Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission

QoS-driven adaptive resource allocation for mobile wireless communications and networks

Quality-of-service (QoS) guarantees will play a critically important role in future mobile wireless networks. In this dissertation, we study a set of QoS-driven resource allocation problems for mobile wireless communications and networks. In the first part of this dissertation, we investigate resource allocation schemes for statistical QoS provisioning. The schemes aim at maximizing the system/network throughput subject to a given queuing delay constraint. To achieve this goal, we integrate the information theory with the concept of effective capacity and develop a unified framework for resource allocation. Applying the above framework, we con-sider a number of system infrastructures, including single channel, parallel channel, cellular, and cooperative relay systems and networks, respectively. In addition, we also investigate the impact of imperfect channel-state information (CSI) on QoS pro-visioning. The resource allocation problems can be solved e±ciently by the convex optimization approach, where closed-form allocation policies are obtained for different application scenarios. Our analyses reveal an important fact that there exists a fundamental tradeoff between throughput and QoS provisioning. In particular, when the delay constraint becomes loose, the optimal resource allocation policy converges to the water-filling scheme, where ergodic capacity can be achieved. On the other hand, when the QoS constraint gets stringent, the optimal policy converges to the channel inversion scheme under which the system operates at a constant rate and the zero-outage capacity can be achieved. In the second part of this dissertation, we study adaptive antenna selection for multiple-input-multiple-output (MIMO) communication systems. System resources such as subcarriers, antennas and power are allocated dynamically to minimize the symbol-error rate (SER), which is the key QoS metric at the physical layer. We propose a selection diversity scheme for MIMO multicarrier direct-sequence code- division-multiple-access (MC DS-CDMA) systems and analyze the error performance of the system when considering CSI feedback delay and feedback errors. Moreover, we propose a joint antenna selection and power allocation scheme for space-time block code (STBC) systems. The error performance is derived when taking the CSI feedback delay into account. Our numerical results show that when feedback delay comes into play, a tradeoff between performance and robustness can be achieved by dynamically allocating power across transmit antennas

Mobile and Wireless Communications

Mobile and Wireless Communications have been one of the major revolutions of the late twentieth century. We are witnessing a very fast growth in these technologies where mobile and wireless communications have become so ubiquitous in our society and indispensable for our daily lives. The relentless demand for higher data rates with better quality of services to comply with state-of-the art applications has revolutionized the wireless communication field and led to the emergence of new technologies such as Bluetooth, WiFi, Wimax, Ultra wideband, OFDMA. Moreover, the market tendency confirms that this revolution is not ready to stop in the foreseen future. Mobile and wireless communications applications cover diverse areas including entertainment, industrialist, biomedical, medicine, safety and security, and others, which definitely are improving our daily life. Wireless communication network is a multidisciplinary field addressing different aspects raging from theoretical analysis, system architecture design, and hardware and software implementations. While different new applications are requiring higher data rates and better quality of service and prolonging the mobile battery life, new development and advanced research studies and systems and circuits designs are necessary to keep pace with the market requirements. This book covers the most advanced research and development topics in mobile and wireless communication networks. It is divided into two parts with a total of thirty-four stand-alone chapters covering various areas of wireless communications of special topics including: physical layer and network layer, access methods and scheduling, techniques and technologies, antenna and amplifier design, integrated circuit design, applications and systems. These chapters present advanced novel and cutting-edge results and development related to wireless communication offering the readers the opportunity to enrich their knowledge in specific topics as well as to explore the whole field of rapidly emerging mobile and wireless networks. We hope that this book will be useful for students, researchers and practitioners in their research studies

