Multiuser MIMO-OFDM for Next-Generation Wireless Systems

This overview portrays the 40-year evolution of orthogonal frequency division multiplexing (OFDM) research. The amelioration of powerful multicarrier OFDM arrangements with multiple-input multiple-output (MIMO) systems has numerous benefits, which are detailed in this treatise. We continue by highlighting the limitations of conventional detection and channel estimation techniques designed for multiuser MIMO OFDM systems in the so-called rank-deficient scenarios, where the number of users supported or the number of transmit antennas employed exceeds the number of receiver antennas. This is often encountered in practice, unless we limit the number of users granted access in the base station’s or radio port’s coverage area. Following a historical perspective on the associated design problems and their state-of-the-art solutions, the second half of this treatise details a range of classic multiuser detectors (MUDs) designed for MIMO-OFDM systems and characterizes their achievable performance. A further section aims for identifying novel cutting-edge genetic algorithm (GA)-aided detector solutions, which have found numerous applications in wireless communications in recent years. In an effort to stimulate the cross pollination of ideas across the machine learning, optimization, signal processing, and wireless communications research communities, we will review the broadly applicable principles of various GA-assisted optimization techniques, which were recently proposed also for employment inmultiuser MIMO OFDM. In order to stimulate new research, we demonstrate that the family of GA-aided MUDs is capable of achieving a near-optimum performance at the cost of a significantly lower computational complexity than that imposed by their optimum maximum-likelihood (ML) MUD aided counterparts. The paper is concluded by outlining a range of future research options that may find their way into next-generation wireless systems

Cooperative communication in wireless networks: algorithms, protocols and systems

Current wireless network solutions are based on a link abstraction where a single co-channel transmitter transmits in any time duration. This model severely limits the performance that can be obtained from the network. Being inherently an extension of a wired network model, this model is also incapable of handling the unique challenges that arise in a wireless medium. The prevailing theme of this research is to explore wireless link abstractions that incorporate the broadcast and space-time varying nature of the wireless channel. Recently, a new paradigm for wireless networks which uses the idea of 'cooperative transmissions' (CT) has garnered significant attention. Unlike current approaches where a single transmitter transmits at a time in any channel, with CT, multiple transmitters transmit concurrently after appropriately encoding their transmissions. While the physical layer mechanisms for CT have been well studied, the higher layer applicability of CT has been relatively unexplored. In this work, we show that when wireless links use CT, several network performance metrics such as aggregate throughput, security and spatial reuse can be improved significantly compared to the current state of the art. In this context, our first contribution is Aegis, a framework for securing wireless networks against eavesdropping which uses CT with intelligent scheduling and coding in Wireless Local Area networks. The second contribution is Symbiotic Coding, an approach to encode information such that successful reception is possible even upon collisions. The third contribution is Proteus, a routing protocol that improves aggregate throughput in multi-hop networks by leveraging CT to adapt the rate and range of links in a flow. Finally, we also explore the practical aspects of realizing CT using real systems.PhDCommittee Chair: Sivakumar, Raghupathy; Committee Member: Ammar, Mostafa; Committee Member: Ingram, Mary Ann; Committee Member: Jayant, Nikil; Committee Member: Riley, Georg

MAC/PHY Co-Design of CSMA Wireless Networks Using Software Radios.

In the past decade, CSMA-based protocols have spawned numerous network standards (e.g., the WiFi family), and played a key role in improving the ubiquity of wireless networks. However, the rapid evolution of CSMA brings unprecedented challenges, especially the coexistence of different network architectures and communications devices. Meanwhile, many intrinsic limitations of CSMA have been the main obstacle to the performance of its derivatives, such as ZigBee, WiFi, and mesh networks. Most of these problems are observed to root in the abstract interface of the CSMA MAC and PHY layers --- the MAC simply abstracts the advancement of PHY technologies as a change of data rate. Hence, the benefits of new PHY technologies are either not fully exploited, or they even may harm the performance of existing network protocols due to poor interoperability. In this dissertation, we show that a joint design of the MAC/PHY layers can achieve a substantially higher level of capacity, interoperability and energy efficiency than the weakly coupled MAC/PHY design in the current CSMA wireless networks. In the proposed MAC/PHY co-design, the PHY layer exposes more states and capabilities to the MAC, and the MAC performs intelligent adaptation to and control over the PHY layer. We leverage the reconfigurability of software radios to design smart signal processing algorithms that meet the challenge of making PHY capabilities usable by the MAC layer. With the approach of MAC/PHY co-design, we have revisited the primitive operations of CSMA (collision avoidance, carrier signaling, carrier sensing, spectrum access and transmitter cooperation), and overcome its limitations in relay and broadcast applications, coexistence of heterogeneous networks, energy efficiency, coexistence of different spectrum widths, and scalability for MIMO networks. We have validated the feasibility and performance of our design using extensive analysis, simulation and testbed implementation.PHDComputer Science & EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/95944/1/xyzhang_1.pd

