Four-element phased-array beamformers and a self-interference canceling full-duplex transciver in 130-nm SiGe for 5G applications at 26 GHz

This thesis is on the design of radio-frequency (RF) integrated front-end circuits for next generation 5G communication systems. The demand for higher data rates and lower latency in 5G networks can only be met using several new technologies including, but not limited to, mm-waves, massive-MIMO, and full-duplex. Use of mm-waves provides more bandwidth that is necessary for high data rates at the cost of increased attenuation in air. Massive-MIMO arrays are required to compensate for this increased path loss by providing beam steering and array gain. Furthermore, full duplex operation is desirable for improved spectrum efficiency and reduced latency. The difficulty of full duplex operation is the self-interference (SI) between transmit (TX) and receive (RX) paths. Conventional methods to suppress this interference utilize either bulky circulators, isolators, couplers or two separate antennas. These methods are not suitable for fully-integrated full-duplex massive-MIMO arrays. This thesis presents circuit and system level solutions to the issues summarized above, in the form of SiGe integrated circuits for 5G applications at 26 GHz. First, a full-duplex RF front-end architecture is proposed that is scalable to massive-MIMO arrays. It is based on blind, RF self-interference cancellation that is applicable to single/shared antenna front-ends. A high resolution RF vector modulator is developed, which is the key building block that empowers the full-duplex frontend architecture by achieving better than state-of-the-art 10-b monotonic phase control. This vector modulator is combined with linear-in-dB variable gain amplifiers and attenuators to realize a precision self-interference cancellation circuitry. Further, adaptive control of this SI canceler is made possible by including an on-chip low-power IQ downconverter. It correlates copies of transmitted and received signals and provides baseband/dc outputs that can be used to adaptively control the SI canceler. The solution comes at the cost of minimal additional circuitry, yet significantly eases linearity requirements of critical receiver blocks at RF/IF such as mixers and ADCs. Second, to complement the proposed full-duplex front-end architecture and to provide a more complete solution, high-performance beamformer ICs with 5-/6- b phase and 3-/4-b amplitude control capabilities are designed. Single-channel, separate transmitter and receiver beamformers are implemented targeting massive- MIMO mode of operation, and their four-channel versions are developed for phasedarray communication systems. Better than state-of-the-art noise performance is obtained in the RX beamformer channel, with a full-channel noise figure of 3.3 d

Modeling and Digital Mitigation of Transmitter Imperfections in Radio Communication Systems

