Parametric analog signal amplification applied to nanoscale cmos wireless digital transceivers

Thesis presented in partial fulfillment of the requirements for the degree of Doctor of Philosophy in the subject of Electrical and Computer Engineering by the Universidade Nova de Lisboa,Faculdade de Ciências e TecnologiaSignal amplification is required in almost every analog electronic system. However noise is also present, thus imposing limits to the overall circuit performance, e.g., on the sensitivity of the radio transceiver. This drawback has triggered a major research on the field, which has been producing several solutions to achieve amplification with minimum added noise. During the Fifties, an interesting out of mainstream path was followed which was based on variable reactance instead of resistance based amplifiers. The principle of these parametric circuits permits to achieve low noise amplifiers since the controlled variations of pure reactance elements is intrinsically noiseless. The amplification is based on a mixing effect which enables energy transfer from an AC pump source to other related signal frequencies. While the first implementations of these type of amplifiers were already available at that time, the discrete-time version only became visible more recently. This discrete-time version is a promising technique since it is well adapted to the mainstream nanoscale CMOS technology. The technique itself is based on the principle of changing the surface potential of the MOS device while maintaining the transistor gate in a floating state. In order words, the voltage amplification is achieved by changing the capacitance value while maintaining the total charge unchanged during an amplification phase. Since a parametric amplifier is not intrinsically dependent on the transconductance of the MOS transistor, it does not directly suffer from the intrinsic transconductance MOS gain issues verified in nanoscale MOS technologies. As a consequence, open-loop and opamp free structures can further emerge with this additional contribution. This thesis is dedicated to the analysis of parametric amplification with special emphasis on the MOS discrete-time implementation. The use of the latter is supported on the presentation of several circuits where the MOS Parametric Amplifier cell is well suited: small gain amplifier, comparator, discrete-time mixer and filter, and ADC. Relatively to the latter, a high speed time-interleaved pipeline ADC prototype is implemented in a,standard 130 nm CMOS digital technology from United Microelectronics Corporation (UMC). The ADC is fully based on parametric MOS amplification which means that one could achieve a compact and MOS-only implementation. Furthermore, any high speed opamp has not been used in the signal path, being all the amplification steps implemented with open-loop parametric MOS amplifiers. To the author’s knowledge, this is first reported pipeline ADC that extensively used the parametric amplification concept.Fundação para a Ciência e Tecnologia through the projects SPEED, LEADER and IMPAC

