Radio Frequency Interference Impact Assessment on Global Navigation Satellite Systems

The Institute for the Protection and Security of the Citizen of the EC Joint Research Centre (IPSC-JRC) has been mandated to perform a study on the Radio Frequency (RF) threat against telecommunications and ICT control systems. This study is divided into two parts. The rst part concerns the assessment of high energy radio frequency (HERF) threats, where the focus is on the generation of electromagnetic pulses (EMP), the development of corresponding devices and the possible impact on ICT and power distribution systems. The second part of the study concerns radio frequency interference (RFI) with regard to global navigation satellite systems (GNSS). This document contributes to the second part and contains a detailed literature study disclosing the weaknesses of GNSS systems. Whereas the HERF analysis only concerns intentional interference issues, this study on GNSS also takes into account unintentional interference, enlarging the spectrum of plausible interference scenarios.JRC.DG.G.6-Security technology assessmen

Multiple Antenna-based GPS Multipath Mitigation using Code Carrier Information

학위논문 (박사)-- 서울대학교 대학원 : 전기공학부, 2013. 8. 최진영.여러 응용분야에서 수 억대의 GPS(Global Positioning System) 수신기가 사용되고 있지만, GPS을 기반으로 하는 위치기반 서비스(LBS: Location Based Services)에서는 여전히 다중경로 오차와 같은 전파 방해가 발생하고 있으며, 이러한 오차들로 인하여 상관함수의 왜곡은 거리 오차가 발생에 영향을 미치고 있다. 이러한 이유로 인하여 GPS을 이용한 항법 시스템에서의 위치 정확도 향상을 위하여, 다중경로 오차를 효과 적으로 줄이기 위한 강인하고 현실적인 방법이 요구된다. 다중경로는 GPS 신호가 장애물에 의해 반사나 회절 되어 수신기에 도착할 때 잘 일어난다. 가시경로 신호에 결합된 다중경로 신호는 GPS 수신기의 상관함수의 변형을 일으키며 궁극적으로 차별함수에 영향을 미치므로 거리오차를 발생시킨다. 그러므로 다중경로 오차는 위성항법 시스템에서의 위치정확도 향상을 위해 해결 되어야 될 문제로 쟁점이 되어왔다. 최근에는 이러한 전파 간섭신호를 줄이기 위하여 다중개의 안테나(Multiple Antenna)를 이용하는 방법이 GPS 항법 시스템에서 이용되고 있다. 현 시점에서, 다중개의 안테나를 사용하는 응용분야는 주로 학술적인 연구 및 복잡한 군사용 연구로 주로 진행 되었다. 그러나 안테나 제작 방법 및 전기적 시스템의 급격한 발전으로 인해 이전의 하드웨어 및 소프웨어적인 문제를 쉽게 해결 됨에 따라 가까운 미래에는 다중 안테나 기반의 수신기가 민간 상용분야로 확대 될 것으로 예상이 된다. 또한 안테나 수신기 RF단의 소형화로 인하여 다중 안테나 시스템에서의 안테나 크기 문제점 또한 해결 가능하다. 그러므로 본 논문에서는 다중 GPS 안테나를 이용하여 GPS 항법에서의 전파 간섭 및 다중경로 오차 감쇄에 대한 연구를 목적으로 한다. 본 연구는 강한 전파 간섭 및 다중경로 신호에 대하여 공간 처리 기법을 적용한다. 제안된 새로운 방법은 다중 안테나를 기반의 코드 케리어 정보를 이용한 공간처리 기법으로 전파 간섭 및 다중경로 오차를 완화시키며, 또한 빔형성 기법을 이용하여 신호 대 잡음 비율을 최대로 한다. 제안된 성능을 검증하기 위하여 소프트웨어 GPS 수신기를 사용된다. 소프트웨어 GPS 수신기를 이용한 신호처리 기법은 새로운 장비의 제품화 및 GPS 신호 분석에 장점을 가지고 있다. 또한 GPS 알고리즘 분석 및 수신기 성능 향상 검증 등 여러 연구분야에서 널리 이용되고 있다. 본 논문에서는 제안된 방법의 성능 검증을 위하여 컴퓨터 시뮬레이션 및 가공 IF 데이터를 이용한 소프트웨어 수신기 결과를 제시한다. 그 결과 제안된 방법은 전파 간섭 및 다중경로 오차 감쇄에 강인하며, GPS 항법시스템에서의 위치정확도 향상에 가능성을 보여준다. 그로므로 제안된 방법은 차량 항법 응용분야에서 방해신호 감쇄에 사용될 것으로 예상된다.Although hundreds of millions of receivers are used all around the world, the performance of location-based services(LBS) provided by GPS is still compromised by interference which includes unintentional distortion of correlation function due to multipath propagation. For this reason, the requirement for proper mitigation techniques becomes crucial in GPS receivers for robust, accurate, and reliable positioning. Multipath propagation can easily occur when environmental features cause combinations of reflected and diffracted replica signals to arrive at the receiving antenna. These signals which are combined with the original line-of-sight (LOS) signal can cause distortion of the receiver correlation function and ultimately distortion of the discrimination functionhence, errors in range estimation occur. Therefore, multipath error in the satellite navigation system to improve location accuracy is an important issue to be addressed. Recently, interference mitigation techniques utilizing multiple antennas have gained significant attention in GPS navigation systems. Although at the time of this dissertation, employing multiple antennas in GPS applications is mostly limited to academic research and possibly complicated military applications, it is expected that in the near future, antenna array-based receivers will also become widespread in civilian commercial markets. Rapid advances in antenna design technology and electronic systems make previously challenging problems in hardware and software easier to solve. Furthermore, due