux. L'utilisation des FSA est un compromis entre des antennes à balayage de phase (phased arrays antennas) plus coûteuses et plus complexes, et des antennes à balayage mécanique plus lentes et non agiles. Bien que l'agilité et le faible coût des FSA les rendent un choix plausible dans certaines applications, les FSA à faible coût peuvent ne pas être conformes aux exigences souhaitées pour l'application cible telles que les exigences de résolution angulaire. Ainsi, cette recherche tente d'abord de caractériser les capacités de résolution angulaire de certains systèmes d'antennes FSA sélectionnés. Elle poursuit en explorant des modifications ou extensions aux algorithmes de super-résolution capables d'améliorer la résolution angulaire de l'antenne et de les adapter pour être appliqués aux FSA. Deux méthodes d'estimation de la résolution angulaire, l'estimation du maximum de vraisemblance (Maximum Likelihood ou ML) et la formation du faisceau de variance minimale de Capon (Minimum Variance Beamforming ou MVB) sont étudiées dans cette recherche. Les deux méthodes sont modifiées pour être applicables aux FSA. De plus, les méthodes d'étalonnage et de pré-traitement requises pour chaque méthode sont également introduites. Les résultats de simulation ont montré qu'en sélectionnant des paramètres corrects, il est possible d'améliorer la résolution angulaire au-delà de la limitation de la largeur de faisceau des FSA en utilisant les deux méthodes. Les critères pour lesquels chaque méthode fonctionne le mieux sont discutés et l'analyse pour justifier les conditions présentées est donnée.----------ABSTRACT This research investigates direction of arrival (DOA) estimation and angular resolution enhancement methods applicable to frequency scanning antennas (FSA) and provides analytical development and experimental validation for the proposed methods. FSAs are a subset of electronically scanning antennas, which scan the angle of their main beam by varying the frequency of the signals. Using FSA is a trade-off between more expensive and complex phase array antennas and slower and non-agile mechanical scanning antennas. Although agility and low-cost of FSAs make them a plausible choice in some application, low-cost FSAs may not comply with the desired requirements for the target application such as angular resolution requirements. Thus, this research attempts to first characterize the angular resolution capabilities of some selected FSA antenna systems, and then modify or extend super-resolution algorithms capable of enhancing the angular resolution of the antenna and adapt them to be applied to FSAs. Two angular resolution estimation methods, maximum likelihood estimation (ML) and Capon minimum variance beamforming (MVB), are studied in this research. Both methods are modified to be applicable to FSAs. In addition, the calibration and pre-processing methods required for each method are also introduced. Simulation results show that by selecting correct parameters, it is possible to enhance angular resolution beyond the beamwidth limitation of FSAs using both methods. The criteria for which each method performs the best are discussed and an analysis supporting the presented conditions are given. The proposed methods are also validated using the measured antenna radiation pattern of an 8-element FSA which is built based on a composite right/left-handed (CRLH) waveguide. In addition, the experimental results using a beam scanning parabolic reflector antenna using a frequency multiplexed antenna feed is given. The design limitations of this antenna reduces the performance of angular resolution enhancement methods. Therefore, a hybrid scanning system combining mechanical and frequency scanning using the beam scanning reflector antenna is also proposed

Ship target recognition

Includes bibliographical references.In this report the classification of ship targets using a low resolution radar system is investigated. The thesis can be divided into two major parts. The first part summarizes research into the applications of neural networks to the low resolution non-cooperative ship target recognition problem. Three very different neural architectures are investigated and compared, namely; the Feedforward Network with Back-propagation, Kohonen's Supervised Learning Vector Quantization Network, and Simpson's Fuzzy Min-Max neural network. In all cases, pre-processing in the form of the Fourier-Modified Discrete Mellin Transform is used as a means of extracting feature vectors which are insensitive to the aspect angle of the radar. Classification tests are based on both simulated and real data. Classification accuracies of up to 93 are reported. The second part is of a purely investigative nature, and summarizes a body of research aimed at exploring new ground. The crux of this work is centered on the proposal to use synthetic range profiling in order to achieve a much higher range resolution (and hence better classification accuracies). Included in this work is a comprehensive investigation into the use of super-resolution and noise reducing eigendecomposition techniques. Algorithms investigated include the Principal Eigenvector Method, the Total Least Squares Method, and the MUSIC method. A final proposal for future research and development concerns the use of time domain averaging to improve the classification performance of the radar system. The use of an iterative correlation algorithm is investigated