CMOS Signal Synthesizers for Emerging RF-to-Optical Applications

The need for clean and powerful signal generation is ubiquitous, with applications spanning the spectrum from RF to mm-Wave, to into and beyond the terahertz-gap. RF applications including mobile telephony and microprocessors have effectively harnessed mixed-signal integration in CMOS to realize robust on-chip signal sources calibrated against adverse ambient conditions. Combined with low cost and high yield, the CMOS component of hand-held devices costs a few cents per part per million parts. This low cost, and integrated digital processing, make CMOS an attractive option for applications like high-resolution imaging and ranging, and the emerging 5-G communication space. RADAR techniques when expanded to optical frequencies can enable micrometers of resolution for 3D imaging. These applications, however, impose upto 100x more exacting specifications on power and spectral purity at much higher frequencies than conventional RF synthesizers. This generation of applications will present unconventional challenges for transistor technologies - whether it is to squeeze performance in the conventionally used spectrum, already wrung dry, or signal generation and system design in the relatively emptier mm-Wave to sub-mmWave spectrum, much of the latter falling in the ``Terahertz Gap". Indeed, transistor scaling and innovative device physics leading to new transistor topologies have yielded higher cut-off frequencies in CMOS, though still lagging well behind SiGe and III-V semiconductors. To avoid multimodule solutions with functionality partitioned across different technologies, CMOS must be pushed out of its comfort zone, and technology scaling has to have accompanying breakthroughs in design approaches not only at the system but also at the block level. In this thesis, while not targeting a specific application, we seek to formulate the obstacles in synthesizing high frequency, high power and low noise signals in CMOS and construct a coherent design methodology to address them. Based on this, three novel prototypes to overcome the limiting factors in each case are presented. The first half of this thesis deals with high frequency signal synthesis and power generation in CMOS. Outside the range of frequencies where the transistor has gain, frequency generation necessitates harmonic extraction either as harmonic oscillators or as frequency multipliers. We augment the traditional maximum oscillation frequency metric (fmax), which only accounts for transistor losses, with passive component loss to derive an effective fmax metric. We then present a methodology for building oscillators at this fmax, the Maximum Gain Ring Oscillator. Next, we explore generating large signals beyond fmax through harmonic extraction in multipliers. Applying concepts of waveform shaping, we demonstrate a Power Mixer that engineers transistor nonlinearity by manipulating the amplitudes and relative phase shifts of different device nodes to maximize performance at a specific harmonic beyond device cut-off. The second half proposes a new architecture for an ultra-low noise phase-locked loop (PLL), the Reference-Sampling PLL. In conventional PLLs, a noisy buffer converts the slow, low-noise sine-wave reference signal to a jittery square-wave clock against which the phase of a noisy voltage-controlled oscillator (VCO) is corrected. We eliminate this reference buffer, and measure phase error by sampling the reference sine-wave with the 50x faster VCO waveform already available on chip, and selecting the relevant sample with voltage proportional to phase error. By avoiding the N-squared multiplication of the high-power reference buffer noise, and directly using voltage-mode phase error to control the VCO, we eliminate several noisy components in the controlling loop for ultra-low integrated jitter for a given power consumption. Further, isolation of the VCO tank from any varying load, unlike other contemporary divider-less PLL architectures, results in an architecture with record performance in the low-noise and low-spur space. We conclude with work that brings together concepts developed for clean, high-power signal generation towards a hybrid CMOS-Optical approach to Frequency-Modulated Continuous-Wave (FMCW) Light-Detection-And-Ranging (LIDAR). Cost-effective tunable lasers are temperature-sensitive and have nonlinear tuning profiles, rendering precise frequency modulations or 'chirps' untenable. Locking them to an electronic reference through an electro-optic PLL, and electronically calibrating the control signal for nonlinearity and ambient sensitivity, can make such chirps possible. Approaches that build on the body of advances in electrical PLLs to control the performance, and ease the specification on the design of optical systems are proposed. Eventually, we seek to leverage the twin advantages of silicon-intensive integration and low-cost high-yield towards developing a single-chip solution that uses on-chip signal processing and phased arrays to generate precise and robust chirps for an electronically-steerable fine LIDAR beam

Design of Analog-to-Digital Converters with Embedded Mixing for Ultra-Low-Power Radio Receivers

In the field of radio receivers, down-conversion methods usually rely on one (or more) explicit mixing stage(s) before the analog-to-digital converter (ADC). These stages not only contribute to the overall power consumption but also have an impact on area and can compromise the receiver’s performance in terms of noise and linearity. On the other hand, most ADCs require some sort of reference signal in order to properly digitize an analog input signal. The implementation of this reference signal usually relies on bandgap circuits and reference buffers to generate a constant, stable, dc signal. Disregarding this conventional approach, the work developed in this thesis aims to explore the viability behind the usage of a variable reference signal. Moreover, it demonstrates that not only can an input signal be properly digitized, but also shifted up and down in frequency, effectively embedding the mixing operation in an ADC. As a result, ADCs in receiver chains can perform double-duty as both a quantizer and a mixing stage. The lesser known charge-sharing (CS) topology, within the successive approximation register (SAR) ADCs, is used for a practical implementation, due to its feature of “pre-charging” the reference signal prior to the conversion. Simulation results from an 8-bit CS-SAR ADC designed in a 0.13 μm CMOS technology validate the proposed technique

Development and Experimental Analysis of Wireless High Accuracy Ultra-Wideband Localization Systems for Indoor Medical Applications