to the significant effort devoted to miniaturization of RF front-ends and antennas, the size of antenna array based receivers will no longer be a problem. Given the above, this dissertation investigates multiple antenna-based GPS the interference suppression and multipath mitigation. Firstly, a modified spatial processing technique is proposed that is capable of mitigating both high power interference and coherent and correlated GPS multipath signals. The use of spatial-temporal processing for GPS multipath mitigation is studied. A new method utilizing code carrier information based on multiple antennas is proposed to deal with highly correlated multipath components and to increase the signal to noise ratio of the beamformer by synthesizing antenna array processing. In order to verify the proposed method, a software defined GPS receiver is used. Software-based GPS signal processing technique has already produced benefits for prototyping new equipment and analyzing GPS signal quality. Not only do such receivers provide an excellent research tool for GPS algorithm verification, they also improve GPS receiver performance in a wide range of conditions. In this dissertation, the enhancement of the proposed method is presented in terms of the simulations and software defined GPS receiver using simulated IF data. From the result, the proposed method is robust to interference suppression, and multipath mitigation, and shows a strong possibility for use in improving location accuracy. Thus, this method can be employed to mitigate interference signals in vehicular navigation applications.Contents Abstract i Acknowledgements iv Contents v List of Figures x List of Tables xiv Chapter 1.Introduction 1 1.1 Introduction 1 1.2 Background and Motivation 2 1.2.1 Strong Narrowband and Wideband Interference 6 1.2.2 Multipath 7 1.3 Antenna Array Processing in GPS 11 1.3.1 Interference Suppression 11 1.3.2 Multipath Mitigation 13 1.4 Software-Defined GPS Receiver 15 1.5 Objective and Contribution 17 1.6 Dissertation Outline 18 Chapter 2. Global Positioning System 21 2.1 GPS System Overview 21 2.2 Basic Concept of GSP 25 2.3 Determining Satellite to User 28 2.4 Calculation of User Position 33 2.5 GPS Error Sources 40 2.5.1 Receiver Clock Bias 41 2.5.2 Satellite Clock Bias 42 2.5.3 Atmospheric Delay 43 2.5.4 Ephemeris Delay 46 2.5.5 Multipath Error 47 2.5.6 Receiver Noise 55 2.6 Summary 55 Chapter 3. Antenna Array Processing and Beamforming 56 3.1 Background on Antenna Arrays and Beamformers 56 3.1.1 Signal Model 59 3.2 Conventional Optimum Beamformers 69 3.2.1 Minimum Variance Distortionless Response Beamformer 69 3.2.2 Maximum Likelihood Estimator 71 3.2.3 Maximum Signal to Noise Interference Ratio Beamformer 72 3.2.4 Minimum Power Distortionless Response Beamformer 75 3.2.5 Linear Constrained Minimum Variance and Linear Constrained Minimum Power Beamformers 76 3.2.6 Eigenvector Beamformer 77 3.3 Space-Time Processing 81 3.4 Array Calibration 85 3.5 Summary 86 Chapter 4. Multipath Mitigation using Code-Carrier Information 87 4.1 Introduction 87 4.2 Interference Suppression and Multipath Mitigation 88 4.2.1 Signal Model 88 4.2.2 Interference Suppression by Subspace Projection 90 4.2.3 Multipath Mitigation by Subspace Projection 93 4.3 Determination of Multipath Satellites using Code-carrier Information 95 4.4 MSR Beamformer 100 4.5 Simulation Results 102 4.5.1 Subspace Projection and Beamforming 102 4.5.2 Performance Comparison 109 4.6 Summary 111 Chapter 5. Performance Verification using Software-Defined GPS Receiver 113 5.1 Introduction 113 5.2 Software-Defined GPS Receiver Methodology 114 5.2.1 Software-Defined GPS Receiver Signals 115 5.2.2 Software-Defined GPS Receiver Modules 116 5.3 Architecture of Software-Defined GPS Receiver 120 5.3.1 GPS Signal Generation 120 5.3.2 Interference Signal Generation 124 5.3.1 Front-End Signal Processing 125 5.4 Experimental Results 126 5.3.1 Static Environments 128 5.3.2 Dynamic Environments 133 5.5 Summary 136 Chapter 6. Conclusions and Future Work 138 6.1 Conclusions 138 6.2 Future Work 139 Bibliography 142 Appendix 168 Abstract in Korean 170 Acknowledgments 173Docto

