Recognition of Nonideal Iris Images Using Shape Guided Approach and Game Theory

Most state-of-the-art iris recognition algorithms claim to perform with a very high recognition accuracy in a strictly controlled environment. However, their recognition accuracies significantly decrease when the acquired images are affected by different noise factors including motion blur, camera diffusion, head movement, gaze direction, camera angle, reflections, contrast, luminosity, eyelid and eyelash occlusions, and problems due to contraction and dilation. The main objective of this thesis is to develop a nonideal iris recognition system by using active contour methods, Genetic Algorithms (GAs), shape guided model, Adaptive Asymmetrical Support Vector Machines (AASVMs) and Game Theory (GT). In this thesis, the proposed iris recognition method is divided into two phases: (1) cooperative iris recognition, and (2) noncooperative iris recognition. While most state-of-the-art iris recognition algorithms have focused on the preprocessing of iris images, recently, important new directions have been identified in iris biometrics research. These include optimal feature selection and iris pattern classification. In the first phase, we propose an iris recognition scheme based on GAs and asymmetrical SVMs. Instead of using the whole iris region, we elicit the iris information between the collarette and the pupil boundary to suppress the effects of eyelid and eyelash occlusions and to minimize the matching error. In the second phase, we process the nonideal iris images that are captured in unconstrained situations and those affected by several nonideal factors. The proposed noncooperative iris recognition method is further divided into three approaches. In the first approach of the second phase, we apply active contour-based curve evolution approaches to segment the inner/outer boundaries accurately from the nonideal iris images. The proposed active contour-based approaches show a reasonable performance when the iris/sclera boundary is separated by a blurred boundary. In the second approach, we describe a new iris segmentation scheme using GT to elicit iris/pupil boundary from a nonideal iris image. We apply a parallel game-theoretic decision making procedure by modifying Chakraborty and Duncan's algorithm to form a unified approach, which is robust to noise and poor localization and less affected by weak iris/sclera boundary. Finally, to further improve the segmentation performance, we propose a variational model to localize the iris region belonging to the given shape space using active contour method, a geometric shape prior and the Mumford-Shah functional. The verification and identification performance of the proposed scheme is validated using four challenging nonideal iris datasets, namely, the ICE 2005, the UBIRIS Version 1, the CASIA Version 3 Interval, and the WVU Nonideal, plus the non-homogeneous combined dataset. We have conducted several sets of experiments and finally, the proposed approach has achieved a Genuine Accept Rate (GAR) of 97.34% on the combined dataset at the fixed False Accept Rate (FAR) of 0.001% with an Equal Error Rate (EER) of 0.81%. The highest Correct Recognition Rate (CRR) obtained by the proposed iris recognition system is 97.39%

Iris Recognition: Robust Processing, Synthesis, Performance Evaluation and Applications

The popularity of iris biometric has grown considerably over the past few years. It has resulted in the development of a large number of new iris processing and encoding algorithms. In this dissertation, we will discuss the following aspects of the iris recognition problem: iris image acquisition, iris quality, iris segmentation, iris encoding, performance enhancement and two novel applications.;The specific claimed novelties of this dissertation include: (1) a method to generate a large scale realistic database of iris images; (2) a crosspectral iris matching method for comparison of images in color range against images in Near-Infrared (NIR) range; (3) a method to evaluate iris image and video quality; (4) a robust quality-based iris segmentation method; (5) several approaches to enhance recognition performance and security of traditional iris encoding techniques; (6) a method to increase iris capture volume for acquisition of iris on the move from a distance and (7) a method to improve performance of biometric systems due to available soft data in the form of links and connections in a relevant social network

A Highly Efficient Biometrics Approach for Unconstrained Iris Segmentation and Recognition

