High capacity photonic integrated switching circuits

As the demand for high-capacity data transfer keeps increasing in high performance computing and in a broader range of system area networking environments; reconfiguring the strained networks at ever faster speeds with larger volumes of traffic has become a huge challenge. Formidable bottlenecks appear at the physical layer of these switched interconnects due to its energy consumption and footprint. The energy consumption of the highly sophisticated but increasingly unwieldy electronic switching systems is growing rapidly with line rate, and their designs are already being constrained by heat and power management issues. The routing of multi-Terabit/second data using optical techniques has been targeted by leading international industrial and academic research labs. So far the work has relied largely on discrete components which are bulky and incurconsiderable networking complexity. The integration of the most promising architectures is required in a way which fully leverages the advantages of photonic technologies. Photonic integration technologies offer the promise of low power consumption and reduced footprint. In particular, photonic integrated semiconductor optical amplifier (SOA) gate-based circuits have received much attention as a potential solution. SOA gates exhibit multi-terahertz bandwidths and can be switched from a high-gain state to a high-loss state within a nanosecond using low-voltage electronics. In addition, in contrast to the electronic switching systems, their energy consumption does not rise with line rate. This dissertation will discuss, through the use of different kind of materials and integration technologies, that photonic integrated SOA-based optoelectronic switches can be scalable in either connectivity or data capacity and are poised to become a key technology for very high-speed applications. In Chapter 2, the optical switching background with the drawbacks of optical switches using electronic cores is discussed. The current optical technologies for switching are reviewed with special attention given to the SOA-based switches. Chapter 3 discusses the first demonstrations using quantum dot (QD) material to develop scalable and compact switching matrices operating in the 1.55µm telecommunication window. In Chapter 4, the capacity limitations of scalable quantum well (QW) SOA-based multistage switches is assessed through experimental studies for the first time. In Chapter 5 theoretical analysis on the dependence of data integrity as ultrahigh line-rate and number of monolithically integrated SOA-stages increases is discussed. Chapter 6 presents some designs for the next generation of large scale photonic integrated interconnects. A 16x16 switch architecture is described from its blocking properties to the new miniaturized elements proposed. Finally, Chapter 7 presents several recommendations for future work, along with some concluding remark

SOA-Based Optical Packet Switching Architectures

The service evolution and the rapid increase in traffic levels fuel the interest toward switching paradigms enabling the fast allocation of Wavelength Division Multiplexing WDM channels in an on demand fashion with fine granularities (microsecond scales). For this reason, in the last years, different optical switching paradigms have been proposed: optical-packet switching (OPS), optical-burst switching (OBS), wavelength-routed OBS, etc. Among the various all-optical switching paradigms, OPS attracts increasing attention. Owing to the high switching rate, Semiconductor Optical Amplifier (SOA) is a key technology to realize Optical Packet Switches. We propose some Optical Packet Switch (OPS) architectures and illustrate their realization in SOA technology. The effectiveness of the technology in reducing the power consumption is also analyzed. The chapter is organized in three sections. The main blocks (Switching Fabric, Wavelength Conversion stage, Synchronization stage) of an OPS are illustrated in Section 2 where we also show some examples of realizing wavelength converters and synchronizers in SOA technology. Section 3 introduces SOA-based single-stage and multi-stage switching fabrics. Finally the SOA-based OPS power consumption is investigated in Section 4

Silicon photonic MEMS switches based on split waveguide crossings

The continuous push for high-performance photonic switches is one of the most crucial premises for the sustainable scaling of programmable and reconfigurable photonic circuits for a wide spectrum of applications. Large-scale photonic switches constructed with a large number of 2$\times$2 elementary switches impose stringent requirements on the elementary switches. In contrast to conventional elementary switches based on mode interference or mode coupling, here we propose and realize a brand-new silicon MEMS 2$\times$2 elementary switch based on a split waveguide crossing (SWX) consisting of two halves. With this structure, the propagation direction of the incident light can be manipulated to implement the OFF and ON states by splitting or combining the two halves of the SWX, respectively. More specifically, we introduce refractive-index engineering by incorporating subwavelength-tooth (SWT) structures on both reflecting facets to further reduce the excess loss in the ON state. Such a unique switching mechanism features a compact footprint on a standard SOI wafer and enables excellent photonic performance with low excess loss of 0.1-0.52/0.1-0.47dB and low crosstalk of $\lt$-37/-22.5dB over an ultrawide bandwidth of 1400-1700nm for the OFF/ON states in simulation, while in experiment, excess loss of 0.15-0.52/0.42-0.66dB and crosstalk of $\lt$-45.5/-25dB over the bandwidth of 1525-1605 nm for the OFF/ON states have been measured.Furthermore, excellent MEMS characteristics such as near-zero steady-state power consumption, low switching energy of sub-pJ, switching speed of {\mu}s-scale, durability beyond 10^9 switching cycles, and overall device robustness have been achieved. Finally, a 16$\times$16 switch using Benes topology has also been fabricated and characterized as a proof of concept, further validating the suitability of the SWX switches for large-scale integration

