Safe Learning and Optimization Techniques: Towards a Survey of the State of the Art

Safe learning and optimization deals with learning and optimization problems that avoid, as much as possible, the evaluation of non-safe input points, which are solutions, policies, or strategies that cause an irrecoverable loss (e.g., breakage of a machine or equipment, or life threat). Although a comprehensive survey of safe reinforcement learning algorithms was published in 2015, a number of new algorithms have been proposed thereafter, and related works in active learning and in optimization were not considered. This paper reviews those algorithms from a number of domains including reinforcement learning, Gaussian process regression and classification, evolutionary algorithms, and active learning. We provide the fundamental concepts on which the reviewed algorithms are based and a characterization of the individual algorithms. We conclude by explaining how the algorithms are connected and suggestions for future research.Comment: The final authenticated publication was made In: Heintz F., Milano M., O'Sullivan B. (eds) Trustworthy AI - Integrating Learning, Optimization and Reasoning. TAILOR 2020. Lecture Notes in Computer Science, vol 12641. Springer, Cham. The final authenticated publication is available online at \<https://doi.org/10.1007/978-3-030-73959-1_12

Smoothing Policies and Safe Policy Gradients

Policy gradient algorithms are among the best candidates for the much anticipated application of reinforcement learning to real-world control tasks, such as the ones arising in robotics. However, the trial-and-error nature of these methods introduces safety issues whenever the learning phase itself must be performed on a physical system. In this paper, we address a specific safety formulation, where danger is encoded in the reward signal and the learning agent is constrained to never worsen its performance. By studying actor-only policy gradient from a stochastic optimization perspective, we establish improvement guarantees for a wide class of parametric policies, generalizing existing results on Gaussian policies. This, together with novel upper bounds on the variance of policy gradient estimators, allows to identify those meta-parameter schedules that guarantee monotonic improvement with high probability. The two key meta-parameters are the step size of the parameter updates and the batch size of the gradient estimators. By a joint, adaptive selection of these meta-parameters, we obtain a safe policy gradient algorithm

Gradient-free Policy Architecture Search and Adaptation

We develop a method for policy architecture search and adaptation via gradient-free optimization which can learn to perform autonomous driving tasks. By learning from both demonstration and environmental reward we develop a model that can learn with relatively few early catastrophic failures. We first learn an architecture of appropriate complexity to perceive aspects of world state relevant to the expert demonstration, and then mitigate the effect of domain-shift during deployment by adapting a policy demonstrated in a source domain to rewards obtained in a target environment. We show that our approach allows safer learning than baseline methods, offering a reduced cumulative crash metric over the agent's lifetime as it learns to drive in a realistic simulated environment.Comment: Accepted in Conference on Robot Learning, 201