Design guidelines for spatial modulation

A new class of low-complexity, yet energyefficient Multiple-Input Multiple-Output (MIMO) transmission techniques, namely the family of Spatial Modulation (SM) aided MIMOs (SM-MIMO) has emerged. These systems are capable of exploiting the spatial dimensions (i.e. the antenna indices) as an additional dimension invoked for transmitting information, apart from the traditional Amplitude and Phase Modulation (APM). SM is capable of efficiently operating in diverse MIMO configurations in the context of future communication systems. It constitutes a promising transmission candidate for large-scale MIMO design and for the indoor optical wireless communication whilst relying on a single-Radio Frequency (RF) chain. Moreover, SM may also be viewed as an entirely new hybrid modulation scheme, which is still in its infancy. This paper aims for providing a general survey of the SM design framework as well as of its intrinsic limits. In particular, we focus our attention on the associated transceiver design, on spatial constellation optimization, on link adaptation techniques, on distributed/ cooperative protocol design issues, and on their meritorious variants

Transmitter precoding for multi-antenna multi-user communications

Emerging wireless sensor networks and existing wireless cellular and ad hoc networks motivate the design of low-power receivers. Multi-user interference drastically reduces the energy efficiency of wireless multi-user communications by introducing errors in the bits being detected at the receiver. Interference rejection algorithms and multiple antenna techniques can significantly reduce the bit-error-rate at the receiver. Unfortunately, while interference rejection algorithms burden the receiver with heavy signal processing functionalities, thereby increasing the power consumption at the receiver, the small size of receivers, specifically in sensor networks and in downlink cellular communications, prohibits the use of multiple receive antennas. In a broadcast channel, where a central transmitter is transmitting independent streams to decentralized receivers, it is possible for the transmitter to have a priori knowledge of the interference. Multiple antennas can be used at the transmitter to enhance energy efficiency. In some systems, the transmitter has access to virtually an infinite source of power. A typical example would be the base station transmitter for the downlink of a cellular system. The power consumption at receivers can be reduced if some of the signal processing functionality of the receiver is moved to the transmitter.;In this thesis, we consider a wireless broadcast channel with a transmitter equipped with multiple antennas and having a priori knowledge of interference. Our objective is to minimize the receiver complexity by adding extra signal processing functions to the transmitter. We need to determine the optimal signal that should be transmitted so that interference is completely eliminated, and the benefits that can be obtained by using multiple transmit antennas can be maximized. We investigate the use of linear precoders, linear transformations made on the signal before transmission, for this purpose

Spectral and Energy Efficient Communication Systems and Networks

In this thesis, design and analysis of energy- and spectral-efficient communication and cellular systems in micro wave and millimeter wave bands are considered using the following system performance metrics: i) Energy efficiency; ii) Spectral efficiency; iii) Spatial spectral efficiency; iv) Spatial energy efficiency, and v) Bit error rate. Statistical channel distributions, Nakagami-m and Generalized-K, and path loss models, Line of Sight (LOS) and Non-Line of Sight (NLOS), are used to represent the propagation environment in these systems. Adaptive M-QAM and M-CPFSK communication systems are proposed to enhance their efficiency metrics as a function of Signal-to-Noise Ratio (SNR) over the channel. It is observed that in the adaptive M-QAM system energy efficiency can be improved by 0.214 bits/J whereas its spectral efficiency can be enhanced by 40%, for wide range of SNR compared to that of conventional M-QAM system. In case of adaptive M-CPFSK system, spectral and energy efficiencies can be increased by 33% and 76%, respectively. A framework for design and analysis of a cellular system, with omni and sectorized antenna systems at Base Station (BS), using its efficiency metrics and coverage probability is presented assuming wireless channel is Nakagami-m fading coupled with path loss and co-channel interference. It is noted that sectorized antenna system at BS enhances energy and spectral efficiencies by nearly 109% and 1.5 bits/s/Hz, respectively, compared to conventional omni antenna system. A Multi-User MIMO cellular system is then investigated and closed-form expressions for its uplink efficiency metrics are derived for fading and shadowing wireless channel environment. It is observed that increasing number of antennas in MIMO system at BS can significantly improve efficiency metrics of cellular system. Finally, a framework for design and analysis of dense mmWave cellular system, in 28 and 73 GHz bands, is presented for efficient utilization of spectrum and power of the system. The efficiency metrics of the system are evaluated for LOS and NLOS links. It is observed that while 28 GHz band is expedient for indoor cellular systems, the 73 GHz band is appropriate for outdoor systems