To satisfy the continuously growing demands for higher data rates, modern radio communication systems employ larger bandwidths and more complex waveforms. Furthermore, radio devices are expected to support a rich mixture of standards such as cellular networks, wireless local-area networks, wireless personal area networks, positioning and navigation systems, etc. In general, a "smart'' device should be flexible to support all these requirements while being portable, cheap, and energy efficient. These seemingly conflicting expectations impose stringent radio frequency (RF) design challenges which, in turn, call for their proper understanding as well as developing cost-effective solutions to address them. The direct-conversion transceiver architecture is an appealing analog front-end for flexible and multi-standard radio systems. However, it is sensitive to various circuit impairments, and modern communication systems based on multi-carrier waveforms such as Orthogonal Frequency Division Multiplexing (OFDM) and Orthogonal Frequency Division Multiple Access (OFDMA) are particularly vulnerable to RF front-end non-idealities.This thesis addresses the modeling and digital mitigation of selected transmitter (TX) RF impairments in radio communication devices. The contributions can be divided into two areas. First, new modeling and digital mitigation techniques are proposed for two essential front-end impairments in direct-conversion architecture-based OFDM and OFDMA systems, namely inphase and quadrature phase (I/Q) imbalance and carrier frequency offset (CFO). Both joint and de-coupled estimation and compensation schemes for frequency-selective TX I/Q imbalance and channel distortions are proposed for OFDM systems, to be adopted on the receiver side. Then, in the context of uplink OFDMA and Single Carrier FDMA (SC-FDMA), which are the air interface technologies of the 3rd Generation Partnership Project (3GPP) Long Term Evolution (LTE) and LTE-Advanced systems, joint estimation and equalization techniques of RF impairments and channel distortions are proposed. Here, the challenging multi-user uplink scenario with unequal received power levels is investigated where I/Q imbalance causes inter-user interference. A joint mirror subcarrier processing-based minimum mean-square error (MMSE) equalizer with an arbitrary number of receiver antennas is formulated to effectively handle the mirror sub-band users of different power levels. Furthermore, the joint channel and impairments filter responses are efficiently approximated with polynomial-based basis function models, and the parameters of basis functions are estimated with the reference signals conforming to the LTE uplink sub-frame structure. The resulting receiver concept adopting the proposed techniques enables improved link performance without modifying the design of RF transceivers.Second, digital baseband mitigation solutions are developed for the TX leakage signal-induced self-interference in frequency division duplex (FDD) transceivers. In FDD transceivers, a duplexer is used to connect the TX and receiver (RX) chains to a common antenna while also providing isolation to the receiver chain against the powerful transmit signal. In general, the continuous miniaturization of hardware and adoption of larger bandwidths through carrier aggregation type noncontiguous allocations complicates achieving sufficient TX-RX isolation. Here, two different effects of the transmitter leakage signal are investigated. The first is TX out-of-band (OOB) emissions and TX spurious emissions at own receiver band, due to the transmitter nonlinearity, and the second is nonlinearity of down-converter in the RX that generates second-order intermodulation distortion (IMD2) due to the TX in-band leakage signal. This work shows that the transmitter leakage signal-induced interference depends on an equivalent leakage channel that models the TX path non-idealities, duplexer filter responses, and the RX path non-idealities. The work proposes algorithms that operate in the digital baseband of the transceiver to estimate the TX-RX non-idealities and the duplexer filter responses, and subsequently regenerating and canceling the self-interference, thereby potentially relaxing the TX-RX isolation requirements as well as increasing the transceiver flexibility.Overall, this thesis provides useful signal models to understand the implications of different RF non-idealities and proposes compensation solutions to cope with certain RF impairments. This is complemented with extensive computer simulations and practical RF measurements to validate their application in real-world radio transceivers

Performance enhancement for LTE and beyond systems

A thesis submitted to the University of Bedfordshire, in partial fulfilment of the requirements for the degree of Doctor of PhilosophyWireless communication systems have undergone fast development in recent years. Based on GSM/EDGE and UMTS/HSPA, the 3rd Generation Partnership Project (3GPP) specified the Long Term Evolution (LTE) standard to cope with rapidly increasing demands, including capacity, coverage, and data rate. To achieve this goal, several key techniques have been adopted by LTE, such as Multiple-Input and Multiple-Output (MIMO), Orthogonal Frequency-Division Multiplexing (OFDM), and heterogeneous network (HetNet). However, there are some inherent drawbacks regarding these techniques. Direct conversion architecture is adopted to provide a simple, low cost transmitter solution. The problem of I/Q imbalance arises due to the imperfection of circuit components; the orthogonality of OFDM is vulnerable to carrier frequency offset (CFO) and sampling frequency offset (SFO). The doubly selective channel can also severely deteriorate the receiver performance. In addition, the deployment of Heterogeneous Network (HetNet), which permits the co-existence of macro and pico cells, incurs inter-cell interference for cell edge users. The impact of these factors then results in significant degradation in relation to system performance. This dissertation aims to investigate the key techniques which can be used to mitigate the above problems. First, I/Q imbalance for the wideband transmitter is studied and a self-IQ-demodulation based compensation scheme for frequencydependent (FD) I/Q imbalance is proposed. This combats the FD I/Q imbalance by using the internal diode of the transmitter and a specially designed test signal without any external calibration instruments or internal low-IF feedback path. The instrument test results show that the proposed scheme can enhance signal quality by 10 dB in terms of image rejection ratio (IRR). In addition to the I/Q imbalance, the system suffers from CFO, SFO and frequency-time selective channel. To mitigate this, a hybrid optimum OFDM receiver with decision feedback equalizer (DFE) to cope with the CFO, SFO and doubly selective channel. The algorithm firstly estimates the CFO and channel frequency response (CFR) in the coarse estimation, with the help of hybrid classical timing and frequency synchronization algorithms. Afterwards, a pilot-aided polynomial interpolation channel estimation, combined with a low complexity DFE scheme, based on minimum mean squared error (MMSE) criteria, is developed to alleviate the impact of the residual SFO, CFO, and Doppler effect. A subspace-based signal-to-noise ratio (SNR) estimation algorithm is proposed to estimate the SNR in the doubly selective channel. This provides prior knowledge for MMSE-DFE and automatic modulation and coding (AMC). Simulation results show that this proposed estimation algorithm significantly improves the system performance. In order to speed up algorithm verification process, an FPGA based co-simulation is developed. Inter-cell interference caused by the co-existence of macro and pico cells has a big impact on system performance. Although an almost blank subframe (ABS) is proposed to mitigate this problem, the residual control signal in the ABS still inevitably causes interference. Hence, a cell-specific reference signal (CRS) interference cancellation algorithm, utilizing the information in the ABS, is proposed. First, the timing and carrier frequency offset of the interference signal is compensated by utilizing the cross-correlation properties of the synchronization signal. Afterwards, the reference signal is generated locally and channel response is estimated by making use of channel statistics. Then, the interference signal is reconstructed based on the previous estimate of the channel, timing and carrier frequency offset. The interference is mitigated by subtracting the estimation of the interference signal and LLR puncturing. The block error rate (BLER) performance of the signal is notably improved by this algorithm, according to the simulation results of different channel scenarios. The proposed techniques provide low cost, low complexity solutions for LTE and beyond systems. The simulation and measurements show good overall system performance can be achieved

