Smart meter based profiling for load forecasting and demand side management in smart grids

The smart grid incorporates an integrated system of smart meters and communication networks that enable two-way communication between utilities and consumers. The granular information from smart meters can be used to improve the load forecast and influence consumer’s energy consumption patterns through demand side management (DSM). However, for localized studies of power system, using a large quantity of smart meter data having high level of noise preclude the use of computationally intensive techniques. Reduction of smart meter data to extract the load profiles and smoother load profiles at lower aggregation level (individual consumer or small groups of consumers) are highly desirable for use in linear techniques for power system studies. Therefore, this thesis addresses the challenges of smart meter data size, complexity, variability and volatility for efficient use in load forecasting and DSM. This thesis presents a novel clustering-based approach for analysis of smart meter data, aimed at more accurate and detailed load profiling, reduced profile complexity and improved load forecast accuracy and DSM solutions. The approach uses an innovative clustering algorithm to reduce the data size by proposing new cluster validity indices. The extremely volatile profiles having high levels of noise and complexity are linearized using Taylor series linearization process to alleviate the non-linearity and complexity of profiles. Finally, particle swarm optimization is applied for energy optimization in linearized profiles. The approach is demonstrated on Irish smart meter dataset and simulated PV data, to achieve improved load forecast accuracy using artificial neural network and improved DSM solutions using linear optimization with reduced computational burden. Investigations suggest that proposed clustering algorithm can produce clusters with high intra-cluster pattern similarity as a result of the introduction of new stopping criteria specifically tailored for load forecasting applications. A comparison between the proposed alternative profiles and raw profiles further suggests that the alternative profiles guide the underlying energy consumption with reduced complexity making them computationally efficient. Use of the alternative profiles suggests that the load forecasting accuracy can potentially be higher compared to raw profiles. The alternative profiles in combination with the novel cluster selection approach provide higher peak reduction by shifting the load from peak hours to off-peak hours and higher monetary benefits for the participating consumers. The proposed clustering algorithm and the alternative profiles represent an advancement of the conventional load profiling approach, benefiting system operators through more accurate forecasting and efficient DSM. The novel mathematical framework suggested in this thesis provides an advancement to the new knowledge in the area of smart metering and smart power grids

Dynamic segmentation techniques applied to load profiles of electric energy consumption from domestic users

