Digital Pre-distortion for Interference Reduction in Dynamic Spectrum Access Networks

Given the ever increasing reliance of today’s society on ubiquitous wireless access, the paradigm of dynamic spectrum access (DSA) as been proposed and implemented for utilizing the limited wireless spectrum more efficiently. Orthogonal frequency division multiplexing (OFDM) is growing in popularity for adoption into wireless services employing DSA frame- work, due to its high bandwidth efficiency and resiliency to multipath fading. While these advantages have been proven for many wireless applications, including LTE-Advanced and numerous IEEE wireless standards, one potential drawback of OFDM or its non-contiguous variant, NC-OFDM, is that it exhibits high peak-to-average power ratios (PAPR), which can induce in-band and out-of-band (OOB) distortions when the peaks of the waveform enter the compression region of the transmitter power amplifier (PA). Such OOB emissions can interfere with existing neighboring transmissions, and thereby severely deteriorate the reliability of the DSA network. A performance-enhancing digital pre-distortion (DPD) technique compensating for PA and in-phase/quadrature (I/Q) modulator distortions is proposed in this dissertation. Al- though substantial research efforts into designing DPD schemes have already been presented in the open literature, there still exists numerous opportunities to further improve upon the performance of OOB suppression for NC-OFDM transmission in the presence of RF front-end impairments. A set of orthogonal polynomial basis functions is proposed in this dissertation together with a simplified joint DPD structure. A performance analysis is presented to show that the OOB emissions is reduced to approximately 50 dBc with proposed algorithms employed during NC-OFDM transmission. Furthermore, a novel and intuitive DPD solution that can minimize the power regrowth at any pre-specified frequency in the spurious domain is proposed in this dissertation. Conventional DPD methods have been proven to be able to effectively reduce the OOB emissions that fall on top of adjacent channels. However more spectral emissions in more distant frequency ranges are generated by employing such DPD solutions, which are potentially in violation of the spurious emission limit. At the same time, the emissions in adjacent channel must be kept under the OOB limit. To the best of the author’s knowledge, there has not been extensive research conducted on this topic. Mathematical derivation procedures of the proposed algorithm are provided for both memoryless nonlinear model and memory-based nonlinear model. Simulation results show that the proposed method is able to provide a good balance of OOB emissions and emissions in the far out spurious domain, by reducing the spurious emissions by 4-5 dB while maintaining the adjacent channel leakage ratio (ACLR) improvement by at least 10 dB, comparing to the PA output spectrum without any DPD

Auxiliary-Path-Assisted Digital Linearization of Wideband Wireless Receivers

Wireless communication systems in recent years have aimed at increasing data rates by ensuring flexible and efficient use of the radio spectrum. The dernier cri in this field has been in the area of carrier aggregation and cognitive radio. Carrier aggregation is a major component of LTE-Advanced. With carrier aggregation, a number of separate LTE carriers can be combined, by mobile network operators, to increase peak data rates and overall network capacity. Cognitive radios, on the other hand, allow efficient spectrum usage by locating and using spatially vacant spectral bands. High monolithic integration in these application fields can be achieved by employing receiver architectures such as the wideband direct conversion receiver topology. This is advantageous from the view point of cost, power consumption and size. However, many challenges exist, of particular importance is nonlinear distortion arising from analog front-end components such as low noise amplifiers (LNA). Nonlinear distortions especially become severe when several signals of varying amplitudes are received simultaneously. In such cases, nonlinear distortions stemming from strong signals may deteriorate the reception of the weaker signals, and also impair the receiver’s spectrum sensing capabilities. Nonlinearity, usually a consequence of dynamic range limitation, degrades performance in wideband multi-operator communications systems, and it will have a notable role in future wireless communication system design. This thesis presents a digital domain linearization technique that employs a very nonlinear auxiliary receiver path for nonlinear distortion cancellation. The proposed linearization technique relies on one-time adaptively-determined linearization coefficients for cancelling nonlinear distortions. Specifically, we take a look at canceling the troublesome in-band third order intermodulation products using the proposed technique. The proposed technique can be extended to cancel out both even and higher order odd intermodulation products. Dynamic behavioral models are used to account for RF nonlinearities, including memory effects which cannot be ignored in the wideband scenario. Since the proposed linearization technique involves the use of two receiver paths, techniques for correcting phase delays between the two paths are also introduced. Simplicity is the hallmark of the proposed linearization technique. It can achieve up to +30 dBm in IIP3 performance with ADC resolution being a major performance bottleneck. It also shows strong tolerance to strong blocker nonlinearities

