A survey on fiber nonlinearity compensation for 400 Gbps and beyond optical communication systems

Optical communication systems represent the backbone of modern communication networks. Since their deployment, different fiber technologies have been used to deal with optical fiber impairments such as dispersion-shifted fibers and dispersion-compensation fibers. In recent years, thanks to the introduction of coherent detection based systems, fiber impairments can be mitigated using digital signal processing (DSP) algorithms. Coherent systems are used in the current 100 Gbps wavelength-division multiplexing (WDM) standard technology. They allow the increase of spectral efficiency by using multi-level modulation formats, and are combined with DSP techniques to combat the linear fiber distortions. In addition to linear impairments, the next generation 400 Gbps/1 Tbps WDM systems are also more affected by the fiber nonlinearity due to the Kerr effect. At high input power, the fiber nonlinear effects become more important and their compensation is required to improve the transmission performance. Several approaches have been proposed to deal with the fiber nonlinearity. In this paper, after a brief description of the Kerr-induced nonlinear effects, a survey on the fiber nonlinearity compensation (NLC) techniques is provided. We focus on the well-known NLC techniques and discuss their performance, as well as their implementation and complexity. An extension of the inter-subcarrier nonlinear interference canceler approach is also proposed. A performance evaluation of the well-known NLC techniques and the proposed approach is provided in the context of Nyquist and super-Nyquist superchannel systems.Comment: Accepted in the IEEE Communications Surveys and Tutorial

A new equalizer structure for high-speed optical links based on carrierless amplitude and phase modulation

© 2020 IEEE. Spectral efficient modulation formats can enable the transmission of higher data rates than conventional on-off keying (OOK). Carrierless amplitude and phase modulation (CAP) is such an attractive modulation scheme that has been widely considered for use in different types of optical links. The scheme however can suffer from intersymbol interference (ISI) and channel crosstalk (CCI) when the frequency response of the channel is not ideal. Conventional equalizers based on feedforward (FFE) and decision feedback (DFE) equalizers are easy to implement in practice and can mitigate some of the induced ISI. However, they fail to suppress the induced CCI in the link as each channel is equalized independently. As a result, we have recently proposed the use of a new equalizer structure for use in CAP-based optical links to mitigate these transmission impairments. This new equalizer, named CAP equalizer, can be formed with conventional FFEs and DFEs with minimal additional complexity whilst providing significant performance advantages. In this paper therefore, we review the equalizer structure and report recent demonstrations of its use in short-reach optical links. We present experimental studies on a 112 Gb/s CAP-16 VCSEL-based OM4 MMF link and a 4 Gb/s CAP-16 LED-based POF link and compare the performance of the links when both a conventional FFE and DFE equalizer and the newly proposed CAP equalizer are used. The results clearly demonstrate that the CAP equalizer offers improved receiver sensitivity and enables successful data transmission over longer fibre reaches.UK EPSRC via the UP-VLC (EP/K00042X/1) and TOWS (EP/S016570/1) project

Orthogonal transmultiplexers : extensions to digital subscriber line (DSL) communications

An orthogonal transmultiplexer which unifies multirate filter bank theory and communications theory is investigated in this dissertation. Various extensions of the orthogonal transmultiplexer techniques have been made for digital subscriber line communication applications. It is shown that the theoretical performance bounds of single carrier modulation based transceivers and multicarrier modulation based transceivers are the same under the same operational conditions. Single carrier based transceiver systems such as Quadrature Amplitude Modulation (QAM) and Carrierless Amplitude and Phase (CAP) modulation scheme, multicarrier based transceiver systems such as Orthogonal Frequency Division Multiplexing (OFDM) or Discrete Multi Tone (DMT) and Discrete Subband (Wavelet) Multicarrier based transceiver (DSBMT) techniques are considered in this investigation. The performance of DMT and DSBMT based transceiver systems for a narrow band interference and their robustness are also investigated. It is shown that the performance of a DMT based transceiver system is quite sensitive to the location and strength of a single tone (narrow band) interference. The performance sensitivity is highlighted in this work. It is shown that an adaptive interference exciser can alleviate the sensitivity problem of a DMT based system. The improved spectral properties of DSBMT technique reduces the performance sensitivity for variations of a narrow band interference. It is shown that DSBMT technique outperforms DMT and has a more robust performance than the latter. The superior performance robustness is shown in this work. Optimal orthogonal basis design using cosine modulated multirate filter bank is discussed. An adaptive linear combiner at the output of analysis filter bank is implemented to eliminate the intersymbol and interchannel interferences. It is shown that DSBMT is the most suitable technique for a narrow band interference environment. A blind channel identification and optimal MMSE based equalizer employing a nonmaximally decimated filter bank precoder / postequalizer structure is proposed. The performance of blind channel identification scheme is shown not to be sensitive to the characteristics of unknown channel. The performance of the proposed optimal MMSE based equalizer is shown to be superior to the zero-forcing equalizer