[EN] The electricity sector is currently undergoing a process of liberalization and separation of roles, which is being implemented under the regulatory auspices of each Member State of the European Union and, therefore, with different speeds, perspectives and objectives that must converge on a common horizon, where Europe will benefit from an interconnected energy market in which producers and consumers can participate in free competition. This process of liberalization and separation of roles involves two consequences or, viewed another way, entails a major consequence from which other immediate consequence, as a necessity, is derived. The main consequence is the increased complexity in the management and supervision of a system, the electrical, increasingly interconnected and participatory, with connection of distributed energy sources, much of them from renewable sources, at different voltage levels and with different generation capacity at any point in the network. From this situation the other consequence is derived, which is the need to communicate information between agents, reliably, safely and quickly, and that this information is analyzed in the most effective way possible, to form part of the processes of decision taking that improve the observability and controllability of a system which is increasing in complexity and number of agents involved. With the evolution of Information and Communication Technologies (ICT), and the investments both in improving existing measurement and communications infrastructure, and taking the measurement and actuation capacity to a greater number of points in medium and low voltage networks, the availability of data that informs of the state of the network is increasingly higher and more complete. All these systems are part of the so-called Smart Grids, or intelligent networks of the future, a future which is not so far. One such source of information comes from the energy consumption of customers, measured on a regular basis (every hour, half hour or quarter-hour) and sent to the Distribution System Operators from the Smart Meters making use of Advanced Metering Infrastructure (AMI). This way, there is an increasingly amount of information on the energy consumption of customers, being stored in Big Data systems. This growing source of information demands specialized techniques which can take benefit from it, extracting a useful and summarized knowledge from it. This thesis deals with the use of this information of energy consumption from Smart Meters, in particular on the application of data mining techniques to obtain temporal patterns that characterize the users of electrical energy, grouping them according to these patterns in a small number of groups or clusters, that allow evaluating how users consume energy, both during the day and during a sequence of days, allowing to assess trends and predict future scenarios. For this, the current techniques are studied and, proving that the current works do not cover this objective, clustering or dynamic segmentation techniques applied to load profiles of electric energy consumption from domestic users are developed. These techniques are tested and validated on a database of hourly energy consumption values for a sample of residential customers in Spain during years 2008 and 2009. The results allow to observe both the characterization in consumption patterns of the different types of residential energy consumers, and their evolution over time, and to assess, for example, how the regulatory changes that occurred in Spain in the electricity sector during those years influenced in the temporal patterns of energy consumption.[ES] El sector eléctrico se halla actualmente sometido a un proceso de liberalización y separación de roles, que está siendo aplicado bajo los auspicios regulatorios de cada Estado Miembro de la Unión Europea y, por tanto, con distintas velocidades, perspectivas y objetivos que deben confluir en un horizonte común, en donde Europa se beneficiará de un mercado energético interconectado, en el cual productores y consumidores podrán participar en libre competencia. Este proceso de liberalización y separación de roles conlleva dos consecuencias o, visto de otra manera, conlleva una consecuencia principal de la cual se deriva, como necesidad, otra consecuencia inmediata. La consecuencia principal es el aumento de la complejidad en la gestión y supervisión de un sistema, el eléctrico, cada vez más interconectado y participativo, con conexión de fuentes distribuidas de energía, muchas de ellas de origen renovable, a distintos niveles de tensión y con distinta capacidad de generación, en cualquier punto de la red. De esta situación se deriva la otra consecuencia, que es la necesidad de comunicar información entre los distintos agentes, de forma fiable, segura y rápida, y que esta información sea analizada de la forma más eficaz posible, para que forme parte de los procesos de toma de decisiones que mejoran la observabilidad y controlabilidad de un sistema cada vez más complejo y con más agentes involucrados. Con el avance de las Tecnologías de Información y Comunicaciones (TIC), y las inversiones tanto en mejora de la infraestructura existente de medida y comunicaciones, como en llevar la obtención de medidas y la capacidad de actuación a un mayor número de puntos en redes de media y baja tensión, la disponibilidad de datos sobre el estado de la red es cada vez mayor y más completa. Todos estos sistemas forman parte de las llamadas Smart Grids, o redes inteligentes del futuro, un futuro ya no tan lejano. Una de estas fuentes de información proviene de los consumos energéticos de los clientes, medidos de forma periódica (cada hora, media hora o cuarto de hora) y enviados hacia las Distribuidoras desde los contadores inteligentes