Joint Scheduling and ARQ for MU-MIMO Downlink in the Presence of Inter-Cell Interference

User scheduling and multiuser multi-antenna (MU-MIMO) transmission are at the core of high rate data-oriented downlink schemes of the next-generation of cellular systems (e.g., LTE-Advanced). Scheduling selects groups of users according to their channels vector directions and SINR levels. However, when scheduling is applied independently in each cell, the inter-cell interference (ICI) power at each user receiver is not known in advance since it changes at each new scheduling slot depending on the scheduling decisions of all interfering base stations. In order to cope with this uncertainty, we consider the joint operation of scheduling, MU-MIMO beamforming and Automatic Repeat reQuest (ARQ). We develop a game-theoretic framework for this problem and build on stochastic optimization techniques in order to find optimal scheduling and ARQ schemes. Particularizing our framework to the case of "outage service rates", we obtain a scheme based on adaptive variable-rate coding at the physical layer, combined with ARQ at the Logical Link Control (ARQ-LLC). Then, we present a novel scheme based on incremental redundancy Hybrid ARQ (HARQ) that is able to achieve a throughput performance arbitrarily close to the "genie-aided service rates", with no need for a genie that provides non-causally the ICI power levels. The novel HARQ scheme is both easier to implement and superior in performance with respect to the conventional combination of adaptive variable-rate coding and ARQ-LLC.Comment: Submitted to IEEE Transactions on Communications, v2: small correction

Convergence of packet communications over the evolved mobile networks; signal processing and protocol performance

In this thesis, the convergence of packet communications over the evolved mobile networks is studied. The Long Term Evolution (LTE) process is dominating the Third Generation Partnership Project (3GPP) in order to bring technologies to the markets in the spirit of continuous innovation. The global markets of mobile information services are growing towards the Mobile Information Society. The thesis begins with the principles and theories of the multiple-access transmission schemes, transmitter receiver techniques and signal processing algorithms. Next, packet communications and Internet protocols are referred from the IETF standards with the characteristics of mobile communications in the focus. The mobile network architecture and protocols bind together the evolved packet system of Internet communications to the radio access network technologies. Specifics of the traffic models are shortly visited for their statistical meaning in the radio performance analysis. Radio resource management algorithms and protocols, also procedures, are covered addressing their relevance for the system performance. Throughout these Chapters, the commonalities and differentiators of the WCDMA, WCDMA/HSPA and LTE are covered. The main outcome of the thesis is the performance analysis of the LTE technology beginning from the early discoveries to the analysis of various system features and finally converging to an extensive system analysis campaign. The system performance is analysed with the characteristics of voice over the Internet and best effort traffic of the Internet. These traffic classes represent the majority of the mobile traffic in the converged packet networks, and yet they are simple enough for a fair and generic analysis of technologies. The thesis consists of publications and inventions created by the author that proposed several improvements to the 3G technologies towards the LTE. In the system analysis, the LTE showed by the factor of at least 2.5 to 3 times higher system measures compared to the WCDMA/HSPA reference. The WCDMA/HSPA networks are currently available with over 400 million subscribers and showing increasing growth, in the meanwhile the first LTE roll-outs are scheduled to begin in 2010. Sophisticated 3G LTE mobile devices are expected to appear fluently for all consumer segments in the following years