Efficient Radio Resource Allocation Schemes and Code Optimizations for High Speed Downlink Packet Access Transmission

An important enhancement on the Wideband Code Division Multiple Access (WCDMA) air interface of the 3G mobile communications, High Speed Downlink Packet Access (HSDPA) standard has been launched to realize higher spectral utilization efficiency. It introduces the features of multicode CDMA transmission and Adaptive Modulation and Coding (AMC) technique, which makes radio resource allocation feasible and essential. This thesis studies channel-aware resource allocation schemes, coupled with fast power adjustment and spreading code optimization techniques, for the HSDPA standard operating over frequency selective channel. A two-group resource allocation scheme is developed in order to achieve a promising balance between performance enhancement and time efficiency. It only requires calculating two parameters to specify the allocations of discrete bit rates and transmitted symbol energies in all channels. The thesis develops the calculation methods of the two parameters for interference-free and interference-present channels, respectively. For the interference-present channels, the performance of two-group allocation can be further enhanced by applying a clustering-based channel removal scheme. In order to make the two-group approach more time-efficient, reduction in matrix inversions in optimum energy calculation is then discussed. When the Minimum Mean Square Error (MMSE) equalizer is applied, optimum energy allocation can be calculated by iterating a set of eigenvalues and eigenvectors. By using the MMSE Successive Interference Cancellation (SIC) receiver, the optimum energies are calculated recursively combined with an optimum channel ordering scheme for enhancement in both system performance and time efficiency. This thesis then studies the signature optimization methods with multipath channel and examines their system performances when combined with different resource allocation methods. Two multipath-aware signature optimization methods are developed by applying iterative optimization techniques, for the system using MMSE equalizer and MMSE precoder respectively. A PAM system using complex signature sequences is also examined for improving resource utilization efficiency, where two receiving schemes are proposed to fully take advantage of PAM features. In addition by applying a short chip sampling window, a Singular Value Decomposition (SVD) based interference-free signature design method is presented

Solutions for New Terrestrial Broadcasting Systems Offering Simultaneously Stationary and Mobile Services