Physical Layer Modeling and Optimization of Silicon Photonic Interconnection Networks

The progressive blooming of silicon photonics technology (SiP) has indicated that optical interconnects may substitute the electrical wires for data movement over short distances in the future. Silicon Photonics platform has been the subject of intensive research for more than a decade now and its prospects continue to emerge as it enjoys the maturity of CMOS manufacturing industry. SiP foundries all over the world and particularly in the US (AIM Photonics) have been developing reliable photonic design kits (PDKs) that include fundamental SiP building blocks such as wavelength selective modulators and tunable filters. Microring resonators (MRR) are hailed as the most compact devices that can perform both modulation and demodulation in a wavelength division multiplexed (WDM) transceiver design. Although the use of WDM can reduce the number of fibers carrying data, it also makes the design of transceivers challenging. It is probably acceptable to achieve compactness at the expense of somewhat higher transceiver cost and power consumption. Nevertheless, these two metrics should remain close to their roadmap values for Datacom applications. An increase of an order of magnitude is clearly not acceptable. For example costs relative to bandwidth for an optical link in a data center interconnect will have to decrease from the current $5/Gbps down to <$1/Gbps. Additionally, the transceiver itself must remain compact. The optical properties of SiP devices are subject to various design considerations, operation conditions, and optimization procedures. In this thesis, the general goal is to develop mathematical models that can accurately describe the thermo-optical and electro-optical behavior of individual SiP devices and then use these models to perform optimization on the parameters of such devices to maximize the capabilities of photonic links or photonic switch fabrics for datacom applications. In Chapter 1, Introduction, we first provide an overview of the current state of the optical transceivers for data centers and datacom applications. Four main categories for optical interfaces (Pluggable transceivers, On-board optics, Co-packaged optics, monolithic integration) are briefly discussed. The structure of a silicon photonic link is also briefly introduced. Then the direction is shifted towards optical switching technologies where various technologies such as free space MEMS, liquid crystal on silicon (LCOS), SOA-based switches, and silicon-based switches are explored. In Chapter 2, Silicon Photonic Waveguides, we present an extensive study of the silicon-on-insulator (SOI) waveguides that are the basic building blocks of all of the SiP devices. The dispersion of Si and SiO2 is modeled with Sellmiere equation for the wavelength range 1500–1600 nm and then is used to calculate the TE and TM modes of a 2D slab waveguide. There are two reasons that 2D waveguides are studied: first, the modes of these waveguides have closed form solutions and the modes of 3D waveguides can be approximated from 2D waveguides based on the effective index method. Second, when the coupling of waveguides is studied and the concept of curvature function of coupling is developed, the coupled modes of 2D waveguides are used to show that this approach has some inherent small error due to the discretization of the nonuniform coupling. This chapter finishes by describing the coefficients of the sensitivity of optical modes of the waveguides to the geometrical and material parameters. Perturbation theory is briefly presented as a way to analytically examine the impact of small perturbations on the effective index of the modes. In Chapter 3, Compact Modeling Approach, the concept of scattering matrix of a multi-port silicon photonic device is presented. The elements of the S-matrix are complex numbers that relate the amplitude and phase relationships of the optical models in the input and output ports. Based on the scattering matrix modeling of silicon photonics devices, two methods of solving photonic circuits are developed: the first one is based on the iteration for linear circuits. The second approach is based on the construction of an equivalent signal flow graph (SFG) for the circuit. We show that the SFG approach is very efficient for circuits involving microring resonator structures. Not only SFG can provide the solution for the transmission, it also provides the signal paths and the closed-form solution based on the Mason’s graph formula. We also show how the SFG method can be utilized to formulate the backscattering effects inside a ring resonator. In Chapter 4, Scalability of Silicon Photonic Switch Fabrics, we develop the models for electro-optic Mach-Zehnder switch elements (2×2). For the electro-optic properties, the empirical Soref’s equations are used to characterize how the loss and index of silicon changes when the charge carrier density is changed. We then use our photonic circuit solver based on the iteration method to find accurate result of light propagation in large-scale switch topologies (e.g. 4×4, and 8×8). The concept of advanced path mapping based on physical layer evaluation of the switch fabric is introduced and used to develop the optimum routing tables for 4×4 and 8×8 Benes switch topologies. In Chapter 5, Design space of Microring Resonators, we introduce the concept of curvature function of coupling to mathematically characterize the coupling coefficient of a ring resonator to a waveguide as a function of the geometrical parameters (ring radius, coupling gap, width and height of waveguides) and the wavelength. Extensive 2D and 3D FDTD simulations are carried out to validate our modeling approach. Experimental demonstrations are also used to not only further validate our modeling of coupling, but also to extract an empirical power-law model for the bending loss of the ring resonators as a function the radius. By combining these models, we for the first time present a full characterization of the design space of microring resonators. Moreover, the value of this discussion will be further apparent when the scalability of a silicon photonic link is studied. We will show that the FSR of the rings determines the optical bandwidth but it also impacts the properties of the ring resonators. In Chapter 6, Thermo-optic Efficiency of Microheaters, we develop analytical models for the thermo-optic properties of SiP waveguides. For the thermo-optic properties, the concept of thermal impulse response is mathematically developed for integrated micro-heaters. The thermal impulse response is a key function that determines the tradeoff between heating efficiency and heating speed (thermal bandwidth), as well as allows us to predict the pulse-width-modulation (PWM) optical response of the heater-waveguide system. One of the motivations behind this study was to find the highest possible efficiency for thermal tuning of microring resonators to use it in the evaluation of the energy consumption of a photonic link. The results indicate 2 nm/mW which is in agreement with the trends that we see in the literature. In Chapter 7, Crosstalk Penalty, we theoretically and experimentally investigate the optical crosstalk effects in microring-based silicon photonic interconnects. Both inter-channel crosstalk and intra-channel crosstalk are investigated and approximate equations are developed for their corresponding power penalties. Inclusion of the inter-channel crosstalk is an important part of our final analysis of a silicon photonic link. In Chapter 8, Scalability of Silicon Photonic Links, we present the analysis of a WDM silicon photonics point-to-point link based on microring modulators and microring wavelength filters. Our approach is based on the power penalty analysis of non-return-to-zero (NRZ) signals and Gaussian noise statistics. All the necessary equations for the optical power penalty calculations are presented for microring modulators and filters. The first part of the analysis is based on various ideal assumptions which lead to a maximum capacity of 2.1 Tb/s for the link. The second part of the analysis is carried out with more realistic assumptions on the photonic elements in the link, culminating in a maximum throughput of 800 Gb/s. We also provide estimations of the energy/bit metric of such links based on the optimized models of electronic circuits in 65 nm CMOS technology