Performance analysis of 4G wireless networks using system level simulator

Doutoramento em Engenharia ElectrotécnicaIn the last decade, mobile wireless communications have witnessed an explosive growth in the user’s penetration rate and their widespread deployment around the globe. In particular, a research topic of particular relevance in telecommunications nowadays is related to the design and implementation of mobile communication systems of 4th generation (4G). 4G networks will be characterized by the support of multiple radio access technologies in a core network fully compliant with the Internet Protocol (all IP paradigms). Such networks will sustain the stringent quality of service (QoS) requirements and the expected high data rates from the type of multimedia applications (i.e. YouTube and Skype) to be available in the near future. Therefore, 4G wireless communications system will be of paramount importance on the development of the information society in the near future. As 4G wireless services will continue to increase, this will put more and more pressure on the spectrum availability. There is a worldwide recognition that methods of spectrum managements have reached their limit and are no longer optimal, therefore new paradigms must be sought. Studies show that most of the assigned spectrum is under-utilized, thus the problem in most cases is inefficient spectrum management rather spectrum shortage. There are currently trends towards a more liberalized approach of spectrum management, which are tightly linked to what is commonly termed as Cognitive Radio (CR). Furthermore, conventional deployment of 4G wireless systems (one BS in cell and mobile deploy around it) are known to have problems in providing fairness (users closer to the BS are more benefited relatively to the cell edge users) and in covering some zones affected by shadowing, therefore the use of relays has been proposed as a solution. To evaluate and analyse the performances of 4G wireless systems software tools are normally used. Software tools have become more and more mature in recent years and their need to provide a high level evaluation of proposed algorithms and protocols is now more important. The system level simulation (SLS) tools provide a fundamental and flexible way to test all the envisioned algorithms and protocols under realistic conditions, without the need to deal with the problems of live networks or reduced scope prototypes. Furthermore, the tools allow network designers a rapid collection of a wide range of performance metrics that are useful for the analysis and optimization of different algorithms. This dissertation proposes the design and implementation of conventional system level simulator (SLS), which afterwards enhances for the 4G wireless technologies namely cognitive Radios (IEEE802.22) and Relays (IEEE802.16j). SLS is then used for the analysis of proposed algorithms and protocols.FC

Técnicas de pré-codificação para sistemas multicelulares coordenados

Doutoramento em TelecomunicaçõesCoordenação Multicélula é um tópico de investigação em rápido crescimento e uma solução promissora para controlar a interferência entre células em sistemas celulares, melhorando a equidade do sistema e aumentando a sua capacidade. Esta tecnologia já está em estudo no LTEAdvanced sob o conceito de coordenação multiponto (COMP). Existem várias abordagens sobre coordenação multicélula, dependendo da quantidade e do tipo de informação partilhada pelas estações base, através da rede de suporte (backhaul network), e do local onde essa informação é processada, i.e., numa unidade de processamento central ou de uma forma distribuída em cada estação base. Nesta tese, são propostas técnicas de pré-codificação e alocação de potência considerando várias estratégias: centralizada, todo o processamento é feito na unidade de processamento central; semidistribuída, neste caso apenas parte do processamento é executado na unidade de processamento central, nomeadamente a potência alocada a cada utilizador servido por cada estação base; e distribuída em que o processamento é feito localmente em cada estação base. Os esquemas propostos são projectados em duas fases: primeiro são propostas soluções de pré-codificação para mitigar ou eliminar a interferência entre células, de seguida o sistema é melhorado através do desenvolvimento de vários esquemas de alocação de potência. São propostas três esquemas de alocação de potência centralizada condicionada a cada estação base e com diferentes relações entre desempenho e complexidade. São também derivados esquemas de alocação distribuídos, assumindo que um sistema multicelular pode ser visto como a sobreposição de vários sistemas com uma única célula. Com base neste conceito foi definido uma taxa de erro média virtual para cada um desses sistemas de célula única que compõem o sistema multicelular, permitindo assim projectar esquemas de alocação de potência completamente distribuídos. Todos os esquemas propostos foram avaliados em cenários realistas, bastante próximos dos considerados no LTE. Os resultados mostram que os esquemas propostos são eficientes a remover a interferência entre células e que o desempenho das técnicas de alocação de potência propostas é claramente superior ao caso de não alocação de potência. O desempenho dos sistemas completamente distribuídos é inferior aos baseados num processamento centralizado, mas em contrapartida podem ser usados em sistemas em que a rede de suporte não permita a troca de grandes quantidades de informação.Multicell coordination is a promising solution for cellular wireless systems to mitigate inter-cell interference, improving system fairness and increasing capacity and thus is already under study in LTE-A under the coordinated multipoint (CoMP) concept. There are several coordinated transmission approaches depending on the amount of information shared by the transmitters through the backhaul network and where the processing takes place i.e. in a central processing unit or in a distributed way on each base station. In this thesis, we propose joint precoding and power allocation techniques considering different strategies: Full-centralized, where all the processing takes place at the central unit; Semi-distributed, in this case only some process related with power allocation is done at the central unit; and Fulldistributed, where all the processing is done locally at each base station. The methods are designed in two phases: first the inter-cell interference is removed by applying a set of centralized or distributed precoding vectors; then the system is further optimized by centralized or distributed power allocation schemes. Three centralized power allocation algorithms with per-BS power constraint and different complexity tradeoffs are proposed. Also distributed power allocation schemes are proposed by considering the multicell system as superposition of single cell systems, where we define the average virtual bit error rate (BER) of interference-free single cell system, allowing us to compute the power allocation coefficients in a distributed manner at each BS. All proposed schemes are evaluated in realistic scenarios considering LTE specifications. The numerical evaluations show that the proposed schemes are efficient in removing inter-cell interference and improve system performance comparing to equal power allocation. Furthermore, fulldistributed schemes can be used when the amounts of information to be exchanged over the backhaul is restricted, although system performance is slightly degraded from semi-distributed and full-centralized schemes, but the complexity is considerably lower. Besides that for high degrees of freedom distributed schemes show similar behaviour to centralized ones