221 p.[EN]Since the first broadcasted TV signal was transmitted in the early decades of the past century, the television broadcasting industry has experienced a series of dramatic changes. Most recently, following the evolution from analogue to digital systems, the digital dividend has become one of the main concerns of the broadcasting industry. In fact, there are many international spectrum authorities reclaiming part of the broadcasting spectrum to satisfy the growing demand of other services, such as broadband wireless services, arguing that the TV services are not very spectrum-efficient. Apart from that, it must be taken into account that, even if up to now the mobile broadcasting has not been considered a major requirement, this will probably change in the near future. In fact, it is expected that the global mobile data traffic will increase 11-fold between 2014 and 2018, and what is more, over two thirds of the data traffic will be video stream by the end of that period. Therefore, the capability to receive HD services anywhere with a mobile device is going to be a mandatory requirement for any new generation broadcasting system. The main objective of this work is to present several technical solutions that answer to these challenges. In particular, the main questions to be solved are the spectrum efficiency issue and the increasing user expectations of receiving high quality mobile services. In other words, the main objective is to provide technical solutions for an efficient and flexible usage of the terrestrial broadcasting spectrum for both stationary and mobile services. The first contributions of this scientific work are closely related to the study of the mobile broadcast reception. Firstly, a comprehensive mathematical analysis of the OFDM signal behaviour over time-varying channels is presented. In order to maximize the channel capacity in mobile environments, channel estimation and equalization are studied in depth. First, the most implemented equalization solutions in time-varying scenarios are analyzed, and then, based on these existing techniques, a new equalization algorithm is proposed for enhancing the receivers’ performance. An alternative solution for improving the efficiency under mobile channel conditions is treating the Inter Carrier Interference as another noise source. Specifically, after analyzing the ICI impact and the existing solutions for reducing the ICI penalty, a new approach based on the robustness of FEC codes is presented. This new approach employs one dimensional algorithms at the receiver and entrusts the ICI removing task to the robust forward error correction codes. Finally, another major contribution of this work is the presentation of the Layer Division Multiplexing (LDM) as a spectrum-efficient and flexible solution for offering stationary and mobile services simultaneously. The comprehensive theoretical study developed here verifies the improved spectrum efficiency, whereas the included practical validation confirms the feasibility of the system and presents it as a very promising multiplexing technique, which will surely be a strong candidate for the next generation broadcasting services.[ES]Desde el comienzo de la transmisión de las primeras señales de televisión a principios del siglo pasado, la radiodifusión digital ha evolucionado gracias a una serie de cambios relevantes. Recientemente, como consecuencia directa de la digitalización del servicio, el dividendo digital se ha convertido en uno de los caballos de batalla de la industria de la radiodifusión. De hecho, no son pocos los consorcios internacionales que abogan por asignar parte del espectro de radiodifusión a otros servicios como, por ejemplo, la telefonía móvil, argumentado la poca eficiencia espectral de la tecnología de radiodifusión actual. Asimismo, se debe tener en cuenta que a pesar de que los servicios móviles no se han considerado fundamentales en el pasado, esta tendencia probablemente variará en el futuro cercano. De hecho, se espera que el tráfico derivado de servicios móviles se multiplique por once entre los años 2014 y 2018; y lo que es más importante, se pronostica que dos tercios del tráfico móvil sea video streaming para finales de ese periodo. Por lo tanto, la posibilidad de ofrecer servicios de alta definición en dispositivos móviles es un requisito fundamental para los sistemas de radiodifusión de nueva generación. El principal objetivo de este trabajo es presentar soluciones técnicas que den respuesta a los retos planteados anteriormente. En particular, las principales cuestiones a resolver son la ineficiencia espectral y el incremento de usuarios que demandan mayor calidad en los contenidos para dispositivos móviles. En pocas palabras, el principal objetivo de este trabajo se basa en ofrecer una solución más eficiente y flexible para la transmisión simultánea de servicios fijos y móviles. La primera contribución relevante de este trabajo está relacionada con la recepción de la señal de televisión en movimiento. En primer lugar, se presenta un completo análisis matemático del comportamiento de la señal OFDM en canales variantes con el tiempo. A continuación, con la intención de maximizar la capacidad del canal, se estudian en profundidad los algoritmos de estimación y ecualización. Posteriormente, se analizan los algoritmos de ecualización más implementados, y por último, basándose en estas técnicas, se propone un nuevo algoritmo de ecualización para aumentar el rendimiento de los receptores en tales condiciones. Del mismo modo, se plantea un nuevo enfoque para mejorar la eficiencia de los servicios móviles basado en tratar la interferencia entre portadoras como una fuente de ruido. Concretamente, tras analizar el impacto del ICI en los receptores actuales, se sugiere delegar el trabajo de corrección de dichas distorsiones en códigos FEC muy robustos. Finalmente, la última contribución importante de este trabajo es la presentación de la tecnología LDM como una manera más eficiente y flexible para la transmisión simultánea de servicios fijos y móviles. El análisis teórico presentado confirma el incremento en la eficiencia espectral, mientras que el estudio práctico valida la posible implementación del sistema y presenta la tecnología LDM c

