Generic Multiuser Coordinated Beamforming for Underlay Spectrum Sharing

The beamforming techniques have been recently studied as possible enablers for underlay spectrum sharing. The existing beamforming techniques have several common limitations: they are usually system model specific, cannot operate with arbitrary number of transmit/receive antennas, and cannot serve arbitrary number of users. Moreover, the beamforming techniques for underlay spectrum sharing do not consider the interference originating from the incumbent primary system. This work extends the common underlay sharing model by incorporating the interference originating from the incumbent system into generic combined beamforming design that can be applied on interference, broadcast or multiple access channels. The paper proposes two novel multiuser beamforming algorithms for user fairness and sum rate maximization, utilizing newly derived convex optimization problems for transmit and receive beamformers calculation in a recursive optimization. Both beamforming algorithms provide efficient operation for the interference, broadcast and multiple access channels, as well as for arbitrary number of antennas and secondary users in the system. Furthermore, the paper proposes a successive transmit/receive optimization approach that reduces the computational complexity of the proposed recursive algorithms. The results show that the proposed complexity reduction significantly improves the convergence rates and can facilitate their operation in scenarios which require agile beamformers computation.Comment: 30 pages, 5 figure

Physical Layer Service Integration in 5G: Potentials and Challenges

High transmission rate and secure communication have been identified as the key targets that need to be effectively addressed by fifth generation (5G) wireless systems. In this context, the concept of physical-layer security becomes attractive, as it can establish perfect security using only the characteristics of wireless medium. Nonetheless, to further increase the spectral efficiency, an emerging concept, termed physical-layer service integration (PHY-SI), has been recognized as an effective means. Its basic idea is to combine multiple coexisting services, i.e., multicast/broadcast service and confidential service, into one integral service for one-time transmission at the transmitter side. This article first provides a tutorial on typical PHY-SI models. Furthermore, we propose some state-of-the-art solutions to improve the overall performance of PHY-SI in certain important communication scenarios. In particular, we highlight the extension of several concepts borrowed from conventional single-service communications, such as artificial noise (AN), eigenmode transmission etc., to the scenario of PHY-SI. These techniques are shown to be effective in the design of reliable and robust PHY-SI schemes. Finally, several potential research directions are identified for future work.Comment: 12 pages, 7 figure

Maximizing the Sum Rate in Cellular Networks Using Multi-Convex Optimization

In this paper, we propose a novel algorithm to maximize the sum rate in interference-limited scenarios where each user decodes its own message with the presence of unknown interferences and noise considering the signal-to-interference-plus-noise-ratio. It is known that the problem of adapting the transmit and receive filters of the users to maximize the sum rate with a sum transmit power constraint is non-convex. Our novel approach is to formulate the sum rate maximization problem as an equivalent multi-convex optimization problem by adding two sets of auxiliary variables. An iterative algorithm which alternatingly adjusts the system variables and the auxiliary variables is proposed to solve the multi-convex optimization problem. The proposed algorithm is applied to a downlink cellular scenario consisting of several cells each of which contains a base station serving several mobile stations. We examine the two cases, with or without several half-duplex amplify-and-forward relays assisting the transmission. A sum power constraint at the base stations and a sum power constraint at the relays are assumed. Finally, we show that the proposed multi-convex formulation of the sum rate maximization problem is applicable to many other wireless systems in which the estimated data symbols are multi-affine functions of the system variables.Comment: 24 pages, 5 figure

Hybrid Beamforming for Large Antenna Arrays with Phase Shifter Selection

This paper proposes an asymptotically optimal hybrid beamforming solution for large antenna arrays by exploiting the properties of the singular vectors of the channel matrix. It is shown that the elements of the channel matrix with Rayleigh fading follow a normal distribution when large antenna arrays are employed. The proposed beamforming algorithm is effective in both sparse and rich propagation environments, and is applicable for both point-to-point and multiuser scenarios. In addition, a closed-form expression and a lower-bound for the achievable rates are derived when analog and digital phase shifters are employed. It is shown that the performance of the hybrid beamformers using phase shifters with more than 2-bits resolution is comparable with analog phase shifting. A novel phase shifter selection scheme that reduces the power consumption at the phase shifter network is proposed when the wireless channel is modeled by Rayleigh fading. Using this selection scheme, the spectral efficiency can be increased as the power consumption in the phase shifter network reduces. Compared to the scenario that all of the phase shifters are in operation, the simulation results indicate that the spectral efficiency increases when up to 50% of phase shifters are turned off.Comment: Accepted to Transactions on Wireless Communications, 201

Joint Scheduling and ARQ for MU-MIMO Downlink in the Presence of Inter-Cell Interference

User scheduling and multiuser multi-antenna (MU-MIMO) transmission are at the core of high rate data-oriented downlink schemes of the next-generation of cellular systems (e.g., LTE-Advanced). Scheduling selects groups of users according to their channels vector directions and SINR levels. However, when scheduling is applied independently in each cell, the inter-cell interference (ICI) power at each user receiver is not known in advance since it changes at each new scheduling slot depending on the scheduling decisions of all interfering base stations. In order to cope with this uncertainty, we consider the joint operation of scheduling, MU-MIMO beamforming and Automatic Repeat reQuest (ARQ). We develop a game-theoretic framework for this problem and build on stochastic optimization techniques in order to find optimal scheduling and ARQ schemes. Particularizing our framework to the case of "outage service rates", we obtain a scheme based on adaptive variable-rate coding at the physical layer, combined with ARQ at the Logical Link Control (ARQ-LLC). Then, we present a novel scheme based on incremental redundancy Hybrid ARQ (HARQ) that is able to achieve a throughput performance arbitrarily close to the "genie-aided service rates", with no need for a genie that provides non-causally the ICI power levels. The novel HARQ scheme is both easier to implement and superior in performance with respect to the conventional combination of adaptive variable-rate coding and ARQ-LLC.Comment: Submitted to IEEE Transactions on Communications, v2: small correction

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication