Error Coefficient-reduced Polar/PAC Codes

Polar codes are normally designed based on the reliability of the sub-channels in the polarized vector channel. There are various methods with diverse complexity and accuracy to evaluate the reliability of the sub-channels. However, designing polar codes solely based on the sub-channel reliability may result in poor Hamming distance properties. In this work, we propose a different approach to design the information set for polar codes and PAC codes where the objective is to reduce the number of codewords with minimum weight (a.k.a. error coefficient) of a code designed for maximum reliability. This approach is based on the coset-wise characterization of the rows of polar transform $\mathbf{G}_N$ involved in the formation of the minimum-weight codewords. Our analysis capitalizes on the properties of the polar transform based on its row and column indices. The numerical results show that the designed codes outperform PAC codes and CRC-Polar codes at the practical block error rate of $10^{-2}-10^{-3}$. Furthermore, a by-product of the combinatorial properties analyzed in this paper is an alternative enumeration method of the minimum-weight codewords.Comment: 19 pages, 10 figures, 4 tables, 2 listing

Construction of lattices for communications and security

In this thesis, we propose a new class of lattices based on polar codes, namely polar lattices. Polar lattices enjoy explicit construction and provable goodness for the additive white Gaussian noise (AWGN) channel, \textit{i.e.}, they are \emph{AWGN-good} lattices, in the sense that the error probability (for infinite lattice coding) vanishes for any fixed volume-to-noise ratio (VNR) greater than $2\pi e$. Our construction is based on the multilevel approach of Forney \textit{et al.}, where on each level we construct a capacity-achieving polar code. We show the component polar codes are naturally nested, thereby fulfilling the requirement of the multilevel lattice construction. We present a more precise analysis of the VNR of the resultant lattice, which is upper-bounded in terms of the flatness factor and the capacity losses of the component codes. The proposed polar lattices are efficiently decodable by using multi-stage decoding. Design examples are presented to demonstrate the superior performance of polar lattices. However, there is no infinite lattice coding in the practical applications. We need to apply the power constraint on the polar lattices which generates the polar lattice codes. We prove polar lattice codes can achieve the capacity \frac{1}{2}\log(1+\SNR) of the power-constrained AWGN channel with a novel shaping scheme. The main idea is that by implementing the lattice Gaussian distribution over the AWGN-good polar lattices, the maximum error-free transmission rate of the resultant coding scheme can be arbitrarily close to the capacity \frac{1}{2}\log(1+\SNR). The shaping technique is based on discrete lattice Gaussian distribution, which leads to a binary asymmetric channel at each level for the multilevel lattice codes. Then it is straightforward to employ multilevel asymmetric polar codes which is a combination of polar lossless source coding and polar channel coding. The construction of polar codes for an asymmetric channel can be converted to that for a related symmetric channel, and it turns out that this symmetric channel is equivalent to an minimum mean-square error (MMSE) scaled $\Lambda/\Lambda'$ channel in lattice coding in terms of polarization, which eventually simplifies our coding design. Finally, we investigate the application of polar lattices in physical layer security. Polar lattice codes are proved to be able to achieve the strong secrecy capacity of the Mod-$\Lambda$ AWGN wiretap channel. The Mod-$\Lambda$ assumption was due to the fact that a practical shaping scheme aiming to achieve the optimum shaping gain was missing. In this thesis, we use our shaping scheme and extend polar lattice coding to the Gaussian wiretap channel. By employing the polar coding technique for asymmetric channels, we manage to construct an AWGN-good lattice and a secrecy-good lattice with optimal shaping simultaneously. Then we prove the resultant wiretap coding scheme can achieve the strong secrecy capacity for the Gaussian wiretap channel.Open Acces

Polar Codes: Finite Length Implementation, Error Correlations and Multilevel Modulation

Shannon, in his seminal work, formalized the transmission of data over a communication channel and determined its fundamental limits. He characterized the relation between communication rate and error probability and showed that as long as the communication rate is below the capacity of the channel, error probability can be made as small as desirable by using appropriate coding over the communication channel and letting the codeword length approach infinity. He provided the formula for capacity of discrete memoryless channel. However, his proposed coding scheme was too complex to be practical in communication systems. Polar codes, recently introduced by Arıkan, are the first practical codes that are known to achieve the capacity for a large class of channel and have low encoding and decoding complexity. The original polar codes of Arıkan achieve a block error probability decaying exponentially in the square root of the block length as it goes to infinity. However, it is interesting to investigate their performance in finite length as this is the case in all practical communication schemes. In this dissertation, after a brief overview on polar codes, we introduce a practical framework for simulation of error correcting codes in general. We introduce the importance sampling concept to efficiently evaluate the performance of polar codes with finite bock length. Next, based on simulation results, we investigate the performance of different genie aided decoders to mitigate the poor performance of polar codes in low to moderate block length and propose single-error correction methods to improve the performance dramatically in expense of complexity of decoder. In this context, we also study the correlation between error events in a successive cancellation decoder. Finally, we investigate the performance of polar codes in non-binary channels. We compare the code construction of Sasoglu for Q-ary channels and classical multilevel codes. We construct multilevel polar codes for Q-ary channels and provide a thorough comparison of complexity and performance of two methods in finite length