A Novel Equalizer for 112 Gb/s CAP-Based Data Transmission over 150 m MMF Links

© 1983-2012 IEEE. In this paper a novel feedforward and decision feedback equalizer is proposed for the first time for use in short-reach high-speed communication links based on carrierless amplitude and phase (CAP) modulation. The proposed new equalizer mitigates crosstalk between the in-phase (I-) and quadrature (Q-) channels resulting from the non-linear phase response of the link enabling significant improvement in the link performance when operating at high data rates. The structure of this novel equalizer is introduced, its operation is described, and simulation and experimental studies on short-reach high-speed MMF links using 850 nm multimode VCSELs are presented. Data transmission tests are carried out over 150 m of OM4 MMF at 112 Gb/s using CAP modulation and the proposed CAP equalizer, and a bit-error-rate (BER) within the hard-decision forward error-correction (HD-FEC) threshold of 3.8 × 10-3 is achieved. The link is also tested when a conventional equalizer is used instead of the CAP equalizer and when adaptive discrete multitone (DMT) modulation is applied. The performance of the link is compared for these different transmission schemes and it is shown that the use of the novel equalizer and CAP modulation outperforms the other two schemes. The proposed equalizer can be implemented with low additional complexity, providing a potential cost-effective solution enabling >100 Gb/s single-lane data transmission in short-reach MMF-based links.UK EPSRC via the Terabit Bidirectional Multi-user Optical Wireless System project (TOWS) (EP/S016570/1)

ASK-based spatial multiplexing RGB scheme using symbol-dependent self-interference for detection

We propose a vsible light communication scheme utilizing red, green and blue lightemitting diodes (LEDs) and three color-Tuned photodiodes. Amplitude shift keying modulation is considered, and its effect on light emission in terms of flickering, dimming, and color rendering is discussed. The presence of interference at each photodiode generated by the other two colors is used to improve detection since interference is symbol-dependent. Moreover, the capability of the photodiodes to follow the LEDs speed is considered by analyzing the possibility of equalizing the received signal, and also self-interference mitigation is proposed. The system performance is evaluated both with computer simulations and tests on an Arduino board implementation

Coherent Optical OFDM Modem Employing Artificial Neural Networks for Dispersion and Nonlinearity Compensation in a Long-Haul Transmission System

In order to satisfy the ever increasing demand for the bandwidth requirement in broadband services the optical orthogonal frequency division multiplexing (OOFDM) scheme is being considered as a promising technique for future high-capacity optical networks. The aim of this thesis is to investigate, theoretically, the feasibility of implementing the coherent optical OFDM (CO-OOFDM) technique in long haul transmission networks. For CO-OOFDM and Fast-OFDM systems a set of modulation formats dependent analogue to digital converter (ADC) clipping ratio and the quantization bit have been identified, moreover, CO-OOFDM is more resilient to the chromatic dispersion (CD) when compared to the bandwidth efficient Fast-OFDM scheme. For CO-OOFDM systems numerical simulations are undertaken to investigate the effect of the number of sub-carriers, the cyclic prefix (CP), and ADC associated parameters such as the sampling speed, the clipping ratio, and the quantisation bit on the system performance over single mode fibre (SMF) links for data rates up to 80 Gb/s. The use of a large number of sub-carriers is more effective in combating the fibre CD compared to employing a long CP. Moreover, in the presence of fibre non-linearities identifying the optimum number of sub-carriers is a crucial factor in determining the modem performance. For a range of signal data rates up to 40 Gb/s, a set of data rate and transmission distance-dependent optimum ADC parameters are identified in this work. These parameters give rise to a negligible clipping and quantisation noise, moreover, ADC sampling speed can increase the dispersion tolerance while transmitting over SMF links. In addition, simulation results show that the use of adaptive modulation schemes improves the spectrum usage efficiency, thus resulting in higher tolerance to the CD when compared to the case where identical modulation formats are adopted across all sub-carriers. For a given transmission distance utilizing an artificial neural networks (ANN) equalizer improves the system bit error rate (BER) performance by a factor of 50% and 70%, respectively when considering SMF firstly CD and secondly nonlinear effects with CD. Moreover, for a fixed BER of 10-3 utilizing ANN increases the transmission distance by 1.87 times and 2 times, respectively while considering SMF CD and nonlinear effects. The proposed ANN equalizer performs more efficiently in combating SMF non-linearities than the previously published Kerr nonlinearity electrical compensation technique by a factor of 7

