Joint Blind Symbol Rate Estimation and Data Symbol Detection for Linearly Modulated Signals

This paper focuses on non-data aided estimation of the symbol rate and detecting the data symbols in linearlymodulated signals. A blind oversampling-based signal detector under the circumstance of unknown symbol period is proposed. First, the symbol rate is estimated using the Expectation Maximization (EM) algorithm. However, within the framework of EM algorithm, it is difficult to obtain a closed form for the loglikelihood function and the density function. Therefore, these two functions are approximated in this paper by using the Particle Filter (PF) technique. In addition, a symbol rate estimator that exploits the cyclic correlation information is proposed as an initialization estimator for the EM algorithm. Second, the blind data symbol detector based on the PF algorithm is designed.Since the signal is oversampled at the receiver side, a delayed multi-sampling PF detector is proposed to manage the intersymbol interference caused by oversampling, and to improve the demodulation performance of the data symbols. In the PF algorithm, the hybrid importance function is used to generate both data samples and channel model coefficients, and the Mixture Kalman Filter (MKF) algorithm is used to marginalize out the fading channel coefficients

Collaborative modulation multiple access for single hop and multihop networks

While the bandwidth available for wireless networks is limited, the world has seen an unprecedented growth in the number of mobile subscribers and an ever increasing demand for high data rates. Therefore efficient utilisation of bandwidth to maximise link spectral efficiency and number of users that can be served simultaneously are primary goals in the design of wireless systems. To achieve these goals, in this thesis, a new non-orthogonal uplink multiple access scheme which combines the functionalities of adaptive modulation and multiple access called collaborative modulation multiple access (CMMA) is proposed. CMMA enables multiple users to access the network simultaneously and share the same bandwidth even when only a single receive antenna is available and in the presence of high channel correlation. Instead of competing for resources, users in CMMA share resources collaboratively by employing unique modulation sets (UMS) that differ in phase, power, and/or mapping structure. These UMS are designed to insure that the received signal formed from the superposition of all users’ signals belongs to a composite QAM constellation (CC) with a rate equal to the sum rate of all users. The CC and its constituent UMSs are designed centrally at the BS to remove ambiguity, maximize the minimum Euclidian distance (dmin) of the CC and insure a minimum BER performance is maintained. Users collaboratively precode their transmitted signal by performing truncated channel inversion and phase rotation using channel state information (CSI ) obtained from a periodic common pilot to insure that their combined signal at the BS belongs to the CC known at the BS which in turn performs a simple joint maximum likelihood detection without the need for CSI. The coherent addition of users’ power enables CMMA to achieve high link spectral efficiency at any time without extra power or bandwidth but on the expense of graceful degradation in BER performance. To improve the BER performance of CMMA while preserving its precoding and detection structure and without the need for pilot-aided channel estimation, a new selective diversity combining scheme called SC-CMMA is proposed. SC-CMMA optimises the overall group performance providing fairness and diversity gain for various users with different transmit powers and channel conditions by selecting a single antenna out of a group of L available antennas that minimises the total transmit power required for precoding at any one time. A detailed study of capacity and BER performance of CMMA and SC-CMMA is carried out under different level of channel correlations which shows that both offer high capacity gain and resilience to channel correlation. SC-CMMA capacity even increase with high channel correlation between users’ channels. CMMA provides a practical solution for implementing the multiple access adder channel (MAAC) in fading environments hence a hybrid approach combining both collaborative coding and modulation referred to as H-CMMA is investigated. H-CMMA divides users into a number of subgroups where users within a subgroup are assigned the same modulation set and different multiple access codes. H-CMMA adjusts the dmin of the received CC by varying the number of subgroups which in turn varies the number of unique constellation points for the same number of users and average total power. Therefore H-CMMA can accommodate many users with different rates while flexibly managing the complexity, rate and BER performance depending on the SNR. Next a new scheme combining CMMA with opportunistic scheduling using only partial CSI at the receiver called CMMA-OS is proposed to combine both the power gain of CMMA and the multiuser diversity gain that arises from users’ channel independence. To avoid the complexity and excessive feedback associated with the dynamic update of the CC, the BS takes into account the independence of users’ channels in the design of the CC and its constituent UMSs but both remain unchanged thereafter. However UMS are no longer associated with users, instead channel gain’s probability density function is divided into regions with identical probability and each UMS is associated with a specific region. This will simplify scheduling as users can initially chose their UMS based on their CSI and the BS will only need to resolve any collision when the channels of two or more users are located at the same region. Finally a high rate cooperative communication scheme, called cooperative modulation (CM) is proposed for cooperative multiuser systems. CM combines the reliability of the cooperative diversity with the high spectral efficiency and multiple access capabilities of CMMA. CM maintains low feedback and high spectral efficiency by restricting relaying to a single route with the best overall channel. Two possible variations of CM are proposed depending on whether CSI available only at the users or just at the BS and the selected relay. The first is referred to Precode, Amplify, and Forward (PAF) while the second one is called Decode, Remap, and Forward (DMF). A new route selection algorithm for DMF based on maximising dmin of random CC is also proposed using a novel fast low-complexity multi-stage sphere based algorithm to calculate the dmin at the relay of random CC that is used for both relay selection and detection