Frame Structure Design and Analysis for Millimeter Wave Cellular Systems

The millimeter-wave (mmWave) frequencies have attracted considerable attention for fifth generation (5G) cellular communication as they offer orders of magnitude greater bandwidth than current cellular systems. However, the medium access control (MAC) layer may need to be significantly redesigned to support the highly directional transmissions, ultra-low latencies and high peak rates expected in mmWave communication. To address these challenges, we present a novel mmWave MAC layer frame structure with a number of enhancements including flexible, highly granular transmission times, dynamic control signal locations, extended messaging and ability to efficiently multiplex directional control signals. Analytic formulae are derived for the utilization and control overhead as a function of control periodicity, number of users, traffic statistics, signal-to-noise ratio and antenna gains. Importantly, the analysis can incorporate various front-end MIMO capability assumptions -- a critical feature of mmWave. Under realistic system and traffic assumptions, the analysis reveals that the proposed flexible frame structure design offers significant benefits over designs with fixed frame structures similar to current 4G long-term evolution (LTE). It is also shown that fully digital beamforming architectures offer significantly lower overhead compared to analog and hybrid beamforming under equivalent power budgets.Comment: Submitted to IEEE Transactions for Wireless Communication

Joint signal detection and channel estimation in rank-deficient MIMO systems

L'évolution de la prospère famille des standards 802.11 a encouragé le développement des technologies appliquées aux réseaux locaux sans fil (WLANs). Pour faire face à la toujours croissante nécessité de rendre possible les communications à très haut débit, les systèmes à antennes multiples (MIMO) sont une solution viable. Ils ont l'avantage d'accroître le débit de transmission sans avoir recours à plus de puissance ou de largeur de bande. Cependant, l'industrie hésite encore à augmenter le nombre d'antennes des portables et des accésoires sans fil. De plus, à l'intérieur des bâtiments, la déficience de rang de la matrice de canal peut se produire dû à la nature de la dispersion des parcours de propagation, ce phénomène est aussi occasionné à l'extérieur par de longues distances de transmission. Ce projet est motivé par les raisons décrites antérieurement, il se veut un étude sur la viabilité des transcepteurs sans fil à large bande capables de régulariser la déficience de rang du canal sans fil. On vise le développement des techniques capables de séparer M signaux co-canal, même avec une seule antenne et à faire une estimation précise du canal. Les solutions décrites dans ce document cherchent à surmonter les difficultés posées par le medium aux transcepteurs sans fil à large bande. Le résultat de cette étude est un algorithme transcepteur approprié aux systèmes MIMO à rang déficient

Radio Communications

In the last decades the restless evolution of information and communication technologies (ICT) brought to a deep transformation of our habits. The growth of the Internet and the advances in hardware and software implementations modified our way to communicate and to share information. In this book, an overview of the major issues faced today by researchers in the field of radio communications is given through 35 high quality chapters written by specialists working in universities and research centers all over the world. Various aspects will be deeply discussed: channel modeling, beamforming, multiple antennas, cooperative networks, opportunistic scheduling, advanced admission control, handover management, systems performance assessment, routing issues in mobility conditions, localization, web security. Advanced techniques for the radio resource management will be discussed both in single and multiple radio technologies; either in infrastructure, mesh or ad hoc networks

