Advanced Biometrics with Deep Learning

Biometrics, such as fingerprint, iris, face, hand print, hand vein, speech and gait recognition, etc., as a means of identity management have become commonplace nowadays for various applications. Biometric systems follow a typical pipeline, that is composed of separate preprocessing, feature extraction and classification. Deep learning as a data-driven representation learning approach has been shown to be a promising alternative to conventional data-agnostic and handcrafted pre-processing and feature extraction for biometric systems. Furthermore, deep learning offers an end-to-end learning paradigm to unify preprocessing, feature extraction, and recognition, based solely on biometric data. This Special Issue has collected 12 high-quality, state-of-the-art research papers that deal with challenging issues in advanced biometric systems based on deep learning. The 12 papers can be divided into 4 categories according to biometric modality; namely, face biometrics, medical electronic signals (EEG and ECG), voice print, and others

Evaluating soft biometrics in the context of face recognition

2013 Summer.Includes bibliographical references.Soft biometrics typically refer to attributes of people such as their gender, the shape of their head, the color of their hair, etc. There is growing interest in soft biometrics as a means of improving automated face recognition since they hold the promise of significantly reducing recognition errors, in part by ruling out illogical choices. Here four experiments quantify performance gains on a difficult face recognition task when standard face recognition algorithms are augmented using information associated with soft biometrics. These experiments include a best-case analysis using perfect knowledge of gender and race, support vector machine-based soft biometric classifiers, face shape expressed through an active shape model, and finally appearance information from the image region directly surrounding the face. All four experiments indicate small improvements may be made when soft biometrics augment an existing algorithm. However, in all cases, the gains were modest. In the context of face recognition, empirical evidence suggests that significant gains using soft biometrics are hard to come by

A Survey on Computer Vision based Human Analysis in the COVID-19 Era

The emergence of COVID-19 has had a global and profound impact, not only on society as a whole, but also on the lives of individuals. Various prevention measures were introduced around the world to limit the transmission of the disease, including face masks, mandates for social distancing and regular disinfection in public spaces, and the use of screening applications. These developments also triggered the need for novel and improved computer vision techniques capable of (i) providing support to the prevention measures through an automated analysis of visual data, on the one hand, and (ii) facilitating normal operation of existing vision-based services, such as biometric authentication schemes, on the other. Especially important here, are computer vision techniques that focus on the analysis of people and faces in visual data and have been affected the most by the partial occlusions introduced by the mandates for facial masks. Such computer vision based human analysis techniques include face and face-mask detection approaches, face recognition techniques, crowd counting solutions, age and expression estimation procedures, models for detecting face-hand interactions and many others, and have seen considerable attention over recent years. The goal of this survey is to provide an introduction to the problems induced by COVID-19 into such research and to present a comprehensive review of the work done in the computer vision based human analysis field. Particular attention is paid to the impact of facial masks on the performance of various methods and recent solutions to mitigate this problem. Additionally, a detailed review of existing datasets useful for the development and evaluation of methods for COVID-19 related applications is also provided. Finally, to help advance the field further, a discussion on the main open challenges and future research direction is given.Comment: Submitted to Image and Vision Computing, 44 pages, 7 figure