Techniques to Improve the Efficiency of Data Transmission in Cable Networks

The cable television (CATV) networks, since their introduction in the late 1940s, have now become a crucial part of the broadcasting industry. To keep up with growing demands from the subscribers, cable networks nowadays not only provide television programs but also deliver two-way interactive services such as telephone, high-speed Internet and social TV features. A new standard for CATV networks is released every five to six years to satisfy the growing demands from the mass market. From this perspective, this thesis is concerned with three main aspects for the continuing development of cable networks: (i) efficient implementations of backward-compatibility functions from the old standard, (ii) addressing and providing solutions for technically-challenging issues in the current standard and, (iii) looking for prospective features that can be implemented in the future standard. Since 1997, five different versions of the digital CATV standard had been released in North America. A new standard often contains major improvements over the previous one. The latest version of the standard, namely DOCSIS 3.1 (released in late 2013), is packed with state-of-the-art technologies and allows approximately ten times the amount of traffic as compared to the previous standard, DOCSIS 3.0 (released in 2008). Backward-compatibility is a must-have function for cable networks. In particular, to facilitate the system migration from older standards to a newer one, the backward compatible functions in the old standards must remain in the newer-standard products. More importantly, to keep the implementation cost low, the inherited backward compatible functions must be redesigned by taking advantage of the latest technology and algorithms. To improve the backward-compatibility functions, the first contribution of the thesis focuses on redesigning the pulse shaping filter by exploiting infinite impulse response (IIR) filter structures as an alternative to the conventional finite impulse response (FIR) structures. Comprehensive comparisons show that more economical filters with better performance can be obtained by the proposed design algorithm, which considers a hybrid parameterization of the filter's transfer function in combination with a constraint on the pole radius to be less than 1. The second contribution of the thesis is a new fractional timing estimation algorithm based on peak detection by log-domain interpolation. When compared with the commonly-used timing detection method, which is based on parabolic interpolation, the proposed algorithm yields more accurate estimation with a comparable implementation cost. The third contribution of the thesis is a technique to estimate the multipath channel for DOCSIS 3.1 cable networks. DOCSIS 3.1 is markedly different from prior generations of CATV networks in that OFDM/OFDMA is employed to create a spectrally-efficient signal. In order to effectively demodulate such a signal, it is necessary to employ a demodulation circuit which involves estimation and tracking of the multipath channel. The estimation and tracking must be highly accurate because extremely dense constellations such as 4096-QAM and possibly 16384-QAM can be used in DOCSIS 3.1. The conventional OFDM channel estimators available in the literature either do not perform satisfactorily or are not suitable for the DOCSIS 3.1 channel. The novel channel estimation technique proposed in this thesis iteratively searches for parameters of the channel paths. The proposed technique not only substantially enhances the channel estimation accuracy, but also can, at no cost, accurately identify the delay of each echo in the system. The echo delay information is valuable for proactive maintenance of the network. The fourth contribution of this thesis is a novel scheme that allows OFDM transmission without the use of a cyclic prefix (CP). The structure of OFDM in the current DOCSIS 3.1 does not achieve the maximum throughput if the channel has multipath components. The multipath channel causes inter-symbol-interference (ISI), which is commonly mitigated by employing CP. The CP acts as a guard interval that, while successfully protecting the signal from ISI, reduces the transmission throughput. The problem becomes more severe for downstream direction, where the throughput of the entire system is determined by the user with the worst channel. To solve the problem, this thesis proposes major alterations to the current DOCSIS 3.1 OFDM/OFDMA structure. The alterations involve using a pair of Nyquist filters at the transceivers and an efficient time-domain equalizer (TEQ) at the receiver to reduce ISI down to a negligible level without the need of CP. Simulation results demonstrate that, by incorporating the proposed alterations to the DOCSIS 3.1 down-link channel, the system can achieve the maximum throughput over a wide range of multipath channel conditions