This dissertation develops an innovative approach towards less-constrained iris biometrics. Two major contributions are made in this research endeavor: (1) Designed an award-winning segmentation algorithm in the less-constrained environment where image acquisition is made of subjects on the move and taken under visible lighting conditions, and (2) Developed a pioneering iris biometrics method coupling segmentation and recognition of the iris based on video of moving persons under different acquisitions scenarios. The first part of the dissertation introduces a robust and fast segmentation approach using still images contained in the UBIRIS (version 2) noisy iris database. The results show accuracy estimated at 98% when using 500 randomly selected images from the UBIRIS.v2 partial database, and estimated at 97% in a Noisy Iris Challenge Evaluation (NICE.I) in an international competition that involved 97 participants worldwide involving 35 countries, ranking this research group in sixth position. This accuracy is achieved with a processing speed nearing real time. The second part of this dissertation presents an innovative segmentation and recognition approach using video-based iris images. Following the segmentation stage which delineats the iris region through a novel segmentation strategy, some pioneering experiments on the recognition stage of the less-constrained video iris biometrics have been accomplished. In the video-based and less-constrained iris recognition, the test or subject iris videos/images and the enrolled iris images are acquired with different acquisition systems. In the matching step, the verification/identification result was accomplished by comparing the similarity distance of encoded signature from test images with each of the signature dataset from the enrolled iris images. With the improvements gained, the results proved to be highly accurate under the unconstrained environment which is more challenging. This has led to a false acceptance rate (FAR) of 0% and a false rejection rate (FRR) of 17.64% for 85 tested users with 305 test images from the video, which shows great promise and high practical implications for iris biometrics research and system design

Biometric iris image segmentation and feature extraction for iris recognition

PhD ThesisThe continued threat to security in our interconnected world today begs for urgent solution. Iris biometric like many other biometric systems provides an alternative solution to this lingering problem. Although, iris recognition have been extensively studied, it is nevertheless, not a fully solved problem which is the factor inhibiting its implementation in real world situations today. There exists three main problems facing the existing iris recognition systems: 1) lack of robustness of the algorithm to handle non-ideal iris images, 2) slow speed of the algorithm and 3) the applicability to the existing systems in real world situation. In this thesis, six novel approaches were derived and implemented to address these current limitation of existing iris recognition systems. A novel fast and accurate segmentation approach based on the combination of graph-cut optimization and active contour model is proposed to define the irregular boundaries of the iris in a hierarchical 2-level approach. In the first hierarchy, the approximate boundary of the pupil/iris is estimated using a method based on Hough’s transform for the pupil and adapted starburst algorithm for the iris. Subsequently, in the second hierarchy, the final irregular boundary of the pupil/iris is refined and segmented using graph-cut based active contour (GCBAC) model proposed in this work. The segmentation is performed in two levels, whereby the pupil is segmented first before the iris. In order to detect and eliminate noise and reflection artefacts which might introduce errors to the algorithm, a preprocessing technique based on adaptive weighted edge detection and high-pass filtering is used to detect reflections on the high intensity areas of the image while exemplar based image inpainting is used to eliminate the reflections. After the segmentation of the iris boundaries, a post-processing operation based on combination of block classification method and statistical prediction approach is used to detect any super-imposed occluding eyelashes/eyeshadows. The normalization of the iris image is achieved though the rubber sheet model. In the second stage, an approach based on construction of complex wavelet filters and rotation of the filters to the direction of the principal texture direction is used for the extraction of important iris information while a modified particle swam optimization (PSO) is used to select the most prominent iris features for iris encoding. Classification of the iriscode is performed using adaptive support vector machines (ASVM). Experimental results demonstrate that the proposed approach achieves accuracy of 98.99% and is computationally about 2 times faster than the best existing approach.Ebonyi State University and Education Task Fund, Nigeri