QUIS-CAMPI: Biometric Recognition in Surveillance Scenarios

The concerns about individuals security have justified the increasing number of surveillance cameras deployed both in private and public spaces. However, contrary to popular belief, these devices are in most cases used solely for recording, instead of feeding intelligent analysis processes capable of extracting information about the observed individuals. Thus, even though video surveillance has already proved to be essential for solving multiple crimes, obtaining relevant details about the subjects that took part in a crime depends on the manual inspection of recordings. As such, the current goal of the research community is the development of automated surveillance systems capable of monitoring and identifying subjects in surveillance scenarios. Accordingly, the main goal of this thesis is to improve the performance of biometric recognition algorithms in data acquired from surveillance scenarios. In particular, we aim at designing a visual surveillance system capable of acquiring biometric data at a distance (e.g., face, iris or gait) without requiring human intervention in the process, as well as devising biometric recognition methods robust to the degradation factors resulting from the unconstrained acquisition process. Regarding the first goal, the analysis of the data acquired by typical surveillance systems shows that large acquisition distances significantly decrease the resolution of biometric samples, and thus their discriminability is not sufficient for recognition purposes. In the literature, diverse works point out Pan Tilt Zoom (PTZ) cameras as the most practical way for acquiring high-resolution imagery at a distance, particularly when using a master-slave configuration. In the master-slave configuration, the video acquired by a typical surveillance camera is analyzed for obtaining regions of interest (e.g., car, person) and these regions are subsequently imaged at high-resolution by the PTZ camera. Several methods have already shown that this configuration can be used for acquiring biometric data at a distance. Nevertheless, these methods failed at providing effective solutions to the typical challenges of this strategy, restraining its use in surveillance scenarios. Accordingly, this thesis proposes two methods to support the development of a biometric data acquisition system based on the cooperation of a PTZ camera with a typical surveillance camera. The first proposal is a camera calibration method capable of accurately mapping the coordinates of the master camera to the pan/tilt angles of the PTZ camera. The second proposal is a camera scheduling method for determining - in real-time - the sequence of acquisitions that maximizes the number of different targets obtained, while minimizing the cumulative transition time. In order to achieve the first goal of this thesis, both methods were combined with state-of-the-art approaches of the human monitoring field to develop a fully automated surveillance capable of acquiring biometric data at a distance and without human cooperation, designated as QUIS-CAMPI system. The QUIS-CAMPI system is the basis for pursuing the second goal of this thesis. The analysis of the performance of the state-of-the-art biometric recognition approaches shows that these approaches attain almost ideal recognition rates in unconstrained data. However, this performance is incongruous with the recognition rates observed in surveillance scenarios. Taking into account the drawbacks of current biometric datasets, this thesis introduces a novel dataset comprising biometric samples (face images and gait videos) acquired by the QUIS-CAMPI system at a distance ranging from 5 to 40 meters and without human intervention in the acquisition process. This set allows to objectively assess the performance of state-of-the-art biometric recognition methods in data that truly encompass the covariates of surveillance scenarios. As such, this set was exploited for promoting the first international challenge on biometric recognition in the wild. This thesis describes the evaluation protocols adopted, along with the results obtained by the nine methods specially designed for this competition. In addition, the data acquired by the QUIS-CAMPI system were crucial for accomplishing the second goal of this thesis, i.e., the development of methods robust to the covariates of surveillance scenarios. The first proposal regards a method for detecting corrupted features in biometric signatures inferred by a redundancy analysis algorithm. The second proposal is a caricature-based face recognition approach capable of enhancing the recognition performance by automatically generating a caricature from a 2D photo. The experimental evaluation of these methods shows that both approaches contribute to improve the recognition performance in unconstrained data.A crescente preocupação com a segurança dos indivíduos tem justificado o crescimento do número de câmaras de vídeo-vigilância instaladas tanto em espaços privados como públicos. Contudo, ao contrário do que normalmente se pensa, estes dispositivos são, na maior parte dos casos, usados apenas para gravação, não estando ligados a nenhum tipo de software inteligente capaz de inferir em tempo real informações sobre os indivíduos observados. Assim, apesar de a vídeo-vigilância ter provado ser essencial na resolução de diversos crimes, o seu uso está ainda confinado à disponibilização de vídeos que têm que ser manualmente inspecionados para extrair informações relevantes dos sujeitos envolvidos no crime. Como tal, atualmente, o principal desafio da comunidade científica é o desenvolvimento de sistemas automatizados capazes de monitorizar e identificar indivíduos em ambientes de vídeo-vigilância. Esta tese tem como principal objetivo estender a aplicabilidade dos sistemas de reconhecimento biométrico aos ambientes de vídeo-vigilância. De forma mais especifica, pretende-se 1) conceber um sistema de vídeo-vigilância que consiga adquirir dados biométricos a longas distâncias (e.g., imagens da cara, íris, ou vídeos do tipo de passo) sem requerer a cooperação dos indivíduos no processo; e 2) desenvolver métodos de reconhecimento biométrico robustos aos fatores de degradação inerentes aos dados adquiridos por este tipo de sistemas. No que diz respeito ao primeiro objetivo, a análise aos dados adquiridos pelos sistemas típicos de vídeo-vigilância mostra que, devido à distância de captura, os traços biométricos amostrados não são suficientemente discriminativos para garantir taxas de reconhecimento aceitáveis. Na literatura, vários trabalhos advogam o uso de câmaras Pan Tilt Zoom (PTZ) para adquirir imagens de alta resolução à distância, principalmente o uso destes dispositivos no modo masterslave. Na configuração master-slave um módulo de análise inteligente seleciona zonas de interesse (e.g. carros, pessoas) a partir do vídeo adquirido por uma câmara de vídeo-vigilância e a câmara PTZ é orientada para adquirir em alta resolução as regiões de interesse. Diversos métodos já mostraram que esta configuração pode ser usada para adquirir dados biométricos à distância, ainda assim estes não foram capazes de solucionar alguns problemas relacionados com esta estratégia, impedindo assim o seu uso em ambientes de vídeo-vigilância. Deste modo, esta tese propõe dois métodos para permitir a aquisição de dados biométricos em ambientes de vídeo-vigilância usando uma câmara PTZ assistida por uma câmara típica de vídeo-vigilância. O primeiro é um método de calibração capaz de mapear de forma exata as coordenadas da câmara master para o ângulo da câmara PTZ (slave) sem o auxílio de outros dispositivos óticos. O segundo método determina a ordem pela qual um conjunto de sujeitos vai ser observado pela câmara PTZ. O método proposto consegue determinar em tempo-real a sequência de observações que maximiza o número de diferentes sujeitos observados e simultaneamente minimiza o tempo total de transição entre sujeitos. De modo a atingir o primeiro objetivo desta tese, os dois métodos propostos foram combinados com os avanços alcançados na área da monitorização de humanos para assim desenvolver o primeiro sistema de vídeo-vigilância completamente automatizado e capaz de adquirir dados biométricos a longas distâncias sem requerer a cooperação dos indivíduos no processo, designado por sistema QUIS-CAMPI. O sistema QUIS-CAMPI representa o ponto de partida para iniciar a investigação relacionada com o segundo objetivo desta tese. A análise do desempenho dos métodos de reconhecimento biométrico do estado-da-arte mostra que estes conseguem obter taxas de reconhecimento quase perfeitas em dados adquiridos sem restrições (e.g., taxas de reconhecimento maiores do que 99% no conjunto de dados LFW). Contudo, este desempenho não é corroborado pelos resultados observados em ambientes de vídeo-vigilância, o que sugere que os conjuntos de dados atuais não contêm verdadeiramente os fatores de degradação típicos dos ambientes de vídeo-vigilância. Tendo em conta as vulnerabilidades dos conjuntos de dados biométricos atuais, esta tese introduz um novo conjunto de dados biométricos (imagens da face e vídeos do tipo de passo) adquiridos pelo sistema QUIS-CAMPI a uma distância máxima de 40m e sem a cooperação dos sujeitos no processo de aquisição. Este conjunto permite avaliar de forma objetiva o desempenho dos métodos do estado-da-arte no reconhecimento de indivíduos em imagens/vídeos capturados num ambiente real de vídeo-vigilância. Como tal, este conjunto foi utilizado para promover a primeira competição de reconhecimento biométrico em ambientes não controlados. Esta tese descreve os protocolos de avaliação usados, assim como os resultados obtidos por 9 métodos especialmente desenhados para esta competição. Para além disso, os dados adquiridos pelo sistema QUIS-CAMPI foram essenciais para o desenvolvimento de dois métodos para aumentar a robustez aos fatores de degradação observados em ambientes de vídeo-vigilância. O primeiro é um método para detetar características corruptas em assinaturas biométricas através da análise da redundância entre subconjuntos de características. O segundo é um método de reconhecimento facial baseado em caricaturas automaticamente geradas a partir de uma única foto do sujeito. As experiências realizadas mostram que ambos os métodos conseguem reduzir as taxas de erro em dados adquiridos de forma não controlada