Design and characterization of downconversion mixers and the on-chip calibration techniques for monolithic direct conversion radio receivers

This thesis consists of eight publications and an overview of the research topic, which is also a summary of the work. The research described in this thesis is focused on the design of downconversion mixers and direct conversion radio receivers for UTRA/FDD WCDMA and GSM standards. The main interest of the work is in the 1-3 GHz frequency range and in the Silicon and Silicon-Germanium BiCMOS technologies. The RF front-end, and especially the mixer, limits the performance of direct conversion architecture. The most stringent problems are involved in the second-order distortion in mixers to which special attention has been given. The work introduces calibration techniques to overcome these problems. Some design considerations for front-end radio receivers are also given through a mixer-centric approach. The work summarizes the design of several downconversion mixers. Three of the implemented mixers are integrated as the downconversion stages of larger direct conversion receiver chips. One is realized together with the LNA as an RF front-end. Also, some stand-alone structures have been characterized. Two of the mixers that are integrated together with whole analog receivers include calibration structures to improve the second-order intermodulation rejection. A theoretical mismatch analysis of the second-order distortion in the mixers is also presented in this thesis. It gives a comprehensive illustration of the second-order distortion in mixers. It also gives the relationships between the dc-offsets and high IIP2. In addition, circuit and layout techniques to improve the LO-to-RF isolation are discussed. The presented work provides insight into how the mixer immunity against the second-order distortion can be improved. The implemented calibration structures show promising performance. On the basis of these results, several methods of detecting the distortion on-chip and the possibilities of integrating the automatic on-chip calibration procedures to produce a repeatable and well-predictable receiver IIP2 are presented.reviewe

High Performance LNAs and Mixers for Direct Conversion Receivers in BiCMOS and CMOS Technologies

The trend in cellular chipset design today is to incorporate support for a larger number of frequency bands for each new chipset generation. If the chipset also supports receiver diversity two low noise amplifiers (LNAs) are required for each frequency band. This is however associated with an increase of off-chip components, i.e. matching components for the LNA inputs, as well as complex routing of the RF input signals. If balanced LNAs are implemented the routing complexity is further increased. The first presented work in this thesis is a novel multiband low noise single ended LNA and mixer architecture. The mixer has a novel feedback loop suppressing both second order distortion as well as DC-offset. The performance, verified by Monte Carlo simulations, is sufficient for a WCDMA application. The second presented work is a single ended multiband LNA with programmable integrated matching. The LNA is connected to an on-chip tunable balun generating differential RF signals for a differential mixer. The combination of the narrow band input matching and narrow band balun of the presented LNA is beneficial for suppressing third harmonic downconversion of a WLAN interferer. The single ended architecture has great advantages regarding PCB routing of the RF input signals but is on the other hand more sensitive to common mode interferers, e.g. ground, supply and substrate noise. An analysis of direct conversion receiver requirements is presented together with an overview of different LNA and mixer architectures in both BiCMOS and CMOS technology