Principles, fundamentals, and applications of programmable integrated photonics

[EN] Programmable integrated photonics is an emerging new paradigm that aims at designing common integrated optical hardware resource configurations, capable of implementing an unconstrained variety of functionalities by suitable programming, following a parallel but not identical path to that of integrated electronics in the past two decades of the last century. Programmable integrated photonics is raising considerable interest, as it is driven by the surge of a considerable number of new applications in the fields of telecommunications, quantum information processing, sensing, and neurophotonics, calling for flexible, reconfigurable, low-cost, compact, and low-power-consuming devices that can cooperate with integrated electronic devices to overcome the limitation expected by the demise of Moore¿s Law. Integrated photonic devices exploiting full programmability are expected to scale from application-specific photonic chips (featuring a relatively low number of functionalities) up to very complex application-agnostic complex subsystems much in the same way as field programmable gate arrays and microprocessors operate in electronics. Two main differences need to be considered. First, as opposed to integrated electronics, programmable integrated photonics will carry analog operations over the signals to be processed. Second, the scale of integration density will be several orders of magnitude smaller due to the physical limitations imposed by the wavelength ratio of electrons and light wave photons. The success of programmable integrated photonics will depend on leveraging the properties of integrated photonic devices and, in particular, on research into suitable interconnection hardware architectures that can offer a very high spatial regularity as well as the possibility of independently setting (with a very low power consumption) the interconnection state of each connecting element. Integrated multiport interferometers and waveguide meshes provide regular and periodic geometries, formed by replicating unit elements and cells, respectively. In the case of waveguide meshes, the cells can take the form of a square, hexagon, or triangle, among other configurations. Each side of the cell is formed by two integrated waveguides connected by means of a Mach¿Zehnder interferometer or a tunable directional coupler that can be operated by means of an output control signal as a crossbar switch or as a variable coupler with independent power division ratio and phase shift. 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Wavelength routing for all-optical networks

Caption title.Includes bibliographical references (p. 9-11).Supported by the Army Research Office. DAAL03-86-K-0171 DAAL03-92-G-0115 Supported by the NSF. NCR-9206379 Supported by DARPA. MDA972-92-J-1038Richard A. Barry and Pierre A. Humblet

