Beamforming Techniques for Non-Orthogonal Multiple Access in 5G Cellular Networks

In this paper, we develop various beamforming techniques for downlink transmission for multiple-input single-output (MISO) non-orthogonal multiple access (NOMA) systems. First, a beamforming approach with perfect channel state information (CSI) is investigated to provide the required quality of service (QoS) for all users. Taylor series approximation and semidefinite relaxation (SDR) techniques are employed to reformulate the original non-convex power minimization problem to a tractable one. Further, a fairness-based beamforming approach is proposed through a max-min formulation to maintain fairness between users. Next, we consider a robust scheme by incorporating channel uncertainties, where the transmit power is minimized while satisfying the outage probability requirement at each user. Through exploiting the SDR approach, the original non-convex problem is reformulated in a linear matrix inequality (LMI) form to obtain the optimal solution. Numerical results demonstrate that the robust scheme can achieve better performance compared to the non-robust scheme in terms of the rate satisfaction ratio. Further, simulation results confirm that NOMA consumes a little over half transmit power needed by OMA for the same data rate requirements. Hence, NOMA has the potential to significantly improve the system performance in terms of transmit power consumption in future 5G networks and beyond.Comment: accepted to publish in IEEE Transactions on Vehicular Technolog

Spectral Efficiency of Multi-User Adaptive Cognitive Radio Networks

In this correspondence, the comprehensive problem of joint power, rate, and subcarrier allocation have been investigated for enhancing the spectral efficiency of multi-user orthogonal frequency-division multiple access (OFDMA) cognitive radio (CR) networks subject to satisfying total average transmission power and aggregate interference constraints. We propose novel optimal radio resource allocation (RRA) algorithms under different scenarios with deterministic and probabilistic interference violation limits based on a perfect and imperfect availability of cross-link channel state information (CSI). In particular, we propose a probabilistic approach to mitigate the total imposed interference on the primary service under imperfect cross-link CSI. A closed-form mathematical formulation of the cumulative density function (cdf) for the received signal-to-interference-plus-noise ratio (SINR) is formulated to evaluate the resultant average spectral efficiency (ASE). Dual decomposition is utilized to obtain sub-optimal solutions for the non-convex optimization problems. Through simulation results, we investigate the achievable performance and the impact of parameters uncertainty on the overall system performance. Furthermore, we present that the developed RRA algorithms can considerably improve the cognitive performance whilst abide the imposed power constraints. In particular, the performance under imperfect cross-link CSI knowledge for the proposed `probabilistic case' is compared to the conventional scenarios to show the potential gain in employing this scheme

Mathematical optimization techniques for resource allocation and spatial multiplexing in spectrum sharing networks

Due to introduction of smart phones with data intensive multimedia and interactive applications and exponential growth of wireless devices, there is a shortage for useful radio spectrum. Even though the spectrum has become crowded, many spectrum occupancy measurements indicate that most of the allocated spectrum is underutilised. Hence radically new approaches in terms of allocation of wireless resources are required for better utilization of radio spectrum. This has motivated the concept of opportunistic spectrum sharing or the so-called cognitive radio technology that has great potential to improve spectrum utilization. The cognitive radio technology allows an opportunistic user namely the secondary user to access the spectrum of the licensed user (known as primary user) provided that the secondary transmission does not harmfully affect the primary user. This is possible with the introduction of advanced resource allocation techniques together with the use of wireless relays and spatial diversity techniques. In this thesis, various mathematical optimization techniques have been developed for the efficient use of radio spectrum within the context of spectrum sharing networks. In particular, optimal power allocation techniques and centralised and distributed beamforming techniques have been developed. Initially, an optimization technique for subcarrier and power allocation has been proposed for an Orthogonal Frequency Division Multiple Access (OFDMA) based secondary wireless network in the presence of multiple primary users. The solution is based on integer linear programming with multiple interference leakage and transmission power constraints. In order to enhance the spectrum efficiency further, the work has been extended to allow multiple secondary users to occupy the same frequency band under a multiple-input and multiple-output (MIMO) framework. A sum rate maximization technique based on uplink-downlink duality and dirty paper coding has been developed for the MIMO based OFDMA network. The work has also been extended to handle fading scenarios based on maximization of ergodic capacity. The optimization techniques for MIMO network has been extended to a spectrum sharing network with relays. This has the advantage of extending the coverage of the secondary network and assisting the primary network in return for the use of the primary spectrum. Finally, instead of considering interference mitigation, the recently emerged concept of interference alignment has been used for the resource allocation in spectrum sharing networks. The performances of all these new algorithms have been demonstrated using MATLAB based simulation studies

Energy-efficiency for MISO-OFDMA based user-relay assisted cellular networks

The concept of improving energy-efficiency (EE) without sacrificing the service quality has become important nowadays. The combination of orthogonal frequency-division multiple-access (OFDMA) multi-antenna transmission technology and relaying is one of the key technologies to deliver the promise of reliable and high-data-rate coverage in the most cost-effective manner. In this paper, EE is studied for the downlink multiple-input single-output (MISO)-OFDMA based user-relay assisted cellular networks. EE maximization is formulated for decode and forward (DF) relaying scheme with the consideration of both transmit and circuit power consumption as well as the data rate requirements for the mobile users. The quality of-service (QoS)-constrained EE maximization, which is defined for multi-carrier, multi-user, multi-relay and multi-antenna networks, is a non-convex and combinatorial problem so it is hard to tackle. To solve this difficult problem, a radio resource management (RRM) algorithm that solves the subcarrier allocation, mode selection and power allocation separately is proposed. The efficiency of the proposed algorithm is demonstrated by numerical results for different system parameter

Resource Allocation for Downlink Multi-Cell OFDMA Cognitive Radio Network Using Hungarian Method

This paper considers the problem of resource allocation for downlink part of an OFDM-based multi-cell cognitive radio network which consists of multiple secondary transmitters and receivers communicating simultaneously in the presence of multiple primary users. We present a new framework to maximize the total data throughput of secondary users by means of subchannel assignment, while ensuring interference leakage to PUs is below a threshold. In this framework, we first formulate the resource allocation problem as a nonlinear and non-convex optimization problem. Then we represent the problem as a maximum weighted matching in a bipartite graph and propose an iterative algorithm based on Hungarian method to solve it. The present contribution develops an efficient subchannel allocation algorithm that assigns subchannels to the secondary users without the perfect knowledge of fading channel gain between cognitive radio transmitter and primary receivers. The performance of the proposed subcarrier allocation algorithm is compared with a blind subchannel allocation as well as another scheme with the perfect knowledge of channel-state information. Simulation results reveal that a significant performance advantage can still be realized, even if the optimization at the secondary network is based on imperfect network information