Scalable and rate adaptive wireless multimedia multicast

The methods that are described in this work enable highly efficient audio-visual streaming over wireless digital communication systems to an arbitrary number of receivers. In the focus of this thesis is thus point-to-multipoint transmission at constrained end-to-end delay. A fundamental difference as compared to point-to-point connections between exactly two communicating sending and receiving stations is in conveying information about successful or unsuccessful packet reception at the receiver side. The information to be transmitted is available at the sender, whereas the information about successful reception is only available to the receiver. Therefore, feedback about reception from the receiver to the sender is necessary. This information may be used for simple packet repetition in case of error, or adaptation of the bit rate of transmission to the momentary bit rate capacity of the channel, or both. This work focuses on the single transmission (including retransmissions) of data from one source to multiple destinations at the same time. A comparison with multi-receiver sequentially redundant transmission systems (simulcast MIMO) is made. With respect to feedback, this work considers time division multiple access systems, in which a single channel is used for data transmission and feedback. Therefore, the amount of time that can be spent for transmitting feedback is limited. An increase in time used for feedback transmissions from potentially many receivers results in a decrease in residual time which is usable for data transmission. This has direct impact on data throughput and hence, the quality of service. In the literature, an approach to reduce feedback overhead which is based on simultaneous feedback exists. In the scope of this work, simultaneous feedback implies equal carrier frequency, bandwidth and signal shape, in this case orthogonal frequency-division multiplex signals, during the event of the herein termed feedback aggregation in time. For this scheme, a constant amount of time is spent for feedback, independent of the number of receivers giving feedback about reception. Therefore, also data throughput remains independent of the number of receivers. This property of audio-visual digital transmission is taken for granted for statically configured, single purpose systems, such as terrestrial television. In the scope of this work are, however, multi-user and multi-purpose digital communication networks. Wireless LANs are a well-known example and are covered in detail herein. In suchlike systems, it is of great importance to remain independent of the number of receivers, as otherwise the service of ubiquitous digital connectivity is at the risk of being degraded. In this regard, the thesis at hand elaborates at what bit rates audio-visual transmission to multiple receivers may take place in conjunction with feedback aggregation. It is shown that the scheme achieves a multi-user throughput gain when used in conjunction with adaptivity of the bit rate to the channel. An assumption is the use of an ideal overlay packet erasure correcting code in this case. Furthermore, for delay constrained transmission, such as in so-called live television, throughput bit rates are examined. Applications have to be tolerant to a certain level of residual error in case of delay constrained transmission. Improvement of the rate adaptation algorithm is shown to increase throughput while residual error rates are decreased. Finally, with a consumer hardware prototype for digital live-TV re-distribution in the local wireless network, most of the mechanisms as described herein can be demonstrated.Die in vorliegender Arbeit aufgezeigten Methoden der paketbasierten drahtlosen digitalen Kommunikation ermöglichen es, Fernsehinhalte, aber auch audio-visuelle Datenströme im Allgemeinen, bei hoher Effizienz an beliebig große Gruppen von Empfängern zu verteilen. Im Fokus dieser Arbeit steht damit die Punkt- zu Mehrpunktübertragung bei begrenzter Ende-zu-Ende Verzögerung. Ein grundlegender Unterschied zur Punkt-zu-Punkt Verbindung zwischen genau zwei miteinander kommunizierenden Sender- und Empfängerstationen liegt in der Übermittlung der Information über erfolgreichen oder nicht erfolgreichen Paketempfang auf Seite der Empfänger. Da die zu übertragende Information am Sender vorliegt, die Information über den Erfolg der Übertragung jedoch ausschließlich beim jeweiligen Empfänger, muss eine Erfolgsmeldung auf dem Rückweg von Empfänger zu Sender erfolgen. Diese Information wird dann zum Beispiel zur einfachen Paketwiederholung im nicht erfolgreichen Fall genutzt, oder aber um die Übertragungsrate an die Kapazität des Kanals anzupassen, oder beides. Grundsätzlich beschäftigt sich diese Arbeit mit der einmaligen, gleichzeitigen Übertragung von Information (einschließlich Wiederholungen) an mehrere Empfänger, wobei ein Vergleich zu an mehrere Empfänger sequentiell redundant übertragenden Systemen (Simulcast MIMO) angestellt wird. In dieser Arbeit ist die Betrachtung bezüglich eines Rückkanals auf Zeitduplexsysteme beschränkt. In diesen Systemen wird der Kanal für Hin- und Rückweg zeitlich orthogonalisiert. Damit steht für die Übermittlung der Erfolgsmeldung eine beschränkte Zeitdauer zur Verfügung. Je mehr an Kanalzugriffszeit für die Erfolgsmeldungen der potentiell vielen Empfänger verbraucht wird, desto geringer wird die Restzeit, in der dann entsprechend weniger audio-visuelle Nutzdaten übertragbar sind, was sich direkt auf die Dienstqualität auswirkt. Ein in der Literatur weniger ausführlich betrachteter Ansatz ist die gleichzeitige Übertragung von Rückmeldungen mehrerer Teilnehmer auf gleicher Frequenz und bei identischer Bandbreite, sowie unter Nutzung gleichartiger Signale (hier: orthogonale Frequenzmultiplexsignalformung). Das Schema wird in dieser Arbeit daher als zeitliche Aggregation von Rückmeldungen, engl. feedback aggregation, bezeichnet. Dabei wird, unabhängig von der Anzahl der Empfänger, eine konstante Zeitdauer für Rückmeldungen genutzt, womit auch der Datendurchsatz durch zusätzliche Empfänger nicht notwendigerweise sinkt. Diese Eigenschaft ist aus statisch konfigurierten und für einen einzigen Zweck konzipierten Systemen, wie z. B. der terrestrischen Fernsehübertragung, bekannt. In dieser Arbeit werden im Gegensatz dazu jedoch am Beispiel von WLAN Mehrzweck- und Mehrbenutzersysteme betrachtet. Es handelt sich in derartigen Systemen zur digitalen Datenübertragung dabei um einen entscheidenden Vorteil, unabhängig von der Empfängeranzahl zu bleiben, da es sonst unweigerlich zu Einschränkungen in der Güte der angebotenen Dienstleistung der allgegenwärtigen digitalen Vernetzung kommen muss. Vorliegende Arbeit zeigt in diesem Zusammenhang auf, welche Datenraten unter Benutzung von feedback aggregation in der Verteilung an mehrere Empfänger und in verschiedenen Szenarien zu erreichen sind. Hierbei zeigt sich, dass das Schema im Zusammenspiel mit einer Adaption der Datenrate an den Übertragungskanal inhärent einen Datenratengewinn durch Mehrbenutzerempfang zu erzielen vermag, wenn ein überlagerter idealer Paketauslöschungsschutz-Code angenommen wird. Des weiteren wird bei der Übertragung mit zeitlich begrenzter Ausführungsdauer, z. B. dem sogenannten Live-Fernsehen, aufgezeigt, wie sich die erreichbare Datenrate reduziert und welche Restfehlertoleranz an die Übertragung gestellt werden muss. Hierbei wird ebenso aufgezeigt, wie sich durch Verbesserung der Ratenadaption erstere erhöhen und zweitere verringern lässt. An einem auf handelsüblichen Computer-Systemen realisiertem Prototypen zur Live-Fernsehübertragung können die hierin beschriebenen Mechanismen zu großen Teilen gezeigt werden