Nonlinear Distortion in Wideband Radio Receivers and Analog-to-Digital Converters: Modeling and Digital Suppression

Emerging wireless communications systems aim to flexible and efficient usage of radio spectrum in order to increase data rates. The ultimate goal in this field is a cognitive radio. It employs spectrum sensing in order to locate spatially and temporally vacant spectrum chunks that can be used for communications. In order to achieve that, flexible and reconfigurable transceivers are needed. A software-defined radio can provide these features by having a highly-integrated wideband transceiver with minimum analog components and mostly relying on digital signal processing. This is also desired from size, cost, and power consumption point of view. However, several challenges arise, from which dynamic range is one of the most important. This is especially true on receiver side where several signals can be received simultaneously through a single receiver chain. In extreme cases the weakest signal can be almost 100 dB weaker than the strongest one. Due to the limited dynamic range of the receiver, the strongest signals may cause nonlinear distortion which deteriorates spectrum sensing capabilities and also reception of the weakest signals. The nonlinearities are stemming from the analog receiver components and also from analog-to-digital converters (ADCs). This is a performance bottleneck in many wideband communications and also radar receivers. The dynamic range challenges are already encountered in current devices, such as in wideband multi-operator receiver scenarios in mobile networks, and the challenges will have even more essential role in the future.This thesis focuses on aforementioned receiver scenarios and contributes to modeling and digital suppression of nonlinear distortion. A behavioral model for direct-conversion receiver nonlinearities is derived and it jointly takes into account RF, mixer, and baseband nonlinearities together with I/Q imbalance. The model is then exploited in suppression of receiver nonlinearities. The considered method is based on adaptive digital post-processing and does not require any analog hardware modification. It is able to extract all the necessary information directly from the received waveform in order to suppress the nonlinear distortion caused by the strongest blocker signals inside the reception band.In addition, the nonlinearities of ADCs are considered. Even if the dynamic range of the analog receiver components is not limiting the performance, ADCs may cause considerable amount of nonlinear distortion. It can originate, e.g., from undeliberate variations of quantization levels. Furthermore, the received waveform may exceed the nominal voltage range of the ADC due to signal power variations. This causes unintentional signal clipping which creates severe nonlinear distortion. In this thesis, a Fourier series based model is derived for the signal clipping caused by ADCs. Furthermore, four different methods are considered for suppressing ADC nonlinearities, especially unintentional signal clipping. The methods exploit polynomial modeling, interpolation, or symbol decisions for suppressing the distortion. The common factor is that all the methods are based on digital post-processing and are able to continuously adapt to variations in the received waveform and in the receiver itself. This is a very important aspect in wideband receivers, especially in cognitive radios, when the flexibility and state-of-the-art performance is required

Digital Front-End Signal Processing with Widely-Linear Signal Models in Radio Devices