Parallel routing and wavelength assignment for optical multistage interconnection networks

Multistage interconnection networks (MINs) are among the most efficient switching architectures in terms of the number of switching elements (SEs) used. For op-tical MINs (OMINs), two I/O connections with neigh-boring wavelengths cannot share a common SE due to crosstalk. In this paper, we focus on the wavelength di-lation approach, in which the I/O connections shar-ing a common SE will be assigned different wavelengths with enough wavelength spacing. We first study the per-mutation capacity of OMINs, then propose fast par-allel routing and wavelength assignment algorithms for OMINs. By applying our permutation decomposi-tion and graph coloring techniques, the proposed algo-rithms can route any permutation without crosstalk in wavelength-rearrangeable space-strict-sense Banyan net-works and wavelength-rearrangeable space-rearrangeable Benes networks in polylogarithmic time using a linear num-ber of processors. 1

Silicon Photonic Subsystems for Inter-Chip Optical Networks

The continuous growth of electronic compute and memory nodes in terms of the number of I/O pins, bandwidth, and areal throughput poses major integration and packaging challenges associated with offloading multi-Tbit/s data rates within the few pJ/bit targets. While integrated photonics are already deployed in long and short distances such as inter and intra data centers communications, the promising characteristics of the silicon photonic platform set it as the future technology for optical interconnects in ultra short inter-chip distances. The high index contrast between the waveguide and the cladding together with strong thermo-optic and carrier effects in silicon allows developing a wide range of micro-scale and low power optical devices compatible with the CMOS fabrication processes. Furthermore, the availability of photonic foundries and new electrical and optical co-packaging techniques further pushes this platform for the next steps of commercial deployment. The work in this dissertation presents the current trends in high-performance memory and processor nodes and gives motivation for disaggregated and reconfigurable inter-chip network enabled with the silicon photonic layer. A dense WDM transceiver and broadband switch architectures are discussed to support a bi-directional network of ten hybrid-memory cubes (HMC) interconnected to ten processor nodes with an overall aggregated bandwidth of 9.6Tbit/s. Latency and energy consumption are key performance parameters in a processor to primary memory nodes connectivity. The transceiver design is based on energy-efficient micro-ring resonators, and the broadband switch is constructed with 2x2 Mach-Zehnder elements for nano-second reconfiguration. Each transceiver is based on hundreds of micro-rings to convert the native HMC electrical protocol to the optical domain and the switch is based on tens of hundreds of 2x2 elements to achieve non-blocking all-to-all connectivity. The next chapters focus on developing methods for controlling and monitoring such complex and highly integrated silicon photonic subsystems. The thermo-optic effect is characterized and we show experimentally that the phase of the optical carrier can be reliably controlled with pulse-width modulation (PWM) signal, ultimately relaxing the need for hundreds of digital to analog converters (DACs). We further show that doped waveguide heaters can be utilized as \textit{in-line} optical power monitors by measuring photo-conductance current, which is an alternative for the conventional tapping and integration of photo-diodes. The next part concerned with a common cascaded micro-ring resonator in a WDM transceiver design. We develop on an FPGA control algorithm that abstracts the physical layer and takes user-defined inputs to set the resonances to the desired wavelength in a unicast and multicast transmission modes. The associated sensitivities of these silicon ring resonators are presented and addressed with three closed-loop solutions. We first show a closed-loop operation based on tapping the error signal from the drop port of the micro-ring. The second solution presents a resonance wavelength locking with a single digital I/O for control and feedback signals. Lastly, we leverage the photo-conductance effect and demonstrate the locking procedure using only the doped heater for both control and feedback purposes. To achieve the inter-chip reconfigurability we discuss recent advances of high-port-count SiP broadband switches for reconfigurable inter-chip networks. To ensure optimal operation in terms of low insertion loss, low cross-talk and high signal integrity per routing path, hundreds of 2x2 Mach-Zehnder elements need to be biased precisely for the cross and bar states. We address this challenge with a tapless and a design agnostic calibration approach based on the photo-conductance effect. The automated algorithm returns a look-up table for all for each 2x2 element and the associated calibrated biases. Each routing scenario is then tested for insertion loss, crosstalk and bit-error rate of 25Gbit/s 4-level pulse amplitude modulation signals. The last part utilizes the Mach-Zehnder interferometers in WDM transceiver applications. We demonstrate a polarization insensitive four-channel WDM receiver with 40Gbit/s per channel and a transmitter design generating 8-level pulse amplitude modulation signals at 30Gbit/s