Four-element phased-array beamformers and a self-interference canceling full-duplex transciver in 130-nm SiGe for 5G applications at 26 GHz

This thesis is on the design of radio-frequency (RF) integrated front-end circuits for next generation 5G communication systems. The demand for higher data rates and lower latency in 5G networks can only be met using several new technologies including, but not limited to, mm-waves, massive-MIMO, and full-duplex. Use of mm-waves provides more bandwidth that is necessary for high data rates at the cost of increased attenuation in air. Massive-MIMO arrays are required to compensate for this increased path loss by providing beam steering and array gain. Furthermore, full duplex operation is desirable for improved spectrum efficiency and reduced latency. The difficulty of full duplex operation is the self-interference (SI) between transmit (TX) and receive (RX) paths. Conventional methods to suppress this interference utilize either bulky circulators, isolators, couplers or two separate antennas. These methods are not suitable for fully-integrated full-duplex massive-MIMO arrays. This thesis presents circuit and system level solutions to the issues summarized above, in the form of SiGe integrated circuits for 5G applications at 26 GHz. First, a full-duplex RF front-end architecture is proposed that is scalable to massive-MIMO arrays. It is based on blind, RF self-interference cancellation that is applicable to single/shared antenna front-ends. A high resolution RF vector modulator is developed, which is the key building block that empowers the full-duplex frontend architecture by achieving better than state-of-the-art 10-b monotonic phase control. This vector modulator is combined with linear-in-dB variable gain amplifiers and attenuators to realize a precision self-interference cancellation circuitry. Further, adaptive control of this SI canceler is made possible by including an on-chip low-power IQ downconverter. It correlates copies of transmitted and received signals and provides baseband/dc outputs that can be used to adaptively control the SI canceler. The solution comes at the cost of minimal additional circuitry, yet significantly eases linearity requirements of critical receiver blocks at RF/IF such as mixers and ADCs. Second, to complement the proposed full-duplex front-end architecture and to provide a more complete solution, high-performance beamformer ICs with 5-/6- b phase and 3-/4-b amplitude control capabilities are designed. Single-channel, separate transmitter and receiver beamformers are implemented targeting massive- MIMO mode of operation, and their four-channel versions are developed for phasedarray communication systems. Better than state-of-the-art noise performance is obtained in the RX beamformer channel, with a full-channel noise figure of 3.3 d

Integrated Self-Interference Cancellation for Full-Duplex and Frequency-Division Duplexing Wireless Communication Systems

From wirelessly connected robots to car-to-car communications, and to smart cities, almost every aspect of our lives will benefit from future wireless communications. While promise an exciting future world, next-generation wireless communications impose requirements on the data rate, spectral efficiency, and latency (among others) that are higher than those for today's systems by several orders of magnitude. Full-duplex wireless, an emergent wireless communications paradigm, breaks the long-held assumption that it is impossible for a wireless device to transmit and receive simultaneously at the same frequency, and has the potential to immediately double network capacity at the physical (PHY) layer and offers many other benefits (such as reduced latency) at the higher layers. Recently, discrete-component-based demonstrations have established the feasibility of full-duplex wireless. However, the realization of integrated full duplex radios, compact radios that can fit into smartphones, is fraught with fundamental challenges. In addition, to unleash the full potential of full-duplex communication, a careful redesign of the PHY layer and the medium access control (MAC) layer using a cross-layer approach is required. The biggest challenge associated with full duplex wireless is the tremendous amount of transmitter self-interference right on top of the desired signal. In this dissertation, new self-interference-cancellation approaches at both system and circuit levels are presented, contributing towards the realization of full-duplex radios using integrated circuit technology. Specifically, these new approaches involve elimination of the noise and distortion of the cancellation circuitry, enhancing the integrated cancellation bandwidth, and performing joint radio frequency, analog, and digital cancellation to achieve cancellation with nearly one part-per-billion accuracy. In collaboration with researchers at higher layers of the stack, a cross-layer approach has been used in our full-duplex research and has allowed us to derive power allocation algorithms and to characterize rate-gain improvements for full-duplex wireless networks. To enable experimental characterization of full-duplex MAC layer algorithms, a cross-layered software-defined full-duplex radio testbed has been developed. In collaboration with researchers from the field of micro-electro-mechanical systems, we demonstrate a multi-band frequency-division duplexing system using a cavity-filter-based tunable duplexer and our integrated widely-tunable self-interference-cancelling receiver

Fully-Integrated Magnetic-Free Nonreciprocal Components by Breaking Lorentz Reciprocity: from Physics to Applications