Necessitated by the demand for ever higher data rates, modern communications waveforms have increasingly wider bandwidths and higher signal dynamics. Furthermore, radio devices are expected to transmit and receive a growing number of different waveforms from cellular networks, wireless local area networks, wireless personal area networks, positioning and navigation systems, as well as broadcast systems. On the other hand, commercial wireless devices are expected to be cheap, be relatively small in size, and have a long battery life. The demands for flexibility and higher data rates on one hand, and the constraints on production cost, device size, and energy efficiency on the other, pose difficult challenges on the design and implementation of future radio transceivers. Under these diametric constraints, in order to keep the overall implementation cost and size feasible, the use of simplified radio architectures and relatively low-cost radio electronics are necessary. This notion is even more relevant for multiple antenna systems, where each antenna has a dedicated radio front-end. The combination of simplified radio front-ends and low-cost electronics implies that various nonidealities in the remaining analog radio frequency (RF) modules, stemming from unavoidable physical limitations and material variations of the used electronics, are expected to play a critical role in these devices. Instead of tightening the specifications and tolerances of the analog circuits themselves, a more cost-effective solution in many cases is to compensate for these nonidealities in the digital domain. This line of research has been gaining increasing interest in the last 10-15 years, and is also the main topic area of this work. The direct-conversion radio principle is the current and future choice for building low-cost but flexible, multi-standard radio transmitters and receivers. The direct-conversion radio, while simple in structure and integrable on a single chip, suffers from several performance degrading circuit impairments, which have historically prevented its use in wideband, high-rate, and multi-user systems. In the last 15 years, with advances in integrated circuit technologies and digital signal processing, the direct-conversion principle has started gaining popularity. Still, however, much work is needed to fully realize the potential of the direct-conversion principle. This thesis deals with the analysis and digital mitigation of the implementation nonidealities of direct-conversion transmitters and receivers. The contributions can be divided into three parts. First, techniques are proposed for the joint estimation and predistortion of in-phase/quadrature-phase (I/Q) imbalance, power amplifier (PA) nonlinearity, and local oscillator (LO) leakage in wideband direct-conversion transmitters. Second, methods are developed for estimation and compensation of I/Q imbalance in wideband direct-conversion receivers, based on second-order statistics of the received communication waveforms. Third, these second-order statistics are analyzed for second-order stationary and cyclostationary signals under several other system impairments related to circuit implementation and the radio channel. This analysis brings new insights on I/Q imbalances and their compensation using the proposed algorithms. The proposed algorithms utilize complex-valued signal processing throughout, and naturally assume a widely-linear form, where both the signal and its complex-conjugate are filtered and then summed. The compensation processing is situated in the digital front-end of the transceiver, as the last step before digital-to-analog conversion in transmitters, or in receivers, as the first step after analog-to-digital conversion. The compensation techniques proposed herein have several common, unique, attributes: they are designed for the compensation of frequency-dependent impairments, which is seen critical for future wideband systems; they require no dedicated training data for learning; the estimators are computationally efficient, relying on simple signal models, gradient-like learning rules, and solving sets of linear equations; they can be applied in any transceiver type that utilizes the direct-conversion principle, whether single-user or multi-user, or single-carrier or multi-carrier; they are modulation, waveform, and standard independent; they can also be applied in multi-antenna transceivers to each antenna subsystem separately. Therefore, the proposed techniques provide practical and effective solutions to real-life circuit implementation problems of modern communications transceivers. Altogether, considering the algorithm developments with the extensive experimental results performed to verify their functionality, this thesis builds strong confidence that low-complexity digital compensation of analog circuit impairments is indeed applicable and efficient

Auxiliary-Path-Assisted Digital Linearization of Wideband Wireless Receivers

Wireless communication systems in recent years have aimed at increasing data rates by ensuring flexible and efficient use of the radio spectrum. The dernier cri in this field has been in the area of carrier aggregation and cognitive radio. Carrier aggregation is a major component of LTE-Advanced. With carrier aggregation, a number of separate LTE carriers can be combined, by mobile network operators, to increase peak data rates and overall network capacity. Cognitive radios, on the other hand, allow efficient spectrum usage by locating and using spatially vacant spectral bands. High monolithic integration in these application fields can be achieved by employing receiver architectures such as the wideband direct conversion receiver topology. This is advantageous from the view point of cost, power consumption and size. However, many challenges exist, of particular importance is nonlinear distortion arising from analog front-end components such as low noise amplifiers (LNA). Nonlinear distortions especially become severe when several signals of varying amplitudes are received simultaneously. In such cases, nonlinear distortions stemming from strong signals may deteriorate the reception of the weaker signals, and also impair the receiver’s spectrum sensing capabilities. Nonlinearity, usually a consequence of dynamic range limitation, degrades performance in wideband multi-operator communications systems, and it will have a notable role in future wireless communication system design. This thesis presents a digital domain linearization technique that employs a very nonlinear auxiliary receiver path for nonlinear distortion cancellation. The proposed linearization technique relies on one-time adaptively-determined linearization coefficients for cancelling nonlinear distortions. Specifically, we take a look at canceling the troublesome in-band third order intermodulation products using the proposed technique. The proposed technique can be extended to cancel out both even and higher order odd intermodulation products. Dynamic behavioral models are used to account for RF nonlinearities, including memory effects which cannot be ignored in the wideband scenario. Since the proposed linearization technique involves the use of two receiver paths, techniques for correcting phase delays between the two paths are also introduced. Simplicity is the hallmark of the proposed linearization technique. It can achieve up to +30 dBm in IIP3 performance with ADC resolution being a major performance bottleneck. It also shows strong tolerance to strong blocker nonlinearities