o Smart Meters, mediante infraestructura avanzada de medida o Advanced Metering Infrastructure (AMI). De esta forma, cada vez se tiene una mayor cantidad de información sobre los consumos energéticos de los clientes, almacenada en sistemas de Big Data. Esta cada vez mayor fuente de información demanda técnicas especializadas que sepan aprovecharla, extrayendo un conocimiento útil y resumido de la misma. La presente Tesis doctoral versa sobre el uso de esta información de consumos energéticos de los contadores inteligentes, en concreto sobre la aplicación de técnicas de minería de datos (data mining) para obtener patrones temporales que caractericen a los usuarios de energía eléctrica, agrupándolos según estos mismos patrones en un número reducido de grupos o clusters, que permiten evaluar la forma en que los usuarios consumen la energía, tanto a lo largo del día como durante una secuencia de días, permitiendo evaluar tendencias y predecir escenarios futuros. Para ello se estudian las técnicas actuales y, comprobando que los trabajos actuales no cubren este objetivo, se desarrollan técnicas de clustering o segmentación dinámica aplicadas a curvas de carga de consumo eléctrico diario de clientes domésticos. Estas técnicas se prueban y validan sobre una base de datos de consumos energéticos horarios de una muestra de clientes residenciales en España durante los años 2008 y 2009. Los resultados permiten observar tanto la caracterización en consumos de los distintos tipos de consumidores energéticos residenciales, como su evolución en el tiempo, y permiten evaluar, por ejemplo, cómo influenciaron en los patrones temporales de consumos los cambios regulatorios que se produjeron en España en el sector eléctrico durante esos años.[CA] El sector elèctric es troba actualment sotmès a un procés de liberalització i separació de rols, que s'està aplicant davall els auspicis reguladors de cada estat membre de la Unió Europea i, per tant, amb distintes velocitats, perspectives i objectius que han de confluir en un horitzó comú, on Europa es beneficiarà d'un mercat energètic interconnectat, en el qual productors i consumidors podran participar en lliure competència. Aquest procés de liberalització i separació de rols comporta dues conseqüències o, vist d'una altra manera, comporta una conseqüència principal de la qual es deriva, com a necessitat, una altra conseqüència immediata. La conseqüència principal és l'augment de la complexitat en la gestió i supervisió d'un sistema, l'elèctric, cada vegada més interconnectat i participatiu, amb connexió de fonts distribuïdes d'energia, moltes d'aquestes d'origen renovable, a distints nivells de tensió i amb distinta capacitat de generació, en qualsevol punt de la xarxa. D'aquesta situació es deriva l'altra conseqüència, que és la necessitat de comunicar informació entre els distints agents, de forma fiable, segura i ràpida, i que aquesta informació siga analitzada de la manera més eficaç possible, perquè forme part dels processos de presa de decisions que milloren l'observabilitat i controlabilitat d'un sistema cada vegada més complex i amb més agents involucrats. Amb l'avanç de les tecnologies de la informació i les comunicacions (TIC), i les inversions, tant en la millora de la infraestructura existent de mesura i comunicacions, com en el trasllat de l'obtenció de mesures i capacitat d'actuació a un nombre més gran de punts en xarxes de mitjana i baixa tensió, la disponibilitat de dades sobre l'estat de la xarxa és cada vegada major i més completa. Tots aquests sistemes formen part de les denominades Smart Grids o xarxes intel·ligents del futur, un futur ja no tan llunyà. Una d'aquestes fonts d'informació prové dels consums energètics dels clients, mesurats de forma periòdica (cada hora, mitja hora o quart d'hora) i enviats cap a les distribuïdores des dels comptadors intel·ligents o Smart Meters, per mitjà d'infraestructura avançada de mesura o Advanced Metering Infrastructure (AMI). D'aquesta manera, cada vegada es té una major quantitat d'informació sobre els consums energètics dels clients, emmagatzemada en sistemes de Big Data. Aquesta cada vegada major font d'informació demanda tècniques especialitzades que sàpiguen aprofitar-la, extraient-ne un coneixement útil i resumit. La present tesi doctoral versa sobre l'ús d'aquesta informació de consums energètics dels comptadors intel·ligents, en concret sobre l'aplicació de tècniques de mineria de dades (data mining) per a obtenir patrons temporals que caracteritzen els usuaris d'energia elèctrica, agrupant-los segons aquests mateixos patrons en una quantitat reduïda de grups o clusters, que permeten avaluar la forma en què els usuaris consumeixen l'energia, tant al llarg del dia com durant una seqüència de dies, i que permetent avaluar tendències i predir escenaris futurs. Amb aquesta finalitat, s'estudien les tècniques actuals i, en comprovar que els treballs actuals no cobreixen aquest objectiu, es desenvolupen tècniques de clustering o segmentació dinàmica aplicades a corbes de càrrega de consum elèctric diari de clients domèstics. Aquestes tècniques es proven i validen sobre una base de dades de consums energètics horaris d'una mostra de clients residencials a Espanya durant els anys 2008 i 2009. Els resultats permeten observar tant la caracterització en consums dels distints tipus de consumidors energètics residencials, com la seua evolució en el temps, i permeten avaluar, per exemple, com van influenciar en els patrons temporals de consums els canvis reguladors que es van produir a Espanya en el sector elèctric durant aquests anys.Benítez Sánchez, IJ. (2015). Dynamic segmentation techniques applied to load profiles of electric energy consumption from domestic users [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/59236TESI