Scattering Center Extraction and Recognition Based on ESPRIT Algorithm

Inverse Synthetic Aperture Radar (ISAR) generates high quality radar images even in low visibility. And it provides important physical features for space target recognition and location. This thesis focuses on ISAR rapid imaging, scattering center information extraction, and target classification. Based on the principle of Fourier imaging, the backscattering field of radar target is obtained by physical optics (PO) algorithm, and the relation between scattering field and objective function is deduced. According to the resolution formula, the incident parameters of electromagnetic wave are set reasonably. The interpolation method is used to realize three-dimensional (3D) simulation of aircraft target, and the results are compared with direct imaging results. CLEAN algorithm extracts scattering center information effectively. But due to the limitation of resolution parameters, traditional imaging can’t meet the actual demand. Therefore, the super-resolution Estimation of Signal Parameters via Rotational Invariance Techniques (ESPRIT) algorithm is used to obtain spatial target location information. The signal subspace and noise subspace are orthogonal to each other. By combining spatial smoothing method with ESPRIT algorithm, the physical characteristics of geometric target scattering center are obtained accurately. In particular, the proposed method is validated on complex 3D aircraft targets and it proves that this method is applied to most scattering mechanisms. The distribution of scattering centers reflects the geometric information of the target. Therefore, the electromagnetic image to be recognized and ESPRIT image are matched by the domain matching method. And the classification results under different radii are obtained. In addition, because the neural network can extract rich image features, the improved ALEX network is used to classify and recognize target data processed by ESPRIT. It proves that ESPRIT algorithm can be used to expand the existing datasets and prepare for future identification of targets in real environments. Final a visual classification system is constructed to visually display the results

Microwave Sensing and Imaging

In recent years, microwave sensing and imaging have acquired an ever-growing importance in several applicative fields, such as non-destructive evaluations in industry and civil engineering, subsurface prospection, security, and biomedical imaging. Indeed, microwave techniques allow, in principle, for information to be obtained directly regarding the physical parameters of the inspected targets (dielectric properties, shape, etc.) by using safe electromagnetic radiations and cost-effective systems. Consequently, a great deal of research activity has recently been devoted to the development of efficient/reliable measurement systems, which are effective data processing algorithms that can be used to solve the underlying electromagnetic inverse scattering problem, and efficient forward solvers to model electromagnetic interactions. Within this framework, this Special Issue aims to provide some insights into recent microwave sensing and imaging systems and techniques

A Three-Dimensional Microwave Sparse Imaging Approach Using Higher-Order Basis Functions

This paper presents a novel method for three-dimensional microwave imaging based on sparse processing. To enforce the sparsity of the unknown function, we take advantage of the fact that arbitrary three-dimensional electromagnetic fields can be decomposed into two components with respect to the radial direction: one with transverse-magnetic polarization and the other with transverse-electric polarization. Each component can be further expressed as a sum of spherical harmonics, which provide the dictionary exploited by the sparse processing algorithm. Our measurement model relates the data and the parameters of the spherical harmonics' sources, which are uniformly distributed on a grid sampling the imaging domain. By relying on the theory of degrees of freedom of electromagnetic fields, it can be shown that only a few harmonics are sufficient to accurately represent the measured scattered field from objects whose diameter is of the order of the wavelength, thus allowing reducing the dimension of the adopted dictionary. We analyze several imaging scenarios to assess the algorithm's performance, including different object shapes, sensor orientations, and signal-to-noise ratios. Moreover, we compare the obtained results with other state-of-the-art linear imaging techniques. Notably, thanks to the adopted dictionary, the proposed algorithm can yield accurate images of both convex and concave objects