Asynchronous device detection for cognitive device-to-device communications

Dynamic spectrum sharing will facilitate the interference coordination in device-to-device (D2D) communications. In the absence of network level coordination, the timing synchronization among D2D users will be unavailable, leading to inaccurate channel state estimation and device detection, especially in time-varying fading environments. In this study, we design an asynchronous device detection/discovery framework for cognitive-D2D applications, which acquires timing drifts and dynamical fading channels when directly detecting the existence of a proximity D2D device (e.g. or primary user). To model and analyze this, a new dynamical system model is established, where the unknown timing deviation follows a random process, while the fading channel is governed by a discrete state Markov chain. To cope with the mixed estimation and detection (MED) problem, a novel sequential estimation scheme is proposed, using the conceptions of statistic Bayesian inference and random finite set. By tracking the unknown states (i.e. varying time deviations and fading gains) and suppressing the link uncertainty, the proposed scheme can effectively enhance the detection performance. The general framework, as a complimentary to a network-aided case with the coordinated signaling, provides the foundation for development of flexible D2D communications along with proximity-based spectrum sharing

Iterative receiver design for MIMO-OFDM systems via Sequential Monte Carlo (SMC) techniques

Master'sMASTER OF ENGINEERIN

Improved timing recovery in wireless mobile receivers

The problem of timing recovery in wireless mobile receiver systems is critical. This is partly because timing recovery functions must follow rapid parameter changes inherent in mobile systems and partly because both bandwidth and power must be conserved in low signal to noise ratio communication channels. The ultimate goal is therefore to achieve a low bit error rate on the recovered information for improving QoS provisioning to terminal mobile users. Traditional timing recovery methods have over-relied on phase-locked loops for timing information adjustment. However, associated schemes do not exploit code properties. This leads to synchronization difficulties in digital receivers separated from transmitters by lossy channels. In this paper we present a soft timing phase estimation algorithm for wireless mobile receivers in low signal to noise ratios. In order to develop a bandwidth and power efficient timing recovery method for wireless mobile receivers, a raised cosine filter and a multilevel phase shift keying modulation scheme are implemented and no clock signals are transmitted to the receiver. In the proposed method, the receiver exploits the soft decisions computed at each turbo decoding iteration to provide reliable estimates of a soft timing signal, which in turn, improves the decoding time. The derived method, based on sequential minimization techniques, approaches the theoretical Cramer-Rao bound with unbiased estimates within a few iterations.Key Words: discrete polyphase matched filters, maximum likelihood estimators, iterative turbo receivers, log-MAP b