Design and testing of compact dual-band dual-polarized robust satellite navigation antenna arrays

Die steigende Nachfrage nach präzisen Positionierlösungen für hochautomatisiertes Fahren und sicherheitskritische Anwendungen führt zu der Verwendung von Array-basierten Satellitennavigationsempfängern, die aufgrund des verbesserten Diversity-Gewinns und der potentiellen Strahlformungsfähigkeit eine bessere Leistung aufweisen. Die Notwendigkeit, die Robustheit von Navigationsempfängern gegenüber Quellen von Signalstörungen, wie Mehrwegempfang, atmosphärische, sowie Jamming- und Spoofing, zu verbessern, verlangt, den Empfänger weiter auszubauen, um Polarisations- und Frequenz-Diversity auszunutzen. Das hieraus resultierende Design ist durch eine signifikante Zunahme der Hardware- und Softwarekomplexität gekennzeichnet. Diese Komplexität steigt noch mit dem Trend, den Navigationsempfänger zu miniaturisieren, um die Integration in Fahrzeugen oder mobilen Systemen zu erleichtern. Da die gegenseitige Verkopplung zwischen den Antennenelementen eines kompakten Antennen- Arrays steigt, verschlechtert sich deren Strahlungseffizienz und Polarisationsreinheit und damit die Systemrobustheit. In dieser Arbeit wird ein kompaktes, dualbandiges und dualpolarisiertes Antennenarray für einen Navigationsempfänger untersucht, schaltungstechnisch entworfen und aufgebaut, womit Array-, Frequenz-, und Polarisations-Diversity ermöglicht wird. Dies führt zu einer signifikant verbesserten Robustheit gegenüber den angesprochenen Störungen. Diese Arbeit umfasst das Design des dualbandigen und dualpolarisierten Patchantennenelements, das Design des kompakten Antennenarrays, das Studium der Kreuzpolarisationsquellen in Patchantennen, die Analyse des Einflusses der gegenseitigen Kopplung auf die Strahlungseffizienz und Polarisationsreinheit, und die Abschwächung beider Effekte durch eigenmode-basierten Entkopplungs- und Anpassungsnetzwerken. Darüber hinaus beinhaltet die Arbeit die Integration des Antennensystems mit einem HF-Frontend zur Leistungsverstärkung, Filterung und Signalkonvertierung der Satellitensignale. Die Arbeit umfasst auch die Integration mit einem Array-basierten digitalen Empfänger, in dem neben der Datenerfassung, auch die Richtungsschätzung, das Beamforming und die Anti-Jamming-Algorithmen implementiert wurden. Die Machbarkeit sowohl der Array-Diversity als auch der Polarisations-Diversity wurde in Automotive-related Feldmessungen bestätigt, insbesondere für Elevationswinkel unter 40 bzw. 60 Grad, wo der Einfluss des Mehrwegempfangs ausreichend hohe Pegel erreicht. Die Messungen bestätigten die Robustheit des Empfängers gegenüber Stör- Nutzsignalverhältnissen von bis zu 85 dB und übertrafen damit mehrere "State-of-the-Art" Empfänger.The increasing demand for accurate positioning solutions for highly-automated driving and safety-critical applications motivates the use of array-based satellite navigation receivers that feature better performance, due to the enhanced diversity gain and the potential beamforming capability. The need for improving the robustness of navigation receivers against sources of signal distortion such as multipath propagation, atmospheric impact, jamming, and spoofing violations requests to extend the receiver to exploit polarization and frequency diversities. The resulting design is challenged by the significant rise in hardware and software complexity. This