This dissertation addresses several interesting and relevant problems in the field of wireless technologies applied to medical applications and specifically problems related to ultra-wideband high accuracy localization for use in the operating room. This research is cross disciplinary in nature and fundamentally builds upon microwave engineering, software engineering, systems engineering, and biomedical engineering. A good portion of this work has been published in peer reviewed microwave engineering and biomedical engineering conferences and journals. Wireless technologies in medicine are discussed with focus on ultra-wideband positioning in orthopedic surgical navigation. Characterization of the operating room as a medium for ultra-wideband signal transmission helps define system design requirements. A discussion of the first generation positioning system provides a context for understanding the overall system architecture of the second generation ultra-wideband positioning system outlined in this dissertation. A system-level simulation framework provides a method for rapid prototyping of ultra-wideband positioning systems which takes into account all facets of the system (analog, digital, channel, experimental setup). This provides a robust framework for optimizing overall system design in realistic propagation environments. A practical approach is taken to outline the development of the second generation ultra-wideband positioning system which includes an integrated tag design and real-time dynamic tracking of multiple tags. The tag and receiver designs are outlined as well as receiver-side digital signal processing, system-level design support for multi-tag tracking, and potential error sources observed in dynamic experiments including phase center error, clock jitter and drift, and geometric position dilution of precision. An experimental analysis of the multi-tag positioning system provides insight into overall system performance including the main sources of error. A five base station experiment shows the potential of redundant base stations in improving overall dynamic accuracy. Finally, the system performance in low signal-to-noise ratio and non-line-of-sight environments is analyzed by focusing on receiver-side digitally-implemented ranging algorithms including leading-edge detection and peak detection. These technologies are aimed at use in next-generation medical systems with many applications including surgical navigation, wireless telemetry, medical asset tracking, and in vivo wireless sensors

Compact Digital Predistortion for Multi-band and Wide-band RF Transmitters

This thesis is focusing on developing a compact digital predistortion (DPD) system which costs less DPD added power consumptions. It explores a new theory and techniques to relieve the requirement of the number of training samples and the sampling-rate of feedback ADCs in DPD systems. A new theory about the information carried by training samples is introduced. It connects the generalized error of the DPD estimation algorithm with the statistical properties of modulated signals. Secondly, based on the proposed theory, this work introduces a compressed sample selection method to reduce the number of training samples by only selecting the minimal samples which satisfy the foreknown probability information. The number of training samples and complex multiplication operations required for coefficients estimation can be reduced by more than ten times without additional calculation resource. Thirdly, based on the proposed theory, this thesis proves that theoretically a DPD system using memory polynomial based behavioural modes and least-square (LS) based algorithms can be performed with any sampling-rate of feedback samples. The principle, implementation and practical concerns of the undersampling DPD which uses lower sampling-rate ADC are then introduced. Finally, the observation bandwidth of DPD systems can be extended by the proposed multi-rate track-and-hold circuits with the associated algorithm. By addressing several parameters of ADC and corresponding DPD algorithm, multi-GHz observation bandwidth using only a 61.44MHz ADC is achieved, and demonstrated the satisfactory linearization performance of multi-band and continued wideband RF transmitter applications via extensive experimental tests

A closed-loop digitally controlled MEMS gyroscope with unconstrained Sigma-Delta force-feedback

In this paper, we describe the system architecture and prototype measurements of a MEMS gyroscope system with a resolution of 0.025 degrees/s/root Hz. The architecture makes extensive use of control loops, which are mostly in the digital domain. For the primary mode both the amplitude and the resonance frequency are tracked and controlled. The secondary mode readout is based on unconstrained Sigma Delta force-feedback, which does not require a compensation filter in the loop and thus allows more beneficial quantization noise shaping than prior designs of the same order. Due to the force-feedback, the gyroscope has ample dynamic range to correct the quadrature error in the digital domain. The largely digital setup also gives a lot of flexibility in characterization and testing, where system identification techniques have been used to characterize the sensors. This way, a parasitic direct electrical coupling between actuation and readout of the mass-spring systems was estimated and corrected in the digital domain. Special care is also given to the capacitive readout circuit, which operates in continuous time