On Solving Selected Nonlinear Integer Programming Problems in Data Mining, Computational Biology, and Sustainability

This thesis consists of three essays concerning the use of optimization techniques to solve four problems in the fields of data mining, computational biology, and sustainable energy devices. To the best of our knowledge, the particular problems we discuss have not been previously addressed using optimization, which is a specific contribution of this dissertation. In particular, we analyze each of the problems to capture their underlying essence, subsequently demonstrating that each problem can be modeled as a nonlinear (mixed) integer program. We then discuss the design and implementation of solution techniques to locate optimal solutions to the aforementioned problems. Running throughout this dissertation is the theme of using mixed-integer programming techniques in conjunction with context-dependent algorithms to identify optimal and previously undiscovered underlying structure

An early-stage decision-support framework for the implementation of intelligent automation

The constant pressure on manufacturing companies to improve productivity, reduce the lead time and progress in quality requires new technological developments and adoption.The rapid development of smart technology and robotics and autonomous systems (RAS) technology has a profound impact on manufacturing automation and might determine winners and losers of the next generation’s manufacturing competition. Simultaneously, recent smart technology developments in the areas enable an automation response to new production paradigms such as mass customisation and product-lifecycle considerations in the context of Industry 4.0. New paradigms, like mass customisation, increased both the complexity of the tasks and the risk due to smart technology integration. From a manufacturing automation perspective, intelligent automation has been identified as a possible response to arising demands. The presented research aims to support the industrial uptake of intelligent automation into manufacturing businesses by quantifying risks at the early design stage and business case development. An early-stage decision-support framework for the implementation of intelligent automation in manufacturing businesses is presented in this thesis.The framework is informed by an extensive literature review, updated and verified with surveys and workshops to add to the knowledge base due to the rapid development of the associated technologies. A paradigm shift from cost to a risk-modelling perspective is proposed to provide a more flexible and generic approach applicable throughout the current technology landscape. The proposed probabilistic decision-support framework consists of three parts:• A clustering algorithm to identify the manufacturing functions in manual processes from task analysis to mitigate early-stage design uncertainties• A Bayesian Belief Network (BBN) informed by an expert elicitation via the DELPHI method, where the identified functions become the unit of analysis.• A Markov-Chain Monte-Carlo method modelling the effects of uncertainties on the critical success factors to address issues of factor interdependencies after expert elicitation.Based on the overall decision framework a toolbox was developed in Microsoft Excel. Five different case studies are used to test and validate the framework. Evaluation of the results derived from the toolbox from the industrial feedback suggests a positive validation for commercial use. The main contributions to knowledge in the presented thesis arise from the following four points:• Early-stage decision-support framework for business case evaluation of intelligent automation.• Translating manual tasks to automation function via a novel clustering approach• Application of a Markov-Chain Monte-Carlo Method to simulate correlation between decision criteria• Causal relationship among Critical Success Factors has been established from business and technical perspectives.The implications on practise might be promising. The feedback arising from the created tool was promising from the industry, and a practical realisation of the decision-support tool seems to be desired from an industrial point of view.With respect to further work, the decision-support tool might have established a ground to analyse a human task automatically for automation purposes. The established clustering mechanisms and the related attributes could be connected to sensorial data and analyse a manufacturing task autonomously without the subjective input of task analysis experts. To enable such an autonomous process, however, the psychophysiological understanding must be increased in the future.</div