complexity increases even more with the trend to miniaturize the navigation receiver, to ease the integration in vehicles or mobile systems, because mutual coupling rises between the radiating elements of the receiver, and deteriorates their radiation efficiencies and polarization purities, and hence degrades the system robustness. In this thesis, a compact dual-band dual-polarized array-based navigation receiver that uses array diversity, frequency diversity, and polarization diversity is studied and designed, to provide robustness against the different types of distortions. The main contributions of the presented work include the design of the dual-band dual-polarized patch antenna element, the design of the compact antenna array, the study of the cross-polarization sources in patch antennas, the analysis of the mutual coupling impact on radiation efficiency and polarization purity of radiating elements, and the mitigation of both impacts using eigenmode-based decoupling and matching networks. Furthermore, the work also involves the integration of the antenna system with an RF-IF front-end, developed in cooperation with IMMS GmbH, for power amplification, filtering, and down-converting. The dissertation covers also the integration with an array-based digital receiver, developed in cooperation with RWTH Aachen University and the German Aerospace Center (DLR), to implement data acquisition, direction-of-arrival estimation, beamforming, and anti-jamming algorithms. The feasibility of both the array diversity and the polarization diversity was confirmed in automotive-related field measurements, particularly for elevations below 40 and 60 degrees, respectively; i.e., at directions far from the main beam direction of the even mode of the array (at zenith), and where the impact of multipath propagation on strength and polarization of the signal reaches sufficient levels to disturb the receiver. Measurements proved the receiver robustness against jamming-to-signal ratios up to 85 dB, outperforming several state-of-the-art receivers described in literature

PNT cyber resilience : a Lab2Live observer based approach, Report 1 : GNSS resilience and identified vulnerabilities. Technical Report 1

The use of global navigation satellite systems (GNSS) such as GPS and Galileo are vital sources of positioning, navigation and timing (PNT) information for vehicles. This information is of critical importance for connected autonomous vehicles (CAVs) due to their dependence on this information for localisation, route planning and situational awareness. A downside to solely relying on GNSS for PNT is that the signal strength arriving from navigation satellites in space is weak and currently there is no authentication included in the civilian GNSS adopted in the automotive industry. This means that cyber-attacks against the GNSS signal via jamming or spoofing are attractive to adversaries due to the potentially high impact they can achieve. This report reviews the vulnerabilities of GNSS services for CAVs (a summary is shown in Figure 1), as well as detection and mitigating techniques, summarises the opinions on PNT cyber testing sourced from a select group of experts, and finishes with a description of the associated lab-based and real-world feasibility study and proposed research methodology

Simple and Effective GNSS Spatial Processing Using a Low-Cost Compact Antenna Array

