A Survey of Super-Resolution in Iris Biometrics With Evaluation of Dictionary-Learning

© 2018 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other worksThe lack of resolution has a negative impact on the performance of image-based biometrics. While many generic super-resolution methods have been proposed to restore low-resolution images, they usually aim to enhance their visual appearance. However, an overall visual enhancement of biometric images does not necessarily correlate with a better recognition performance. Reconstruction approaches thus need to incorporate the specific information from the target biometric modality to effectively improve recognition performance. This paper presents a comprehensive survey of iris super-resolution approaches proposed in the literature. We have also adapted an eigen-patches’ reconstruction method based on the principal component analysis eigen-transformation of local image patches. The structure of the iris is exploited by building a patch-position-dependent dictionary. In addition, image patches are restored separately, having their own reconstruction weights. This allows the solution to be locally optimized, helping to preserve local information. To evaluate the algorithm, we degraded the high-resolution images from the CASIA Interval V3 database. Different restorations were considered, with 15 × 15 pixels being the smallest resolution evaluated. To the best of our knowledge, this is the smallest resolutions employed in the literature. The experimental framework is complemented with six publicly available iris comparators that were used to carry out biometric verification and identification experiments. The experimental results show that the proposed method significantly outperforms both the bilinear and bicubic interpolations at a very low resolution. The performance of a number of comparators attains an impressive equal error rate as low as 5% and a Top-1 accuracy of 77%–84% when considering the iris images of only 15 × 15 pixels. These results clearly demonstrate the benefit of using trained super-resolution techniques to improve the quality of iris images prior to matchingThis work was supported by the EU COST Action under Grant IC1106. The work of F. Alonso-Fernandez and J. Bigun was supported in part by the Swedish Research Council, in part by the Swedish Innovation Agency, and in part by the Swedish Knowledge Foundation through the CAISR/SIDUS-AIR projects. The work of J. Fierrez was supported by the Spanish MINECO/FEDER through the CogniMetrics Project under Grant TEC2015-70627-R. The authors acknowledge the Halmstad University Library for its support with the open access fee

Face recognition technologies for evidential evaluation of video traces

Human recognition from video traces is an important task in forensic investigations and evidence evaluations. Compared with other biometric traits, face is one of the most popularly used modalities for human recognition due to the fact that its collection is non-intrusive and requires less cooperation from the subjects. Moreover, face images taken at a long distance can still provide reasonable resolution, while most biometric modalities, such as iris and fingerprint, do not have this merit. In this chapter, we discuss automatic face recognition technologies for evidential evaluations of video traces. We first introduce the general concepts in both forensic and automatic face recognition , then analyse the difficulties in face recognition from videos . We summarise and categorise the approaches for handling different uncontrollable factors in difficult recognition conditions. Finally we discuss some challenges and trends in face recognition research in both forensics and biometrics . Given its merits tested in many deployed systems and great potential in other emerging applications, considerable research and development efforts are expected to be devoted in face recognition in the near future

Techniques for Ocular Biometric Recognition Under Non-ideal Conditions

The use of the ocular region as a biometric cue has gained considerable traction due to recent advances in automated iris recognition. However, a multitude of factors can negatively impact ocular recognition performance under unconstrained conditions (e.g., non-uniform illumination, occlusions, motion blur, image resolution, etc.). This dissertation develops techniques to perform iris and ocular recognition under challenging conditions. The first contribution is an image-level fusion scheme to improve iris recognition performance in low-resolution videos. Information fusion is facilitated by the use of Principal Components Transform (PCT), thereby requiring modest computational efforts. The proposed approach provides improved recognition accuracy when low-resolution iris images are compared against high-resolution iris images. The second contribution is a study demonstrating the effectiveness of the ocular region in improving face recognition under plastic surgery. A score-level fusion approach that combines information from the face and ocular regions is proposed. The proposed approach, unlike other previous methods in this application, is not learning-based, and has modest computational requirements while resulting in better recognition performance. The third contribution is a study on matching ocular regions extracted from RGB face images against that of near-infrared iris images. Face and iris images are typically acquired using sensors operating in visible and near-infrared wavelengths of light, respectively. To this end, a sparse representation approach which generates a joint dictionary from corresponding pairs of face and iris images is designed. The proposed joint dictionary approach is observed to outperform classical ocular recognition techniques. In summary, the techniques presented in this dissertation can be used to improve iris and ocular recognition in practical, unconstrained environments

Reconstruction of smartphone images for low resolution iris recognition

As iris systems evolve towards a more relaxed acquisition, low image resolution will be a predominant issue. In this paper we evaluate a super-resolution method to reconstruct iris images based on Eigen-transformation of local image patches. Each patch is reconstructed separately, allowing better quality of enhanced images by preserving local information. We employ a database of 560 images captured in visible spectrum with two smartphones. The presented approach is superior to bilinear or bicubic interpolation, specially at lower resolutions. We also carry out recognition experiments with six iris matchers, showing that better performance can be obtained at low-resolutions with the proposed eigen-patch reconstruction, with fusion of only two systems pushing the EER to below 5-8% for down-sampling factors up to a size of only 13×13.peer-reviewe

Generative Adversarial Network and Its Application in Aerial Vehicle Detection and Biometric Identification System