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

Advanced receiver structures for mobile MIMO multicarrier communication systems

Beyond third generation (3G) and fourth generation (4G) wireless communication systems are targeting far higher data rates, spectral efficiency and mobility requirements than existing 3G networks. By using multiple antennas at the transmitter and the receiver, multiple-input multiple-output (MIMO) technology allows improving both the spectral efficiency (bits/s/Hz), the coverage, and link reliability of the system. Multicarrier modulation such as orthogonal frequency division multiplexing (OFDM) is a powerful technique to handle impairments specific to the wireless radio channel. The combination of multicarrier modulation together with MIMO signaling provides a feasible physical layer technology for future beyond 3G and fourth generation communication systems. The theoretical benefits of MIMO and multicarrier modulation may not be fully achieved because the wireless transmission channels are time and frequency selective. Also, high data rates call for a large bandwidth and high carrier frequencies. As a result, an important Doppler spread is likely to be experienced, leading to variations of the channel over very short period of time. At the same time, transceiver front-end imperfections, mobility and rich scattering environments cause frequency synchronization errors. Unlike their single-carrier counterparts, multi-carrier transmissions are extremely sensitive to carrier frequency offsets (CFO). Therefore, reliable channel estimation and frequency synchronization are necessary to obtain the benefits of MIMO OFDM in mobile systems. These two topics are the main research problems in this thesis. An algorithm for the joint estimation and tracking of channel and CFO parameters in MIMO OFDM is developed in this thesis. A specific state-space model is introduced for MIMO OFDM systems impaired by multiple carrier frequency offsets under time-frequency selective fading. In MIMO systems, multiple frequency offsets are justified by mobility, rich scattering environment and large angle spread, as well as potentially separate radio frequency - intermediate frequency chains. An extended Kalman filter stage tracks channel and CFO parameters. Tracking takes place in time domain, which ensures reduced computational complexity, robustness to estimation errors as well as low estimation variance in comparison to frequency domain processing. The thesis also addresses the problem of blind carrier frequency synchronization in OFDM. Blind techniques exploit statistical or structural properties of the OFDM modulation. Two novel approaches are proposed for blind fine CFO estimation. The first one aims at restoring the orthogonality of the OFDM transmission by exploiting the properties of the received signal covariance matrix. The second approach is a subspace algorithm exploiting the correlation of the channel frequency response among the subcarriers. Both methods achieve reliable estimation of the CFO regardless of multipath fading. The subspace algorithm needs extremely small sample support, which is a key feature in the face of time-selective channels. Finally, the Cramér-Rao (CRB) bound is established for the problem in order to assess the large sample performance of the proposed algorithms.reviewe

New Identification and Decoding Techniques for Low-Density Parity-Check Codes

Error-correction coding schemes are indispensable for high-capacity high data-rate communication systems nowadays. Among various channel coding schemes, low-density parity-check (LDPC) codes introduced by pioneer Robert G. Gallager are prominent due to the capacity-approaching and superior error-correcting properties. There is no hard constraint on the code rate of LDPC codes. Consequently, it is ideal to incorporate LDPC codes with various code rate and codeword length in the adaptive modulation and coding (AMC) systems which change the encoder and the modulator adaptively to improve the system throughput. In conventional AMC systems, a dedicated control channel is assigned to coordinate the encoder/decoder changes. A questions then rises: if the AMC system still works when such a control channel is absent. This work gives positive answer to this question by investigating various scenarios consisting of different modulation schemes, such as quadrature-amplitude modulation (QAM), frequency-shift keying (FSK), and different channels, such as additive white Gaussian noise (AWGN) channels and fading channels. On the other hand, LDPC decoding is usually carried out by iterative belief-propagation (BP) algorithms. As LDPC codes become prevalent in advanced communication and storage systems, low-complexity LDPC decoding algorithms are favored in practical applications. In the conventional BP decoding algorithm, the stopping criterion is to check if all the parities are satisfied. This single rule may not be able to identify the undecodable blocks, as a result, the decoding time and power consumption are wasted for executing unnecessary iterations. In this work, we propose a new stopping criterion to identify the undecodable blocks in the early stage of the iterative decoding process. Furthermore, in the conventional BP decoding algorithm, the variable (check) nodes are updated in parallel. It is known that the number of iterations can be reduced by the serial scheduling algorithm. The informed dynamic scheduling (IDS) algorithms were proposed in the existing literatures to further reduce the number of iterations. However, the computational complexity involved in finding the update node in the existing IDS algorithms would not be neglected. In this work, we propose a new efficient IDS scheme which can provide better performance-complexity trade-off compared to the existing IDS ones. In addition, the iterative decoding threshold, which is used for differentiating which LDPC code is better, is investigated in this work. A family of LDPC codes, called LDPC convolutional codes, has drawn a lot of attentions from researchers in recent years due to the threshold saturation phenomenon. The IDT for an LDPC convolutional code may be computationally demanding when the termination length goes to thousand or even approaches infinity, especially for AWGN channels. In this work, we propose a fast IDT estimation algorithm which can greatly reduce the complexity of the IDT calculation for LDPC convolutional codes with arbitrary large termination length (including infinity). By utilizing our new IDT estimation algorithm, the IDTs for LDPC convolutional codes with arbitrary large termination length (including infinity) can be quickly obtained