A compact planar four-element antenna array that can be used to improve robustness and accuracy in applications of satellite-based navigation systems which require simple, low-cost, lightweight but also efficient antenna solutions is proposed. By introducing an orthonormal transformation in the digital signal processing stage, it is possible to simplify the effect of the distorted in-situ antenna radiation patterns obtaining an equivalent almost ideal phased array response. The actual prototype designed under this concept is a 14 cm \times 14 cm single layer microstrip antenna array for the GNSS L1/E1-bands that achieves good total antenna efficiency without employing any additional matching/decoupling stage. Promising results obtained through numerical simulations and on-field experiments showing effective direction of arrival estimations and mitigation of radio frequency interferences with simple spatial processing algorithms applied after the proposed signal transformation are presented.Facultad de Ingenierí

Adaptive Interference Mitigation in GPS Receivers

Satellite navigation systems (GNSS) are among the most complex radio-navigation systems, providing positioning, navigation, and timing (PNT) information. A growing number of public sector and commercial applications rely on the GNSS PNT service to support business growth, technical development, and the day-to-day operation of technology and socioeconomic systems. As GNSS signals have inherent limitations, they are highly vulnerable to intentional and unintentional interference. GNSS signals have spectral power densities far below ambient thermal noise. Consequently, GNSS receivers must meet high standards of reliability and integrity to be used within a broad spectrum of applications. GNSS receivers must employ effective interference mitigation techniques to ensure robust, accurate, and reliable PNT service. This research aims to evaluate the effectiveness of the Adaptive Notch Filter (ANF), a precorrelation mitigation technique that can be used to excise Continuous Wave Interference (CWI), hop-frequency and chirp-type interferences from GPS L1 signals. To mitigate unwanted interference, state-of-the-art ANFs typically adjust a single parameter, the notch centre frequency, and zeros are constrained extremely close to unity. Because of this, the notch centre frequency converges slowly to the target frequency. During this slow converge period, interference leaks into the acquisition block, thus sabotaging the operation of the acquisition block. Furthermore, if the CWI continuously hops within the GPS L1 in-band region, the subsequent interference frequency is locked onto after a delay, which means constant interference occurs in the receiver throughout the delay period. This research contributes to the field of interference mitigation at GNSS's receiver end using adaptive signal processing, predominately for GPS. This research can be divided into three stages. I first designed, modelled and developed a Simulink-based GPS L1 signal simulator, providing a homogenous test signal for existing and proposed interference mitigation algorithms. Simulink-based GPS L1 signal simulator provided great flexibility to change various parameters to generate GPS L1 signal under different conditions, e.g. Doppler Shift, code phase delay and amount of propagation degradation. Furthermore, I modelled three acquisition schemes for GPS signals and tested GPS L1 signals acquisition via coherent and non-coherent integration methods. As a next step, I modelled different types of interference signals precisely and implemented and evaluated existing adaptive notch filters in MATLAB in terms of Carrier to Noise Density (\u1d436/\u1d4410), Signal to Noise Ratio (SNR), Peak Degradation Metric, and Mean Square Error (MSE) at the output of the acquisition module in order to create benchmarks. Finally, I designed, developed and implemented a novel algorithm that simultaneously adapts both coefficients in lattice-based ANF. Mathematically, I derived the full-gradient term for the notch's bandwidth parameter adaptation and developed a framework for simultaneously adapting both coefficients of a lattice-based adaptive notch filter. I evaluated the performance of existing and proposed interference mitigation techniques under different types of interference signals. Moreover, I critically analysed different internal signals within the ANF structure in order to develop a new threshold parameter that resets the notch bandwidth at the start of each subsequent interference frequency. As a result, I further reduce the complexity of the structural implementation of lattice-based ANF, allowing for efficient hardware realisation and lower computational costs. It is concluded from extensive simulation results that the proposed fully adaptive lattice-based provides better interference mitigation performance and superior convergence properties to target frequency compared to traditional ANF algorithms. It is demonstrated that by employing the proposed algorithm, a receiver is able to operate with a higher dynamic range of JNR than is possible with existing methods. This research also presents the design and MATLAB implementation of a parameterisable Complex Adaptive Notch Filer (CANF). Present analysis on higher order CANF for detecting and mitigating various types of interference for complex baseband GPS L1 signals. In the end, further research was conducted to suppress interference in the GPS L1 signal by exploiting autocorrelation properties and discarding some portion of the main lobe of the GPS L1 signal. It is shown that by removing 30% spectrum of the main lobe, either from left, right, or centre, the GPS L1 signal is still acquirable