Subsampling receivers with applications to software defined radio systems

Este trabajo de tesis propone la utilización sistemas basados en submuestreo como una alternativa para la implementación de la etapa de down-conversion de los receptores de radio frecuencia (RF) empleados para aplicaciones multi-estándar y SDR (Software Defined Radio). El objetivo principal será el de optimizar el diseño en cuanto a flexibilidad y simplicidad, las cuales son propiedades inherentes en los sistemas basados en submuestreo. Por tanto, como reducir el número de componentes al mínimo es clave cuando un mismo receptor procesa diferentes estándares de comunicación, las arquitecturas basadas en submuestreo han sido seleccionadas, donde la reusabilidad de los componentes empleados es posible, así como la reducción de los costes totales de los receptores de comunicación y de los equipos de certificación que emplean estas arquitecturas. Un motivo adicional por el que los sistemas basados en submuestreo han sido seleccionados es el concerniente a la topología del receptor. Como la idea de la tecnología SDR es implementar todas las funcionalidades del receptor (filtrado, amplificación) en el dominio digital, el convertidores analógico-digital (ADC) deberá estar localizado en la cadena de recepción lo más cerca posible a la antena, siendo el objetivo final el convertir la señal directamente de RF a digital. Sin embargo, con los actuales ADC no es posible implementar esta idea debido al alto ancho de banda que necesitarían sin perder resolución para cubrir las especificaciones de los estándares de comunicaciones inalámbricas. Por tanto, los sistemas basados en submuestreo se presentan como la opción más adecuada para implementar este tipo de sistemas debido a que pueden muestrear la señal de entrada por debajo de la tasa de Nyquist, si se cumplen ciertas restricciones en cuanto a la elección de la frecuencia de muestreo. De este modo, los requerimientos del ADC serán relajados ya que, usando estas arquitecturas, este componente procesará la señal a frecuencias intermedias. Una vez se han introducido los conceptos principales de las técnicas de submuestreo, esta tesis doctoral presenta el diseño de una tarjeta de adquisición de datos basada en submuestreo con la finalidad de ser implementada como un receptor de test y certificación de banda ancha. El sistema propuesto proporciona una alta resolución para un elevado ancho de banda, a partir del uso de un S&H de bajo jitter y de un convertidor analógico digital ADC que trabaja a frecuencias intermedias. El sistema es implementado usando dispositivos comerciales en una placa de circuito impreso diseñada y fabricada, y cuya caracterización experimental muestra una resolución de más 8 bits para un ancho de banda analógico de 20 MHz. Concretamente, la resolución medida será mayor de 9 bits hasta una frecuencia de entrada de 2.9 GHz y mayor de 8 bits para una frecuencia de entrada de hasta 6.5 GHz, lo cual resulta suficiente para cubrir los requerimientos de la mayor parte de los actuales estándares de comunicaciones inalámbricas (GPS, GSM, GPRS, UMTS, Bluetooth, Wi-Fi, WiMAX). Sin embargo, los receptores basados en submuestreo presentan algunos importantes inconvenientes, como son adicionales fuentes de ruido (jitter y plegado de ruido térmico) y una dificultad añadida para implementarlo en escenarios multi-banda y no lineales. Acerca del plegado de ruido en la banda de interés, esta tesis propone el uso de una técnica basada en una arquitectura de reloj múltiple con el objetivo de aumentar la resolución y cubrir un número mayor de estándares para su test y certificación. Empleando una frecuencia de muestreo mayor para el caso del S&H, se conseguirá reducir este efecto, aumentando la resolución en aproximadamente 0.5-1 bit respecto al caso de sólo usar una fuente de reloj. Las expresiones teóricas de esta mejora son desarrolladas y presentadas en esta tesis, siendo posteriormente corroboradas de modo experimental. Por otra parte, esta tesis también propone novedosas técnicas para la aplicación de estos sistemas de submuestreo en entornos multi-banda y no lineales, los cuales presentan desafíos adicionales por el hecho de existir la posibilidad de solapamiento entre la señal de interés y los otros canales de comunicación, así como de solapamiento con sus armónicos. De este modo, esta tesis extiende el uso de los sistemas basados en submuestreo para este tipo de entornos, proponiendo técnicas para la elección de la frecuencia óptima de muestreo que evitan el solapamiento entre señales, a la vez que consiguen incrementar la resolución del receptor. Finalmente, se presentará la optimización en cuanto a características de ruido de un receptor concreto para aplicaciones de banda dual en entornos no lineales. Dicho receptor estará basado en las técnicas de reloj múltiple presentadas anteriormente y en una estructura de multi-filtro entre el S&H y el ADC. El sistema diseñado podrá emplearse para diversas aplicaciones a ambos lados de la cadena de comunicación, tal como en receptores de detección de espectro para radio cognitiva, o implementando el bucle de realimentación de un transmisor para la linealización de amplificadores de potencia. Por tanto, la presente tesis doctoral cuenta con tres contribuciones diferenciadas. La primera de ellas es la dedicada al diseño de un prototipo de recepción multi-estándar basado en submuestreo para aplicaciones de test y certificación. La segunda aportación es la dedicada a la optimización de las especificaciones de ruido a partir de las técnicas presentadas basadas en reloj múltiple. Por último, la tercera contribución principal es la relacionada con la extensión de este tipo de técnicas a sistemas multi-banda en entornos no lineales. Todas estas contribuciones han sido estudiadas teóricamente y experimentalmente validadas