Learning Multimodal Structures in Computer Vision

A phenomenon or event can be received from various kinds of detectors or under different conditions. Each such acquisition framework is a modality of the phenomenon. Due to the relation between the modalities of multimodal phenomena, a single modality cannot fully describe the event of interest. Since several modalities report on the same event introduces new challenges comparing to the case of exploiting each modality separately. We are interested in designing new algorithmic tools to apply sensor fusion techniques in the particular signal representation of sparse coding which is a favorite methodology in signal processing, machine learning and statistics to represent data. This coding scheme is based on a machine learning technique and has been demonstrated to be capable of representing many modalities like natural images. We will consider situations where we are not only interested in support of the model to be sparse, but also to reflect a-priorily known knowledge about the application in hand. Our goal is to extract a discriminative representation of the multimodal data that leads to easily finding its essential characteristics in the subsequent analysis step, e.g., regression and classification. To be more precise, sparse coding is about representing signals as linear combinations of a small number of bases from a dictionary. The idea is to learn a dictionary that encodes intrinsic properties of the multimodal data in a decomposition coefficient vector that is favorable towards the maximal discriminatory power. We carefully design a multimodal representation framework to learn discriminative feature representations by fully exploiting, the modality-shared which is the information shared by various modalities, and modality-specific which is the information content of each modality individually. Plus, it automatically learns the weights for various feature components in a data-driven scheme. In other words, the physical interpretation of our learning framework is to fully exploit the correlated characteristics of the available modalities, while at the same time leverage the modality-specific character of each modality and change their corresponding weights for different parts of the feature in recognition

Generative Adversarial Network and Its Application in Aerial Vehicle Detection and Biometric Identification System