Digitally-Assisted RF-Analog Self Interference Cancellation for Wideband Full-Duplex Radios

The ever-increasing demand for more data from users is pushing the development of alternative wireless technologies to improve upon network capacity. Full-Duplex radios provide an exciting opportunity to theoretically double the available spectral efficiency of wireless networks by simultaneously transmitting and receiving signals in the same frequency band. The main challenge that is presented in the implementation of a full-duplex radio is the high power transmitter leaking to the sensitive receiver chain and masking the desired receive signal to be decoded. This transmitter leakage is referred to as self interference and it is required that this self interference signal be cancelled below the receiver noise floor to achieve the full benefits of a full-duplex radio. Cancellation of the self interference signal is realized through several techniques, categorized as passive suppression, digital cancellation, and analog cancellation. These methods all have their challenges in achieving the full amount of cancellation necessary and therefore all three techniques are typically employed in the system. In this thesis, a novel digitally assisted radio frequency (RF) analog self interference canceller is proposed to suppress the self interference signal before the receiver chain for wide modulation bandwidth signals. This canceller augments minimum complexity RF-analog interference cancellation hardware that uses an RF vector multiplier in combination with a flexible digital rational function finite impulse response filter. The simple topology reduces the number of impairments added to the system through the analog components and identifies the parameters of the proposed filter in a deterministic and single iteration algorithm. The hardware proof-of-concept prototype is built using off-the-shelf RF-analog components and demonstrates excellent cancellation performance. Using four TX test signals with modulation bandwidths of 20~MHz, 40~MHz, 80~MHz, and 120~MHz, the self interference canceller achieves a minimum of 50~dB, 47~dB, 42~dB, and 40~dB of cancellation respectively. This thesis reviews the previously proposed self interference cancellation topologies, system non-idealities that provide challenges for full-duplex implementation, and the realization of the proposed RF-analog self interference canceller

Architectures, Antennas and Circuits for Millimeter-wave Wireless Full-Duplex Applications

Demand for wireless network capacity keeps growing exponentially every year, as a result a 1000-fold increase in data traffic is projected over the next 10 years in the context of 5G wireless networks. Solutions for delivering the 1000-fold increase in capacity fall into three main categories: deploying smaller cells, allocating more spectrum and improving spectral efficiency of wireless systems. Smaller cells at RF frequencies (1-6GHz) are unlikely to deliver the demanded capacity increase. On the other hand, millimeter-wave spectrum (frequencies over 24GHz) offers wider, multi-GHz channel bandwidths, and therefore has gained significant research interest as one of the most promising solutions to address the data traffic demands of 5G. Another disruptive technology is full-duplex which breaks a century-old assumption in wireless communication, by simultaneous transmission and reception on the same frequency channel. In doing so, full-duplex offers many benefits for wireless networks, including an immediate spectral efficiency improvement in the physical layer. Although FD promises great benefits, self-interference from the transmitter to its own receiver poses a fundamental challenge. The self-interference can be more than a billion times stronger than the desired signal and must be suppressed below the receiver noise floor. In recent years, there has been some research efforts on fully-integrated full-duplex RF transceivers, but mm-wave fully-integrated full-duplex systems, are still in their infancy. This dissertation presents novel architectures, antenna and circuit techniques to merge two exciting technologies, mm-wave and full-duplex, which can potentially offer the dual benefits of wide bandwidths and improved spectral efficiency. To this end, two different antenna interfaces, namely a wideband reconfigurable T/R antenna pair with polarization-based antenna cancellation and an mm-wave fully-integrated magnetic-free non-reciprocal circulator, are presented. The polarization-based antenna cancellation is employed in conjunction with the RF and digital cancellation to design a 60GHz full-duplex 45nm SOI CMOS transceiver with nearly 80dB self-interference suppression. The concepts and prototypes presented in this dissertation have also profound implications for emerging applications such as vehicular radars, 5G small-cell base-stations and virtual reality

Physiological Parameter Sensing with Wearable Devices and Non-Contact Dopper Radar.

M.S. Thesis. University of Hawaiʻi at Mānoa 2017