Reconfigurable Receiver Front-Ends for Advanced Telecommunication Technologies

The exponential growth of converging technologies, including augmented reality, autonomous vehicles, machine-to-machine and machine-to-human interactions, biomedical and environmental sensory systems, and artificial intelligence, is driving the need for robust infrastructural systems capable of handling vast data volumes between end users and service providers. This demand has prompted a significant evolution in wireless communication, with 5G and subsequent generations requiring exponentially improved spectral and energy efficiency compared to their predecessors. Achieving this entails intricate strategies such as advanced digital modulations, broader channel bandwidths, complex spectrum sharing, and carrier aggregation scenarios. A particularly challenging aspect arises in the form of non-contiguous aggregation of up to six carrier components across the frequency range 1 (FR1). This necessitates receiver front-ends to effectively reject out-of-band (OOB) interferences while maintaining high-performance in-band (IB) operation. Reconfigurability becomes pivotal in such dynamic environments, where frequency resource allocation, signal strength, and interference levels continuously change. Software-defined radios (SDRs) and cognitive radios (CRs) emerge as solutions, with direct RF-sampling receivers offering a suitable architecture in which the frequency translation is entirely performed in digital domain to avoid analog mixing issues. Moreover, direct RF- sampling receivers facilitate spectrum observation, which is crucial to identify free zones, and detect interferences. Acoustic and distributed filters offer impressive dynamic range and sharp roll off characteristics, but their bulkiness and lack of electronic adjustment capabilities limit their practicality. Active filters, on the other hand, present opportunities for integration in advanced CMOS technology, addressing size constraints and providing versatile programmability. However, concerns about power consumption, noise generation, and linearity in active filters require careful consideration.This thesis primarily focuses on the design and implementation of a low-voltage, low-power RFFE tailored for direct sampling receivers in 5G FR1 applications. The RFFE consists of a balun low-noise amplifier (LNA), a Q-enhanced filter, and a programmable gain amplifier (PGA). The balun-LNA employs noise cancellation, current reuse, and gm boosting for wideband gain and input impedance matching. Leveraging FD-SOI technology allows for programmable gain and linearity via body biasing. The LNA's operational state ranges between high-performance and high-tolerance modes, which are apt for sensitivityand blocking tests, respectively. The Q-enhanced filter adopts noise-cancelling, current-reuse, and programmable Gm-cells to realize a fourth-order response using two resonators. The fourth-order filter response is achieved by subtracting the individual response of these resonators. Compared to cascaded and magnetically coupled fourth-order filters, this technique maintains the large dynamic range of second-order resonators. Fabricated in 22-nm FD-SOI technology, the RFFE achieves 1%-40% fractional bandwidth (FBW) adjustability from 1.7 GHz to 6.4 GHz, 4.6 dB noise figure (NF) and an OOB third-order intermodulation intercept point (IIP3) of 22 dBm. Furthermore, concerning the implementation uncertainties and potential variations of temperature and supply voltage, design margins have been considered and a hybrid calibration scheme is introduced. A combination of on-chip and off-chip calibration based on noise response is employed to effectively adjust the quality factors, Gm-cells, and resonance frequencies, ensuring desired bandpass response. To optimize and accelerate the calibration process, a reinforcement learning (RL) agent is used.Anticipating future trends, the concept of the Q-enhanced filter extends to a multiple-mode filter for 6G upper mid-band applications. Covering the frequency range from 8 to 20 GHz, this RFFE can be configured as a fourth-order dual-band filter, two bandpass filters (BPFs) with an OOB notch, or a BPF with an IB notch. In cognitive radios, the filter’s transmission zeros can be positioned with respect to the carrier frequencies of interfering signals to yield over 50 dB blocker rejection