Reciprocity is a fundamental physical precept that governs wave propagation in a wide variety of physical domains. The various reciprocity theorems state that the response of a system remains unchanged if the excitation source and the measuring point are interchanged within a medium, and are closely related to the concept of time reversal symmetry in physics. Lorentz reciprocity is a fundamental characteristic of linear, time-invariant electronic and photonic structures with symmetric permittivity and permeability tensors. However, breaking reciprocity enables the realization of nonreciprocal components, such as isolators and circulators, which are critical to electronic, optical and acoustic systems, as well as new functionalities and devices based on novel wave propagation modes. Nonreciprocal components have traditionally relied on magnetic materials such as ferrites that lose reciprocity under the application of an external magnetic field through the Faraday Effect. The need for a magnetic bias limits the applicability of such approaches in small-form-factor Complementary Metal–Oxide–Semiconductor (CMOS)-compatible integrated devices. One of the main features of CMOS technology is the availability of high-speed transistor switches which can be turned ON and OFF, modulating the conductance of the medium. In this dissertation, a novel approach to break Lorentz reciprocity is presented based on staggered commutation in Linear Periodically-Time-Varying (LPTV) circuits. We have demonstrated the world’s first CMOS passive magnetic-free nonreciprocal circulator through spatio-temporal conductivity modulation. Since conductivity in semiconductors can be modulated over a wide range (CMOS transistor ON/OFF conductance ratio at Radio Frequency (RF)/millimeter-wave frequencies is as high as 103-105), commutated LPTV networks break reciprocity within a deeply sub-wavelength form-factor with low loss and high linearity. The resulting nonreciprocal components find application in antenna interfaces of wireless communication systems, connecting the Transmitter (TX) and the Receiver (RX) to a shared antenna. This is particularly important for full-duplex wireless, where the TX and the RX operate simultaneously at the same frequency band and need to be highly isolated in order to maintain receiver sensitivity. Multiple fully-integrated full-duplex receivers are demonstrated in this dissertation that best show the synergy between the physical concept and application-based implementations by using circuit techniques to benefit the system-level performance, such as TX-side linearity enhancement and co-design and co-optimization of the antenna interface and the RX and utilization of the multi-phase structure of our antenna interfaces for analog beamforming in multi-antenna systems. Finally, this dissertation discusses some of the fundamental limits of space-time modulated nonreciprocal structures, as well as new directions to build nonreciprocal components which can ideally be infinitesimal in size. A novel family of inductor-less nonreciprocal components including circulators and isolators have been demonstrated that achieve a wide tuning range in an infinitesimal form-factor. This family of devices combine reciprocal and nonreciprocal modes of operation, through the transfer properties of fundamental and harmonics of the system and enable a wide variety of functionalities

Saw-Less radio receivers in CMOS

Smartphones play an essential role in our daily life. Connected to the internet, we can easily keep in touch with family and friends, even if far away, while ever more apps serve us in numerous ways. To support all of this, higher data rates are needed for ever more wireless users, leading to a very crowded radio frequency spectrum. To achieve high spectrum efficiency while reducing unwanted interference, high-quality band-pass filters are needed. Piezo-electrical Surface Acoustic Wave (SAW) filters are conventionally used for this purpose, but such filters need a dedicated design for each new band, are relatively bulky and also costly compared to integrated circuit chips. Instead, we would like to integrate the filters as part of the entire wireless transceiver with digital smartphone hardware on CMOS chips. The research described in this thesis targets this goal. It has recently been shown that N-path filters based on passive switched-RC circuits can realize high-quality band-select filters on CMOS chips, where the center frequency of the filter is widely tunable by the switching-frequency. As CMOS downscaling following Moore’s law brings us lower clock-switching power, lower switch on-resistance and more compact metal-to-metal capacitors, N-path filters look promising. This thesis targets SAW-less wireless receiver design, exploiting N-path filters. As SAW-filters are extremely linear and selective, it is very challenging to approximate this performance with CMOS N-path filters. The research in this thesis proposes and explores several techniques for extending the linearity and enhancing the selectivity of N-path switched-RC filters and mixers, and explores their application in CMOS receiver chip designs. First the state-of-the-art in N-path filters and mixer-first receivers is reviewed. The requirements on the main receiver path are examined in case SAW-filters are removed or replaced by wideband circulators. The feasibility of a SAW-less Frequency Division Duplex (FDD) radio receiver is explored, targeting extreme linearity and compression Irequirements. A bottom-plate mixing technique with switch sharing is proposed. It improves linearity by keeping both the gate-source and gate-drain voltage swing of the MOSFET-switches rather constant, while halving the switch resistance to reduce voltage swings. A new N-path switch-RC filter stage with floating capacitors and bottom-plate mixer-switches is proposed to achieve very high linearity and a second-order voltage-domain RF-bandpass filter around the LO frequency. Extra out-of-band (OOB) rejection is implemented combined with V-I conversion and zero-IF frequency down-conversion in a second cross-coupled switch-RC N-path stage. It offers a low-ohmic high-linearity current path for out-of-band interferers. A prototype chip fabricated in a 28 nm CMOS technology achieves an in-band IIP3 of +10 dBm , IIP2 of +42 dBm, out-of-band IIP3 of +44 dBm, IIP2 of +90 dBm and blocker 1-dB gain-compression point of +13 dBm for a blocker frequency offset of 80 MHz. At this offset frequency, the measured desensitization is only 0.6 dB for a 0-dBm blocker, and 3.5 dB for a 10-dBm blocker at 0.7 GHz operating frequency (i.e. 6 and 9 dB blocker noise figure). The chip consumes 38-96 mW for operating frequencies of 0.1-2 GHz and occupies an active area of 0.49 mm2. Next, targeting to cover all frequency bands up to 6 GHz and achieving a noise figure lower than 3 dB, a mixer-first receiver with enhanced selectivity and high dynamic range is proposed. Capacitive negative feedback across the baseband amplifier serves as a blocker bypassing path, while an extra capacitive positive feedback path offers further blocker rejection. This combination of feedback paths synthesizes a complex pole pair at the input of the baseband amplifier, which is up-converted to the RF port to obtain steeper RF-bandpass filter roll-off than the conventional up-converted real pole and reduced distortion. This thesis explains the circuit principle and analyzes receiver performance. A prototype chip fabricated in 45 nm Partially Depleted Silicon on Insulator (PDSOI) technology achieves high linearity (in-band IIP3 of +3 dBm, IIP2 of +56 dBm, out-of-band IIP3 = +39 dBm, IIP2 = +88 dB) combined with sub-3 dB noise figure. Desensitization due to a 0-dBm blocker is only 2.2 dB at 1.4 GHz operating frequency. IIFinally, to demonstrate the performance of the implemented blocker-tolerant receiver chip designs, a test setup with a real mobile phone is built to verify the sensitivity of the receiver chip for different practical blocking scenarios