Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Non-orthogonal Multiple Access (NOMA) with Asynchronous Interference Cancellation

Non-orthogonal multiple access (NOMA) allows allocating one carrier to more than one user at the same time in one cell. It is a promising technology to provide high throughput due to carrier reuse within a cell. In this thesis, a novel interference cancellation (IC) technique is proposed for asynchronous NOMA systems, which uses multiple symbols from each interfering user to carry out IC. With the multiple symbol information from each interfering user the IC performance can be improved substantially. The proposed technique creates and processes so called "IC Triangles". That is, the order of symbol detection is based on detecting all the overlapping symbols of a stonger user before detecting a symbol of a weak user. Also, successive IC (SIC) is employed in the proposed technique. Employing IC Triangles together with the SIC suppresses co-channel interference from strong (earlier detected) signals for relatively weak (yet to be detected) signals and make it possible to achieve low bit error rate (BER) for all users. Further, iterative signal processing is used to improve the system performance. Employing multiple iterations of symbol detection which is based on exploiting a priori estimate obtained from the previous iteration can improve the detection and IC performances. The BER and capacity performance analyses of an uplink NOMA system with the proposed IC technique are presented, along with the comparison to orthogonal frequency division multiple access (OFDMA) systems. Performance analyses validate the requirement for a novel IC technique that addresses asynchronism at NOMA uplink transmissions. Also, numerical and simulation results show that NOMA with the proposed IC technique outperforms OFDMA for uplink transmissions. It is also concluded from the research that, in the NOMA system, users are required to have large received power ratio to satisfy BER requirements and the required received power ratio increases with increasing the modulation level. Also, employing iterative IC provides significant performance gain in NOMA and the number of required iterations depend on the modulation level and detection method. Further, at uplink transmissions, users' BER and capacity performances strongly depend on the relative time offset between interfering users, besides the received power ratio

OFDMA/SC-FDMA aided space-time shift keying for dispersive multi-user scenarios

Motivated by the recent concept of Space-Time Shift Keying (STSK) developed for achieving a flexible diversity versus multiplexing gain trade-off, we propose a novel Orthogonal Frequency Division Multiple Access (OFDMA)/Single Carrier Frequency Division Multiple Access (SC-FDMA) aided multi-user STSK scheme for frequency-selective channels. The proposed OFDMA/SC-FDMA STSK scheme is capable of providing an improved performance in dispersive channels, while supporting multiple users in a multiple antenna aided wireless system. Furthermore, the scheme has the inherent potential of benefitting from the low-complexity single-stream Maximum-likelihood (ML) detector. Both an uncoded and a sophisticated near-capacity coded OFDMA/SC-FDMA STSK scheme were studied and their performances were compared in multiuser wideband Multiple-Input Multiple-Output (MIMO) scenarios. Explicitly, OFDMA/SC-FDMA aided STSK exhibits an excellent performance even in the presence of channel impairments due to the frequency-selectivity of wideband channels and proves to be a beneficial choice for high capacity multi-user MIMO systems

Massive Non-Orthogonal Multiple Access for Cellular IoT: Potentials and Limitations

The Internet of Things (IoT) promises ubiquitous connectivity of everything everywhere, which represents the biggest technology trend in the years to come. It is expected that by 2020 over 25 billion devices will be connected to cellular networks; far beyond the number of devices in current wireless networks. Machine-to-Machine (M2M) communications aims at providing the communication infrastructure for enabling IoT by facilitating the billions of multi-role devices to communicate with each other and with the underlying data transport infrastructure without, or with little, human intervention. Providing this infrastructure will require a dramatic shift from the current protocols mostly designed for human-to-human (H2H) applications. This article reviews recent 3GPP solutions for enabling massive cellular IoT and investigates the random access strategies for M2M communications, which shows that cellular networks must evolve to handle the new ways in which devices will connect and communicate with the system. A massive non-orthogonal multiple access (NOMA) technique is then presented as a promising solution to support a massive number of IoT devices in cellular networks, where we also identify its practical challenges and future research directions.Comment: To appear in IEEE Communications Magazin