An Investigation of Iris Recognition in Unconstrained Environments

Iris biometrics is widely regarded as a reliable and accurate method for personal identification and the continuing advancements in the field have resulted in the technology being widely adopted in recent years and implemented in many different scenarios. Current typical iris biometric deployments, while generally expected to perform well, require a considerable level of co-operation from the system user. Specifically, the physical positioning of the human eye in relation to the iris capture device is a critical factor, which can substantially affect the performance of the overall iris biometric system. The work reported in this study will explore some of the important issues relating to the capture and identification of iris images at varying positions with respect to the capture device, and in particular presents an investigation into the analysis of iris images captured when the gaze angle of a subject is not aligned with the axis of the camera lens. A reliable method of acquiring off-angle iris images will be implemented, together with a study of a database thereby compiled of such images captured methodically. A detailed analysis of these so-called “off-angle” characteristics will be presented, making possible the implementation of new methods whereby significant enhancement of system performance can be achieved. The research carried out in this study suggests that implementing carefully new training methodologies to improve the classification performance can compensate effectively for the problem of off-angle iris images. The research also suggests that acquiring off-angle iris samples during the enrolment process for an iris biometric system and the implementation of the developed training configurations provides an increase in classification performance

CONTACTLESS FINGERPRINT BIOMETRICS: ACQUISITION, PROCESSING, AND PRIVACY PROTECTION

Biometrics is defined by the International Organization for Standardization (ISO) as \u201cthe automated recognition of individuals based on their behavioral and biological characteristics\u201d Examples of distinctive features evaluated by biometrics, called biometric traits, are behavioral characteristics like the signature, gait, voice, and keystroke, and biological characteristics like the fingerprint, face, iris, retina, hand geometry, palmprint, ear, and DNA. The biometric recognition is the process that permits to establish the identity of a person, and can be performed in two modalities: verification, and identification. The verification modality evaluates if the identity declared by an individual corresponds to the acquired biometric data. Differently, in the identification modality, the recognition application has to determine a person's identity by comparing the acquired biometric data with the information related to a set of individuals. Compared with traditional techniques used to establish the identity of a person, biometrics offers a greater confidence level that the authenticated individual is not impersonated by someone else. Traditional techniques, in fact, are based on surrogate representations of the identity, like tokens, smart cards, and passwords, which can easily be stolen or copied with respect to biometric traits. This characteristic permitted a wide diffusion of biometrics in different scenarios, like physical access control, government applications, forensic applications, logical access control to data, networks, and services. Most of the biometric applications, also called biometric systems, require performing the acquisition process in a highly controlled and cooperative manner. In order to obtain good quality biometric samples, the acquisition procedures of these systems need that the users perform deliberate actions, assume determinate poses, and stay still for a time period. Limitations regarding the applicative scenarios can also be present, for example the necessity of specific light and environmental conditions. Examples of biometric technologies that traditionally require constrained acquisitions are based on the face, iris, fingerprint, and hand characteristics. Traditional face recognition systems need that the users take a neutral pose, and stay still for a time period. Moreover, the acquisitions are based on a frontal camera and performed in controlled light conditions. Iris acquisitions are usually performed at a distance of less than 30 cm from the camera, and require that the user assume a defined pose and stay still watching the camera. Moreover they use near infrared illumination techniques, which can be perceived as dangerous for the health. Fingerprint recognition systems and systems based on the hand characteristics require that the users touch the sensor surface applying a proper and uniform pressure. The contact with the sensor is often perceived as unhygienic and/or associated to a police procedure. This kind of constrained acquisition techniques can drastically reduce the usability and social acceptance of biometric technologies, therefore decreasing the number of possible applicative contexts in which biometric systems could be used. In traditional fingerprint recognition systems, the usability and user acceptance are not the only negative aspects of the used acquisition procedures since the contact of the finger with the sensor platen introduces a security lack due to the release of a latent fingerprint on the touched surface, the presence of dirt on the surface of the finger can reduce the accuracy of the recognition process, and different pressures applied to the sensor platen can introduce non-linear