Optical techniques for broadband in-building networks

Optical fibres, which can easily handle any bandwidth demand, have been rolled out to more than 32 million consumer’s homes and professional buildings worldwide up to 2010. The basic technological and economical challenges of fibre-to-the-home (FTTH) has been solved. The current FTTH technology can now providing baseband Gbit Ethernet and high definition TV services to the gates of homes. Thus, the bottleneck for delivery of broadband services to the end users is shifting from the access network to the in-building network. In the meantime, the need for high-capacity transmission between devices inside the building, e.g. between desktop PC and data services, are also rapidly increase. How to bring high bandwidth to the mobile terminals such as laptops, PDAs or cell phones as well as to the fixed terminals such as desktop PCs and HDTV equipment in an all-in-one network infrastructure is a challenge we are facing. Building on the flexibility of the wireless access networks and the latent vast bandwidth of a fibre infrastructure, radio-over-fibre (RoF) techniques have been proposed as a cost-effective solution to the future integrated broadband services in in-building networks. This thesis investigates techniques to deliver high data rate wireless services via in-building networks: high capacity RoF links employing optical frequency multiplication (OFM) and sub-carrier multiplexing (SCM) techniques, with single- or multi-carrier signal formats. The orthogonal frequency division multiplexing (OFDM) format is investigated for the RoF transmission system, particularly with regard to the optical system nonlinearity. For low-cost short-range optical backbone networks, RoF transmission over large-core diameter plastic optical fibre (POF) links has been studied, including the transmission of the WiMedia-compliant multiband OFDM UWB signal over bandwidth-limited large-core POF as well as a full-duplex bi-directional UWB transmission over POF. In order to improve the functionalities for delivery of wireless services of in-building networks, techniques to introduce flexibility into the network architecture and to create dynamic capacity allocation have been investigated. By employing optical switching techniques based on optical semiconductor amplifiers (SOA), an optically routed RoF system has been studied. The dynamic capacity allocation is addressed by investigating one-dimensional and two-dimensional routing using electrical SCM and optical wavelengths. In addition, next to RoF networking, this thesis explores techniques for wired delivery of baseband high capacity services over POF links by employing a multi-level signal modulation format, in particular discrete multi-tone (DMT) modulation. Transmission of 10 Gbit/s data over 1 mm core diameter PMMA POF links is demonstrated, as a competitor to more expensive fibre solutions such as silica single and multimode fibre. A record transmission rate of more than 40 Gbit/s is presented for POF whose core diameter is comparable with silica multimode fibre. Finally, from the network perspective, the convergence of wired and wireless multi-standard services into a single fibre-based infrastructure has been studied. Techniques have been designed and demonstrated for in-building networks, which can convey both high capacity baseband services and broadband radio frequency (RF) services over a POF backbone link. The multi-standard RoF signals carry different wireless services at different radio frequencies and with different bandwidths, including WiFi, WiMax, UMTS and UWB. System setups to carry them together over the same multimode optical fibre based network have been designed and experimentally shown. All the concepts, designs and system experiments presented in this thesis underline the strong potential of multimode (silica and plastic) optical fibre techniques for the delivery of broadband services to wired and wireless devices in in-building networks, in order to extend to the end user the benefits of the broadband FTTH networks which are being installed and deployed worldwide