Linear space-time modulation in multiple-antenna channels

This thesis develops linear space–time modulation techniques for (multi-antenna) multi-input multi-output (MIMO) and multiple-input single-output (MISO) wireless channels. Transmission methods tailored for such channels have recently emerged in a number of current and upcoming standards, in particular in 3G and "beyond 3G" wireless systems. Here, these transmission concepts are approached primarily from a signal processing perspective. The introduction part of the thesis describes the transmit diversity concepts included in the WCDMA and cdma2000 standards or standard discussions, as well as promising new transmission methods for MIMO and MISO channels, crucial for future high data-rate systems. A number of techniques developed herein have been adopted in the 3G standards, or are currently being proposed for such standards, with the target of improving data rates, signal quality, capacity or system flexibility. The thesis adopts a model involving matrix-valued modulation alphabets, with different dimensions usually defined over space and time. The symbol matrix is formed as a linear combination of symbols, and the space-dimension is realized by using multiple transmit and receive antennas. Many of the transceiver concepts and modulation methods developed herein provide both spatial multiplexing gain and diversity gain. For example, full-diversity full-rate schemes are proposed where the symbol rate equals the number of transmit antennas. The modulation methods are developed for open-loop transmission. Moreover, the thesis proposes related closed-loop transmission methods, where space–time modulation is combined either with automatic retransmission or multiuser scheduling.reviewe

Méthodologies pour l'évaluation de performance système à grand échelle avec applications au système LTE

The main focus of this thesis is to highlight the importance of PHY abstraction for the system level evaluations in the framework of 3GPP Long Term Evolution (LTE) networks. This thesis presents a pragmatic approach towards the use of PHY abstraction in LTE based system level simulators. PHY abstraction is an extremely valuable low complexity tool for efficient and realistic large scale system evaluations. This thesis shows that apart from the primary purpose of PHY abstraction of providing instantaneous link quality indicator for the purpose of system level evaluations, it can be further used for an improved channel quality indicator (CQI) feedback based on the different antenna configurations and for the performance prediction of LTE networks based on the real life channel measurements. This thesis is mainly divided into two parts; methodologies and applications. The first part presents the complete design and validation methodology of PHY abstraction schemes for various antennaconfigurations corresponding to different transmission modes in LTE. The validation is performed using link level simulators and it also highlights the calibration issues necessary for the PHY abstraction to be accurate in predicting the performance of capacity achieving turbo codes.L'objectif de cette thèse est de souligner l'importance de l'abstraction de la couche physique (PHY abstraction) dans l'évaluation des systèmes LTE (Long Term Evolution). Cette thèse propose une approche pragmatique pour l'utilisation de PHY abstraction dans les simulateurs des systèmes LTE. PHY abstraction est un outil très important pour l'évaluation des systèmes LTE à grande échelle car il est efficace, pratique et à complexité réduite . Dans cette thèse, nous prouvons que, à part son objectif principal et qui consiste à fournir un indicateur instantané de la qualité de liaison pour l'évaluation du système, le PHY abstraction peut aussi: améliorer le feedback de l'indicateur sur la qualité de canal (CQI) en se basant sur les différentes configurations d'antennes, et la prédiction de la performance des réseaux LTE en se basant sur des mesures de canal réelles. Cette thèse est principalement divisée en deux parties: méthodologies et applications. La première partie présente la conception complète et la méthodologie de validation des systèmes de captage PHY pour différentes configurations d'antennes correspondant à des différentes modes de transmissions en LTE. La validation est effectuée en utilisant des simulateurs de niveau de liaison. Nous soulignons aussi les astuces de calibrage nécessaires pour que la production PHY soit précise dans la prédiction de la performance de capacité réalisant turbo-codes