Energy-Efficient Wake-up Receivers for 915-MHz ISM Band Applications

Wake-up receiver (WuRx) is a well-known approach for optimizing the latency and power consumption of ultra-low power transceivers in wireless sensor nodes. Tuned RF (TRF) or Envelope Detection architecture is an appropriate topology for short-range Wireless Body Area Network (WBAN) applications, where achieving a very high sensitivity is not a priority. However, the demand for an improved sensitivity gets emphasized for longer transmission ranges. Regardless of the application, considering the existing trade-off between the power and sensitivity, design techniques and novel architectures are usually employed to optimize the power-sensitivity product. Moreover, considering the negative impact of higher data rate on the sensitivity, the energy-sensitivity product can be a more reasonable figure of merit when comparing WuRx designs. In this thesis, the RF-subsampling architecture has been combined with the TRF receiver architecture as a first approach for improving the power-sensitivity product. The overall power consumption is reduced as a result of employing the subsampling topology with a low-frequency local oscillator (LO). Post layout simulations show that the proposed WuRx draws only 56 μA from a 0.5 V supply and exhibits an input sensitivity of -70 dBm for a data rate of 100 kbps. The chip occupies an area of 0.15 mm2 and is fabricated with TSMC 90nm CMOS technology. Another major contribution of this work is to propose and implement a novel dual-mode ultra-low-power WuRx based on the subsampling topology, which not only reduces the overall power consumption but also optimizes the energy-sensitivity product of the receiver. During the typical mode of operation known as the Monitoring (MO) mode, the start frame bits are received at a rate of as low as 10 kbps. Having received the true preamble bits in the MO mode, the remaining wake-up pattern bits are received at a higher rate of 200 kbps during the Identifier (ID) mode. By lowering the gain of the front-end amplifier in the MO mode, the power dissipation is reduced, which in turn causes an increase in the overall noise figure of the receiver. However, adequate sensitivity and hence an optimized energy-sensitivity product is maintained by intentionally lowering the data rate as well as the detection bandwidth of the receiver in the MO mode. The proposed wake-up receiver has been designed and fabricated in IBM 130 nm technology with a core size of about 0.2 mm2 for the target frequency range of 902-928 MHz. The measured results show that the proposed dual-mode receiver achieves a sensitivity of -78.5 dBm and -75 dBm while dissipating an average power of 16.4 µW and 22.9 µW during MO and ID modes, respectively