Feedback Mechanisms for Centralized and Distributed Mobile Systems

The wireless communication market is expected to witness considerable growth in the immediate future due to increasing smart device usage to access real-time data. Mobile devices become the predominant method of Internet access via cellular networks (4G/5G) and the onset of virtual reality (VR), ushering in the wide deployment of multiple bands, ranging from TVWhite Spaces to cellular/WiFi bands and on to mmWave. Multi-antenna techniques have been considered to be promising approaches in telecommunication to optimize the utilization of radio spectrum and minimize the cost of system construction. The performance of multiple antenna technology depends on the utilization of radio propagation properties and feedback of such information in a timely manner. However, when a signal is transmitted, it is usually dispersed over time coming over different paths of different lengths due to reflections from obstacles or affected by Doppler shift in mobile environments. This motivates the design of novel feedback mechanisms that improve the performance of multi-antenna systems. Accurate channel state information (CSI) is essential to increasing throughput in multiinput, multi-output (MIMO) systems with digital beamforming. Channel-state information for the operation of MIMO schemes (such as transmit diversity or spatial multiplexing) can be acquired by feedback of CSI reports in the downlink direction, or inferred from uplink measurements assuming perfect channel reciprocity (CR). However, most works make the assumption that channels are perfectly reciprocal. This assumption is often incorrect in practice due to poor channel estimation and imperfect channel feedback. Instead, experiments have demonstrated that channel reciprocity can be easily broken by multiple factors. Specifically, channel reciprocity error (CRE) introduced by transmitter-receiver imbalance have been widely studied by both simulations and experiments, and the impact of mobility and estimation error have been fully investigated in this thesis. In particular, unmanned aerial vehicles (UAVs) have asymmetric behavior when communicating with one another and to the ground, due to differences in altitude that frequently occur. Feedback mechanisms are also affected by channel differences caused by the user’s body. While there has been work to specifically quantify the losses in signal reception, there has been little work on how these channel differences affect feedback mechanisms. In this dissertation, we perform system-level simulations, implement design with a software defined radio platform, conduct in-field experiments for various wireless communication systems to analyze different channel feedback mechanisms. To explore the feedback mechanism, we then explore two specific real world scenarios, including UAV-based beamforming communications, and user-induced feedback systems

Enabling Technologies for Ultra-Reliable and Low Latency Communications: From PHY and MAC Layer Perspectives

© 1998-2012 IEEE. Future 5th generation networks are expected to enable three key services-enhanced mobile broadband, massive machine type communications and ultra-reliable and low latency communications (URLLC). As per the 3rd generation partnership project URLLC requirements, it is expected that the reliability of one transmission of a 32 byte packet will be at least 99.999% and the latency will be at most 1 ms. This unprecedented level of reliability and latency will yield various new applications, such as smart grids, industrial automation and intelligent transport systems. In this survey we present potential future URLLC applications, and summarize the corresponding reliability and latency requirements. We provide a comprehensive discussion on physical (PHY) and medium access control (MAC) layer techniques that enable URLLC, addressing both licensed and unlicensed bands. This paper evaluates the relevant PHY and MAC techniques for their ability to improve the reliability and reduce the latency. We identify that enabling long-term evolution to coexist in the unlicensed spectrum is also a potential enabler of URLLC in the unlicensed band, and provide numerical evaluations. Lastly, this paper discusses the potential future research directions and challenges in achieving the URLLC requirements