Polar Coding Schemes for Cooperative Transmission Systems

: In this thesis, a serially-concatenated coding scheme with a polar code as the outer code and a low density generator matrix (LDGM) code as the inner code is firstly proposed. It is shown that that the proposed scheme provides a method to improve significantly the low convergence of polar codes and the high error floor of LDGM codes while keeping the advantages of both such as the low encoding and decoding complexity. The bit error rate results show that the proposed scheme by reasonable design have the potential to approach a performance close to the capacity limit and avoid error floor effectively. Secondly, a novel transmission protocol based on polar coding is proposed for the degraded half-duplex relay channel. In the proposed protocol, the relay only needs to forward a part of the decoded source message that the destination needs according to the exquisite nested structure of polar codes. It is proved that the scheme can achieve the capacity of the half-duplex relay channel while enjoying low encoding/decoding complexity. By modeling the practical system, we verify that the proposed scheme outperforms the conventional scheme designed by low-density parity-check codes by simulations. Finally, a generalized partial information relaying protocol is proposed for degraded multiple-relay networks with orthogonal receiver components (MRN-ORCs). In such a protocol, each relay node decodes the received source message with the help of partial information from previous nodes and re-encodes part of the decoded message for transmission to satisfy the decoding requirements for the following relay node or the destination node. For the design of polar codes, the nested structures are constructed based on this protocol and the information sets corresponding to the partial messages forwarded are also calculated. It is proved that the proposed scheme achieves the theoretical capacity of the degraded MRN-ORCs while still retains the low-complexity feature of polar codes

System Development and VLSI Implementation of High Throughput and Hardware Efficient Polar Code Decoder

Polar code is the first channel code which is provable to achieve the Shannon capacity. Additionally, it has a very good performance in terms of low error floor. All these merits make it a potential candidate for the future standard of wireless communication or storage system. Polar code is received increasing research interest these years. However, the hardware implementation of hardware decoder still has not meet the expectation of practical applications, no matter from neither throughput aspect nor hardware efficient aspect. This dissertation presents several system development approaches and hardware structures for three widely known decoding algorithms. These algorithms are successive cancellation (SC), list successive cancellation (LSC) and belief propagation (BP). All the efforts are in order to maximize the throughput meanwhile minimize the hardware cost. Throughput centric successive cancellation (TCSC) decoder is proposed for SC decoding. By introducing the concept of constituent code, the decoding latency is significantly reduced with a negligible decoding performance loss. However, the specifically designed computation unites dramatically increase the hardware cost, and how to handle the conventional polar code sets and constituent codes sets makes the hardware implementation more complicated. By exploiting the natural property of conventional SC decoder, datapaths for decoding constituent codes are compatibly built via computation units sharing technique. This approach does not incur additional hardware cost expect some multiplexer logic, but can significantly increase the decoding throughput. Other techniques such as pre-computing and gate-level optimization are used as well in order to further increase the decoding throughput. A specific designed partial sum generator (PSG) is also investigated in this dissertation. This PSG is hardware efficient and timing compatible with proposed TCSC decoder. Additionally, a polar code construction scheme with constituent codes optimization is also presents. This construction scheme aims to reduce the constituent codes based SC decoding latency. Results show that, compared with the state-of-art decoder, TCSC can achieve at least 60% latency reduction for the codes with length n = 1024. By using Nangate FreePDK 45nm process, TCSC decoder can reach throughput up to 5.81 Gbps and 2.01 Gbps for (1024, 870) and (1024, 512) polar code, respectively. Besides, with the proposed construction scheme, the TCSC decoder generally is able to further achieve at least around 20% latency deduction with an negligible gain loss. Overlapped List Successive Cancellation (OLSC) is proposed for LSC decoding as a design approach. LSC decoding has a better performance than LS decoding at the cost of hardware consumption. With such approach, the l (l > 1) instances of successive cancellation (SC) decoder for LSC with list size l can be cut down to only one. This results in a dramatic reduction of the hardware complexity without any decoding performance loss. Meanwhile, approaches to reduce the latency associated with the pipeline scheme are also investigated. Simulation results show that with proposed design approach the hardware efficiency is increased significantly over the recently proposed LSC decoders. Express Journey Belief Propagation (XJBP) is proposed for BP decoding. This idea origins from extending the constituent codes concept from SC to BP decoding. Express journey refers to the datapath of specific constituent codes in the factor graph, which accelerates the belief information propagation speed. The XJBP decoder is able to achieve 40.6% computational complexity reduction with the conventional BP decoding. This enables an energy efficient hardware implementation. In summary, all the efforts to optimize the polar code decoder are presented in this dissertation, supported by the careful analysis, precise description, extensively numerical simulations, thoughtful discussion and RTL implementation on VLSI design platforms

