Author identification in bibliographic data using deep neural networks

Author name disambiguation (AND) is a challenging task for scholars who mine bibliographic information for scientific knowledge. A constructive approach for resolving name ambiguity is to use computer algorithms to identify author names. Some algorithm-based disambiguation methods have been developed by computer and data scientists. Among them, supervised machine learning has been stated to produce decent to very accurate disambiguation results. This paper presents a combination of principal component analysis (PCA) as a feature reduction and deep neural networks (DNNs), as a supervised algorithm for classifying AND problems. The raw data is grouped into four classes, i.e., synonyms, homonyms, homonyms-synonyms, and non-homonyms-synonyms classification. We have taken into account several hyperparameters tuning, such as learning rate, batch size, number of the neuron and hidden units, and analyzed their impact on the accuracy of results. To the best of our knowledge, there are no previous studies with such a scheme. The proposed DNNs are validated with other ML techniques such as Naïve Bayes, random forest (RF), and support vector machine (SVM) to produce a good classifier. By exploring the result in all data, our proposed DNNs classifier has an outperformed other ML technique, with accuracy, precision, recall, and F1-score, which is 99.98%, 97.98%, 97.86%, and 99.99%, respectively. In the future, this approach can be easily extended to any dataset and any bibliographic records provider

Effect of forename string on author name disambiguation

In author name disambiguation, author forenames are used to decide which name instances are disambiguated together and how much they are likely to refer to the same author. Despite such a crucial role of forenames, their effect on the performance of heuristic (string matching) and algorithmic disambiguation is not well understood. This study assesses the contributions of forenames in author name disambiguation using multiple labeled data sets under varying ratios and lengths of full forenames, reflecting real‐world scenarios in which an author is represented by forename variants (synonym) and some authors share the same forenames (homonym). The results show that increasing the ratios of full forenames substantially improves both heuristic and machine‐learning‐based disambiguation. Performance gains by algorithmic disambiguation are pronounced when many forenames are initialized or homonyms are prevalent. As the ratios of full forenames increase, however, they become marginal compared to those by string matching. Using a small portion of forename strings does not reduce much the performances of both heuristic and algorithmic disambiguation methods compared to using full‐length strings. These findings provide practical suggestions, such as restoring initialized forenames into a full‐string format via record linkage for improved disambiguation performances.Peer Reviewedhttps://deepblue.lib.umich.edu/bitstream/2027.42/155924/1/asi24298.pdfhttps://deepblue.lib.umich.edu/bitstream/2027.42/155924/2/asi24298_am.pd