distortions and low-contrast regions in the captured samples. Other crucial aspects that influence the social acceptance of biometric systems are associated to the privacy and the risks related to misuses of biometric information acquired, stored and transmitted by the systems. One of the most important perceived risks is related to the fact that the persons consider the acquisition of biometric traits as an exact permanent filing of their activities and behaviors, and the idea that the biometric systems can guarantee recognition accuracy equal to 100\% is very common. Other perceived risks consist in the use of the collected biometric data for malicious purposes, for tracing all the activities of the individuals, or for operating proscription lists. In order to increase the usability and the social acceptance of biometric systems, researchers are studying less-constrained biometric recognition techniques based on different biometric traits, for example, face recognition systems in surveillance applications, iris recognition techniques based on images captured at a great distance and on the move, and contactless technologies based on the fingerprint and hand characteristics. Other recent studies aim to reduce the real and perceived privacy risks, and consequently increase the social acceptance of biometric technologies. In this context, many studies regard methods that perform the identity comparison in the encrypted domain in order to prevent possible thefts and misuses of biometric data. The objective of this thesis is to research approaches able to increase the usability and social acceptance of biometric systems by performing less-constrained and highly accurate biometric recognitions in a privacy compliant manner. In particular, approaches designed for high security contexts are studied in order improve the existing technologies adopted in border controls, investigative, and governmental applications. Approaches based on low cost hardware configurations are also researched with the aim of increasing the number of possible applicative scenarios of biometric systems. The privacy compliancy is considered as a crucial aspect in all the studied applications. Fingerprint is specifically considered in this thesis, since this biometric trait is characterized by high distinctivity and durability, is the most diffused trait in the literature, and is adopted in a wide range of applicative contexts. The studied contactless biometric systems are based on one or more CCD cameras, can use two-dimensional or three-dimensional samples, and include privacy protection methods. The main goal of these systems is to perform accurate and privacy compliant recognitions in less-constrained applicative contexts with respect to traditional fingerprint biometric systems. Other important goals are the use of a wider fingerprint area with respect to traditional techniques, compatibility with the existing databases, usability, social acceptance, and scalability. The main contribution of this thesis consists in the realization of novel biometric systems based on contactless fingerprint acquisitions. In particular, different techniques for every step of the recognition process based on two-dimensional and three-dimensional samples have been researched. Novel techniques for the privacy protection of fingerprint data have also been designed. The studied approaches are multidisciplinary since their design and realization involved optical acquisition systems, multiple view geometry, image processing, pattern recognition, computational intelligence, statistics, and cryptography. The implemented biometric systems and algorithms have been applied to different biometric datasets describing a heterogeneous set of applicative scenarios. Results proved the feasibility of the studied approaches. In particular, the realized contactless biometric systems have been compared with traditional fingerprint recognition systems, obtaining positive results in terms of accuracy, usability, user acceptability, scalability, and security. Moreover, the developed techniques for the privacy protection of fingerprint biometric systems showed satisfactory performances in terms of security, accuracy, speed, and memory usage

Research and technology, 1992

Selected research and technology activities at Ames Research Center, including the Moffett Field site and the Dryden Flight Research Facility, are summarized. These activities exemplify the Center's varied and productive research efforts for 1992

Advances in the Field of Electrical Machines and Drives

Electrical machines and drives dominate our everyday lives. This is due to their numerous applications in industry, power production, home appliances, and transportation systems such as electric and hybrid electric vehicles, ships, and aircrafts. Their development follows rapid advances in science, engineering, and technology. Researchers around the world are extensively investigating electrical machines and drives because of their reliability, efficiency, performance, and fault-tolerant structure. In particular, there is a focus on the importance of utilizing these new trends in technology for energy saving and reducing greenhouse gas emissions. This Special Issue will provide the platform for researchers to present their recent work on advances in the field of electrical machines and drives, including special machines and their applications; new materials, including the insulation of electrical machines; new trends in diagnostics and condition monitoring; power electronics, control schemes, and algorithms for electrical drives; new topologies; and innovative applications