System Development and VLSI Implementation of High Throughput and Hardware Efficient Polar Code Decoder

Polar code is the first channel code which is provable to achieve the Shannon capacity. Additionally, it has a very good performance in terms of low error floor. All these merits make it a potential candidate for the future standard of wireless communication or storage system. Polar code is received increasing research interest these years. However, the hardware implementation of hardware decoder still has not meet the expectation of practical applications, no matter from neither throughput aspect nor hardware efficient aspect. This dissertation presents several system development approaches and hardware structures for three widely known decoding algorithms. These algorithms are successive cancellation (SC), list successive cancellation (LSC) and belief propagation (BP). All the efforts are in order to maximize the throughput meanwhile minimize the hardware cost. Throughput centric successive cancellation (TCSC) decoder is proposed for SC decoding. By introducing the concept of constituent code, the decoding latency is significantly reduced with a negligible decoding performance loss. However, the specifically designed computation unites dramatically increase the hardware cost, and how to handle the conventional polar code sets and constituent codes sets makes the hardware implementation more complicated. By exploiting the natural property of conventional SC decoder, datapaths for decoding constituent codes are compatibly built via computation units sharing technique. This approach does not incur additional hardware cost expect some multiplexer logic, but can significantly increase the decoding throughput. Other techniques such as pre-computing and gate-level optimization are used as well in order to further increase the decoding throughput. A specific designed partial sum generator (PSG) is also investigated in this dissertation. This PSG is hardware efficient and timing compatible with proposed TCSC decoder. Additionally, a polar code construction scheme with constituent codes optimization is also presents. This construction scheme aims to reduce the constituent codes based SC decoding latency. Results show that, compared with the state-of-art decoder, TCSC can achieve at least 60% latency reduction for the codes with length n = 1024. By using Nangate FreePDK 45nm process, TCSC decoder can reach throughput up to 5.81 Gbps and 2.01 Gbps for (1024, 870) and (1024, 512) polar code, respectively. Besides, with the proposed construction scheme, the TCSC decoder generally is able to further achieve at least around 20% latency deduction with an negligible gain loss. Overlapped List Successive Cancellation (OLSC) is proposed for LSC decoding as a design approach. LSC decoding has a better performance than LS decoding at the cost of hardware consumption. With such approach, the l (l > 1) instances of successive cancellation (SC) decoder for LSC with list size l can be cut down to only one. This results in a dramatic reduction of the hardware complexity without any decoding performance loss. Meanwhile, approaches to reduce the latency associated with the pipeline scheme are also investigated. Simulation results show that with proposed design approach the hardware efficiency is increased significantly over the recently proposed LSC decoders. Express Journey Belief Propagation (XJBP) is proposed for BP decoding. This idea origins from extending the constituent codes concept from SC to BP decoding. Express journey refers to the datapath of specific constituent codes in the factor graph, which accelerates the belief information propagation speed. The XJBP decoder is able to achieve 40.6% computational complexity reduction with the conventional BP decoding. This enables an energy efficient hardware implementation. In summary, all the efforts to optimize the polar code decoder are presented in this dissertation, supported by the careful analysis, precise description, extensively numerical simulations, thoughtful discussion and RTL implementation on VLSI design platforms

A New Code for Nonlinear Force-Free Field Extrapolation of the Global Corona

Reliable measurements of the solar magnetic field are still restricted to the photosphere, and our present knowledge of the three-dimensional coronal magnetic field is largely based on extrapolation from photospheric magnetogram using physical models, e.g., the nonlinear force-free field (NLFFF) model as usually adopted. Most of the currently available NLFFF codes have been developed with computational volume like Cartesian box or spherical wedge while a global full-sphere extrapolation is still under developing. A high-performance global extrapolation code is in particular urgently needed considering that Solar Dynamics Observatory (SDO) can provide full-disk magnetogram with resolution up to $4096\times 4096$. In this work, we present a new parallelized code for global NLFFF extrapolation with the photosphere magnetogram as input. The method is based on magnetohydrodynamics relaxation approach, the CESE-MHD numerical scheme and a Yin-Yang spherical grid that is used to overcome the polar problems of the standard spherical grid. The code is validated by two full-sphere force-free solutions from Low & Lou's semi-analytic force-free field model. The code shows high accuracy and fast convergence, and can be ready for future practical application if combined with an adaptive mesh refinement technique.Comment: Accepted by ApJ, 26 pages, 10 figure