In recent years, generative adversarial networks (GANs) have shown great potential in advancing the state-of-the-art in many areas of computer vision, most notably in image synthesis and manipulation tasks. GAN is a generative model which simultaneously trains a generator and a discriminator in an adversarial manner to produce real-looking synthetic data by capturing the underlying data distribution. Due to its powerful ability to generate high-quality and visually pleasingresults, we apply it to super-resolution and image-to-image translation techniques to address vehicle detection in low-resolution aerial images and cross-spectral cross-resolution iris recognition. First, we develop a Multi-scale GAN (MsGAN) with multiple intermediate outputs, which progressively learns the details and features of the high-resolution aerial images at different scales. Then the upscaled super-resolved aerial images are fed to a You Only Look Once-version 3 (YOLO-v3) object detector and the detection loss is jointly optimized along with a super-resolution loss to emphasize target vehicles sensitive to the super-resolution process. There is another problem that remains unsolved when detection takes place at night or in a dark environment, which requires an IR detector. Training such a detector needs a lot of infrared (IR) images. To address these challenges, we develop a GAN-based joint cross-modal super-resolution framework where low-resolution (LR) IR images are translated and super-resolved to high-resolution (HR) visible (VIS) images before applying detection. This approach significantly improves the accuracy of aerial vehicle detection by leveraging the benefits of super-resolution techniques in a cross-modal domain. Second, to increase the performance and reliability of deep learning-based biometric identification systems, we focus on developing conditional GAN (cGAN) based cross-spectral cross-resolution iris recognition and offer two different frameworks. The first approach trains a cGAN to jointly translate and super-resolve LR near-infrared (NIR) iris images to HR VIS iris images to perform cross-spectral cross-resolution iris matching to the same resolution and within the same spectrum. In the second approach, we design a coupled GAN (cpGAN) architecture to project both VIS and NIR iris images into a low-dimensional embedding domain. The goal of this architecture is to ensure maximum pairwise similarity between the feature vectors from the two iris modalities of the same subject. We have also proposed a pose attention-guided coupled profile-to-frontal face recognition network to learn discriminative and pose-invariant features in an embedding subspace. To show that the feature vectors learned by this deep subspace can be used for other tasks beyond recognition, we implement a GAN architecture which is able to reconstruct a frontal face from its corresponding profile face. This capability can be used in various face analysis tasks, such as emotion detection and expression tracking, where having a frontal face image can improve accuracy and reliability. Overall, our research works have shown its efficacy by achieving new state-of-the-art results through extensive experiments on publicly available datasets reported in the literature

Exploring Deep Learning Image Super-Resolution for Iris Recognition

In this work we test the ability of deep learning methods to provide an end-to-end mapping between low and high resolution images applying it to the iris recognition problem. Here, we propose the use of two deep learning single-image super-resolution approaches: Stacked Auto-Encoders (SAE) and Convolutional Neural Networks (CNN) with the most possible lightweight structure to achieve fast speed, preserve local information and reduce artifacts at the same time. We validate the methods with a database of 1.872 near-infrared iris images with quality assessment and recognition experiments showing the superiority of deep learning approaches over the compared algorithms.Comment: Published at Proc. 25th European Signal Processing Conference, EUSIPCO 201

Sparse Methods for Robust and Efficient Visual Recognition

Visual recognition has been a subject of extensive research in computer vision. A vast literature exists on feature extraction and learning methods for recognition. However, due to large variations in visual data, robust visual recognition is still an open problem. In recent years, sparse representation-based methods have become popular for visual recognition. By learning a compact dictionary of data and exploiting the notion of sparsity, start-of-the-art results have been obtained on many recognition tasks. However, existing data-driven sparse model techniques may not be optimal for some challenging recognition problems. In this dissertation, we consider some of these recognition tasks and present approaches based on sparse coding for robust and efficient recognition in such cases. First we study the problem of low-resolution face recognition. This is a challenging problem, and methods have been proposed using super-resolution and machine learning based techniques. However, these methods cannot handle variations like illumination changes which can happen at low resolutions, and degrade the performance. We propose a generative approach for classifying low resolution faces, by exploiting 3D face models. Further, we propose a joint sparse coding framework for robust classification at low resolutions. The effectiveness of the method is demonstrated on different face datasets. In the second part, we study a robust feature-level fusion method for multimodal biometric recognition. Although score-level and decision-level fusion methods exist in biometric literature, feature-level fusion is challenging due to different output formats of biometric modalities. In this work, we propose a novel sparse representation-based method for multimodal fusion, and present experimental results for a large multimodal dataset. Robustness to noise and occlusion are demonstrated. In the third part, we consider the problem of domain adaptation, where we want to learn effective classifiers for cases where the test images come from a different distribution than the training data. Typically, due to high cost of human annotation, very few labeled samples are available for images in the test domain. Specifically, we study the problem of adapting sparse dictionary-based classification methods for such cases. We describe a technique which jointly learns projections of data in the two domains, and a latent dictionary which can succinctly represent both domains in the projected low dimensional space. The proposed method is efficient and performs on par or better than many competing state-of-the-art methods. Lastly, we study an emerging analysis framework of sparse coding for image classification. We show that the analysis sparse coding can give similar performance as the typical synthesis sparse coding methods, while being much faster at sparse encoding. In the end, we conclude the dissertation with discussions and possible future directions