In recent years, generative adversarial networks (GANs) have shown great potential in advancing the state-of-the-art in many areas of computer vision, most notably in image synthesis and manipulation tasks. GAN is a generative model which simultaneously trains a generator and a discriminator in an adversarial manner to produce real-looking synthetic data by capturing the underlying data distribution. Due to its powerful ability to generate high-quality and visually pleasingresults, we apply it to super-resolution and image-to-image translation techniques to address vehicle detection in low-resolution aerial images and cross-spectral cross-resolution iris recognition. First, we develop a Multi-scale GAN (MsGAN) with multiple intermediate outputs, which progressively learns the details and features of the high-resolution aerial images at different scales. Then the upscaled super-resolved aerial images are fed to a You Only Look Once-version 3 (YOLO-v3) object detector and the detection loss is jointly optimized along with a super-resolution loss to emphasize target vehicles sensitive to the super-resolution process. There is another problem that remains unsolved when detection takes place at night or in a dark environment, which requires an IR detector. Training such a detector needs a lot of infrared (IR) images. To address these challenges, we develop a GAN-based joint cross-modal super-resolution framework where low-resolution (LR) IR images are translated and super-resolved to high-resolution (HR) visible (VIS) images before applying detection. This approach significantly improves the accuracy of aerial vehicle detection by leveraging the benefits of super-resolution techniques in a cross-modal domain. Second, to increase the performance and reliability of deep learning-based biometric identification systems, we focus on developing conditional GAN (cGAN) based cross-spectral cross-resolution iris recognition and offer two different frameworks. The first approach trains a cGAN to jointly translate and super-resolve LR near-infrared (NIR) iris images to HR VIS iris images to perform cross-spectral cross-resolution iris matching to the same resolution and within the same spectrum. In the second approach, we design a coupled GAN (cpGAN) architecture to project both VIS and NIR iris images into a low-dimensional embedding domain. The goal of this architecture is to ensure maximum pairwise similarity between the feature vectors from the two iris modalities of the same subject. We have also proposed a pose attention-guided coupled profile-to-frontal face recognition network to learn discriminative and pose-invariant features in an embedding subspace. To show that the feature vectors learned by this deep subspace can be used for other tasks beyond recognition, we implement a GAN architecture which is able to reconstruct a frontal face from its corresponding profile face. This capability can be used in various face analysis tasks, such as emotion detection and expression tracking, where having a frontal face image can improve accuracy and reliability. Overall, our research works have shown its efficacy by achieving new state-of-the-art results through extensive experiments on publicly available datasets reported in the literature

Deep Adversarial Frameworks for Visually Explainable Periocular Recognition

Machine Learning (ML) models have pushed state­of­the­art performance closer to (and even beyond) human level. However, the core of such algorithms is usually latent and hardly understandable. Thus, the field of Explainability focuses on researching and adopting techniques that can explain the reasons that support a model’s predictions. Such explanations of the decision­making process would help to build trust between said model and the human(s) using it. An explainable system also allows for better debugging, during the training phase, and fixing, upon deployment. But why should a developer devote time and effort into refactoring or rethinking Artificial Intelligence (AI) systems, to make them more transparent? Don’t they work just fine? Despite the temptation to answer ”yes”, are we really considering the cases where these systems fail? Are we assuming that ”almost perfect” accuracy is good enough? What if, some of the cases where these systems get it right, were just a small margin away from a complete miss? Does that even matter? Considering the ever­growing presence of ML models in crucial areas like forensics, security and healthcare services, it clearly does. Motivating these concerns is the fact that powerful systems often operate as black­boxes, hiding the core reasoning underneath layers of abstraction [Gue]. In this scenario, there could be some seriously negative outcomes if opaque algorithms gamble on the presence of tumours in X­ray images or the way autonomous vehicles behave in traffic. It becomes clear, then, that incorporating explainability with AI is imperative. More recently, the politicians have addressed this urgency through the General Data Protection Regulation (GDPR) [Com18]. With this document, the European Union (EU) brings forward several important concepts, amongst which, the ”right to an explanation”. The definition and scope are still subject to debate [MF17], but these are definite strides to formally regulate the explainable depth of autonomous systems. Based on the preface above, this work describes a periocular recognition framework that not only performs biometric recognition but also provides clear representations of the features/regions that support a prediction. Being particularly designed to explain non­match (”impostors”) decisions, our solution uses adversarial generative techniques to synthesise a large set of ”genuine” image pairs, from where the most similar elements with respect to a query are retrieved. Then, assuming the alignment between the query/retrieved pairs, the element­wise differences between the query and a weighted average of the retrieved elements yields a visual explanation of the regions in the query pair that would have to be different to transform it into a ”genuine” pair. Our quantitative and qualitative experiments validate the proposed solution, yielding recognition rates that are similar to the state­of­the­art, while adding visually pleasing explanations