Técnicas de equalização iterativas no espaço-frequência para o LTE

Mestrado em Engenharia Electrónica e TelecomunicaçõesMobile communications had a huge leap on its evolution in the last decade due to the constant increase of the user requirements. The Long Term Evolution is the new technology developed to give proper answer to the needs of a growing mobile communications community, offering much higher data rates, better spectral efficiency and lower latency when compared to previous technologies, along with scalable bandwidth, interoperability and easy roaming. All these advantages are possible due to the implementation of new network architectures like the E-UTRAN access network and the EPC core network, the use of MIMO systems, and new multiple access schemes: OFDMA for downlink and SC-FDMA for uplink. This thesis focuses on the uplink communication of this technology with SC-FDMA, specifically on the use of Iterative Block Decision Feedback Equalizers (IB-DFE) where both the feedback and the feedforward equalizer matrices are applied on the frequency domain. Two IB-DFE schemes were implemented using both Parallel Interference Cancellation (PIC) and Serial Interference Cancellation (SIC) based processing. We considered the uplink scenario where some users share the same physical channel to transmit its own information to the Base Station (BS). Also, we consider that the BS is equipped with multiple antennas and the user terminals (UT) with a single antenna. The aim of the studied iterative schemes is to efficiently remove both the multi-user and inter-carrier interferences, while allowing a close-to-optimum space-diversity gain. The results obtained showed that both PIC and SIC implementations presented better performance than the conventional used linear multi-user sub optimal equalizers ZF and MMSE. Both solutions efficiently eliminate the multi-user interference, although the SIC based scheme slightly outperforms the PIC approach, with a performance close to the one achieved by the Matched Filter Bound (MFB).As comunicações móveis tiveram um grande avanço na sua evolução na última década devido ao constante aumento dos requisitos dos utilizadores. O Long Term Evolution é a nova tecnologia desenvolvida para dar resposta às necessidades de uma crescente comunidade de comunicações móveis, oferecendo taxas de transmissão de dados muito mais elevadas, melhor eficiência espectral e menor latência quando comparado a tecnologias anteriores, incluindo também largura de banda escalável, interoperabilidade e roaming simples. Todas estas vantagens são possíveis devido à implementação de novas arquiteturas de rede, como a rede de acesso E-UTRAN e a rede core EPC, o uso de sistemas MIMO, e novos esquemas de múltiplo acesso: OFDMA para o downlink e SC-FDMA para o uplink. Esta tese centra-se na comunicação no sentido ascendente desta tecnologia onde o esquema utilizado é o SC-FDMA, mais especificamente na aplicação de Iterative Block Decision Feedback Equalizers (IB-DFE) onde tanto a matriz de feedback como a de feedfoward do equalizador são aplicadas no domínio da frequência. Dois esquemas IB-DFE foram implementados utilizando processamento baseado em cancelamento de interferência em paralelo (PIC) e em serie (SIC). Foi considerado um cenário ascendente onde alguns utilizadores (UEs) partilham o mesmo canal físico para transmitir a sua informação para a Estação Base (BS). È também assumido que a BS está equipada com múltiplas antenas, e os terminais dos utilizadores com uma antena apenas. O objetivo dos esquemas iterativos estudados é remover eficientemente a interferência entre utilizadores e entre portadoras, permitindo entretanto um ganho de diversidade no espaço quase ótimo. Os resultados obtidos mostraram que tanto a implementação PIC como a SIC apresentam melhor eficiência do que os habituais equalizadores lineares sub ótimos ZF e MMSE. Ambas as soluções eliminam a interferência entre utilizadores, embora o esquema SIC apresente um melhor desempenho que o PIC, aproximando- se do atingido com o Matched Filter Bound (MFB)

Lightly synchronized Multipacket Reception in Machine-Type Communications Networks

Machine Type Communication (MTC) applications were designed to monitor and control elements of our surroundings and environment. MTC applications have a different set of requirements compared to the traditional communication devices, with Machine to Machine (M2M) data being mostly short, asynchronous, bursty and sometimes requiring end-to-end delays below 1ms. With the growth of MTC, the new generation of mobile communications has to be able to present different types of services with very different requirements, i.e. the same network has to be capable of "supplying" connection to the user that just wants to download a video or use social media, allowing at the same time MTC that has completely different requirements, without deteriorating both experiences. The challenges associated to the implementation of MTC require disruptive changes at the Physical (PHY) and Medium Access Control (MAC) layers, that lead to a better use of the spectrum available. The orthogonality and synchronization requirements of the PHY layer of current Long Term Evolution Advanced (LTE-A) radio access network (based on glsofdm and Single Carrier Frequency Domain Equalization (SC-FDE)) are obstacles for this new 5th Generation (5G) architecture. Generalized Frequency Division Multiplexing (GFDM) and other modulation techniques were proposed as candidates for the 5G PHY layer, however they also suffer from visible degradation when the transmitter and receiver are not synchronized, leading to a poor performance when collisions occur in an asynchronous MAC layer. This dissertation addresses the requirements of M2M traffic at the MAC layer applying multipacket reception (MPR) techniques to handle the bursty nature of the traffic and synchronization tones and optimized back-off approaches to reduce the delay. It proposes a new MAC protocol and analyses its performance analytically considering an SC-FDE modulation. The models are validated using a system level cross-layer simulator developed in MATLAB, which implements the MAC protocol and applies PHY layer performance models. The results show that the MAC’s latency depends mainly on the number of users and the load of each user, and can be controlled using these two parameters