A Comprehensive Review of Unmanned Aerial Vehicle Attacks and Neutralization Techniques

Unmanned Aerial Vehicles (UAV) have revolutionized the aircraft industry in this decade. UAVs are now capable of carrying out remote sensing, remote monitoring, courier delivery, and a lot more. A lot of research is happening on making UAVs more robust using energy harvesting techniques to have a better battery lifetime, network performance and to secure against attackers. UAV networks are many times used for unmanned missions. There have been many attacks on civilian, military, and industrial targets that were carried out using remotely controlled or automated UAVs. This continued misuse has led to research in preventing unauthorized UAVs from causing damage to life and property. In this paper, we present a literature review of UAVs, UAV attacks, and their prevention using anti-UAV techniques. We first discuss the different types of UAVs, the regulatory laws for UAV activities, their use cases, recreational, and military UAV incidents. After understanding their operation, various techniques for monitoring and preventing UAV attacks are described along with case studies

Synthetic Aperture Digital Beamsteering Array for Global Positioning System Interference Mitigation: A Study on Array Topology

The Global Positioning System (GPS) satellite navigation system is deeply intertwined with civilian everyday life. Unfortunately for the civilians that use the system, the GPS system is vulnerable to external interference. Antenna arrays with Direction of Arrival (DoA) signal identification and beamsteering provide a very effective technique for mitigating directional interference by moving the antenna gain toward the Signal of Interest (SOI) or away from the Signal not of Interest (SNOI), however, such systems are typically too large to integrate or require more processing capabilities than civilian devices are able to provide. Synthetic aperture arrays are a means to reduce the array size but provide a similar interference protection with a smaller processing capability overhead. This thesis assists in array selection by providing simulated gains of different switched antenna arrays. The Uniform Circular Array (UCA), rectangular array, random array, random full aperture, random sequential, ring (UCA random hybrid) topologies are evaluated. In a pure synthetic beamsteering system in the presence of continuous wave (CW) interference, it is determined that array topology has marginal impact on Signal to Interference Noise Ratio (SINR) as each array's results show very similar performance. With the two CW scenarios in the absence of null steering, the UCA maintains the highest performance using the smallest number of antenna elements

Novel Models and Algorithms Paving the Road towards RF Convergence

After decades of rapid evolution in electronics and signal processing, the technologies in communications, positioning, and sensing have achieved considerable progress. Our daily lives are fundamentally changed and substantially defined by the advancement in these technologies. However, the trend is challenged by a well-established fact that the spectrum resources, like other natural resources, are gradually becoming scarce. This thesis carries out research in the field of RF convergence, which is regarded as a mean to intelligently exploit spectrum resources, e.g., by finding novel methods of optimising and sharing tasks between communication, positioning, and sensing. The work has been done to closely explore opportunities for supporting the RF convergence. As a supplement for the electromagnetic waves propagation near the ground, ground-to-air channel models are first proposed and analysed, by incorporating the atmospheric effects when the altitude of aerial users is higher than 300 m. The status quos of techniques in communications, positioning, and sensing are separately reviewed, and our newly developments in each field are briefly introduced. For instance, we study the MIMO techniques for interference mitigation on aerial users; we construct the reflected echoes, i.e., the radar receiving, for the joint sensing and communications system. The availability of GNSS signals is of vital importance to the GNSS-enabled services, particularly the life-critical applications. To enhance the resilience of GNSS receivers, the RF fingerprinting based anti-spoofing techniques are also proposed and discussed. Such a guarantee on GNSS and ubiquitous GNSS services drive the utilisation of location information, also needed for communications, hence the proposal of a location-based beamforming algorithm. The superposition coding scheme, as an attempt of the waveform design, is also brought up for the joint sensing and communications. The RF convergence will come with many facets: the joint sensing and communications promotes an efficient use of frequency spectrum; the positioning-aided communications encourage the cooperation between systems; the availability of robust global positioning systems benefits the applications relying on the GNSS service