Offline signature verification using writer-dependent ensembles and static classifier selection with handcraft features

Orientador: Eduardo TodtDissertação (mestrado) - Universidade Federal do Paraná, Setor de Ciências Exatas, Programa de Pós-Graduação em Informática. Defesa : Curitiba, 17/02/2022Inclui referências: p. 85-94Área de concentração: Ciência da ComputaçãoResumo: Reconhecimento e identificação de assinaturas em documentos e manuscritos são tarefas desafiadoras que ao longo do tempo vêm sendo estudadas, em especial na questão de discernir assinaturas genuínas de falsificações. Com o recente avanço das tecnologias, principalmente no campo da computação, pesquisas nesta área têm se tornado cada vez mais frequentes, possibilitando o uso de novos métodos de análise das assinaturas, aumentando a precisão e a confiança na verificação delas. Ainda há muito o que se explorar em pesquisas desta área dentro da computação. Verificações de assinaturas consistem, de forma geral, em obter características acerca de um a assinatura e utilizá-las para discerni-la das demais. Estudos propondo variados tipos de métodos foram realizados nos últimos anos a fim de aprimorar os resultados obtidos por sistemas de verificação e identificação de assinaturas. Diferentes formas de extrair características têm sido exploradas, com o o uso de redes neurais artificiais voltadas especificam ente para verificação de assinaturas, como a ResNet e a SigNet, representando o estado-da-arte nesta área de pesquisa. Apesar disso, métodos mais simples de extração de características ainda são muito utilizados, como o histograma de gradientes orientados (HOG), o Local Binary Patterns (LBP) e Local Phase Quantization (LPQ) por exemplo, apresentando, em muitos casos, resultados similares ao estado-da-arte. Não apenas isso, mas diferentes formas de combinar informações de extratores de características e resultados de classificadores têm sido propostos, como é o caso dos seletores de características, métodos de comitê de máquinas e algoritmos de análise da qualidade das características. D esta form a, o trabalho realizado consiste em explorar diferentes métodos de extração de características com binados em um conjunto de classificadores, de maneira que cada conjunto seja construído de forma dependente do autor e seja especificam ente adaptado para reconhecer as melhores características para cada autor, aprendendo quais com binações de classificadores com determinado grupo de características melhor se adaptam para reconhecer suas assinaturas. O desempenho e a funcionalidade do sistema foram comparados com os principais trabalhos da área desenvolvidos nos últimos anos, tendo sido realizados testes com as databases CEDAR, M CYT e UTSig. A pesar de não superar o estado-da-arte, o sistema apresentou bom desempenho, podendo ser com parado com alguns outros trabalhos importantes na área. Além disso, o sistema mostrou a eficiência dos classificadores Support Vector M achine(SVM ) e votadores para a realização da meta-classificação, bem como o potencial de alguns extratores de características para a área de verificação de assinaturas, com o foi o caso do Compound Local Binary Pattern(CLBP).Abstract: Signature recognition and identification in documents and manuscripts are challenging tasks that have been studied over time, especially in the matter of discerning genuine signatures from forgeries. With the recent advancement of technologies, especially in the field of computing, research in this area has become increasingly frequent, enabling the use of new methods of analysis of signatures, increasing accuracy and confidence in their verification. There is still much to be explored in research in this area within computing. Signature verification generally consists in obtaining features about a signature and using them to distinguish it from others. Studies proposing different types o f methods have been carried out in recent years in order to improve the results obtained by signature verification and identification systems. Different ways of extracting features have been explored, such as the use of artificial neural networks specifically aimed at verifying signatures, like ResNet and SigNet, representing the state-of-the-art in this research area. Despite this, simpler methods of feature extraction are still widely used, such as the Histogram of Oriented Gradients (HOG), the Local Binary Patterns (LBP) and the Local Phase Quantization (LPQ) for example, presenting, in many cases, similar results to the state-of-the-art. Not only that, but different ways of combining information from feature extractors and results from classifiers have been proposed, such as feature selectors, machine committee methods and feature quality analysis algorithms. In this way, the developed work consists in exploring different methods of features extractors combined in an ensemble, so that each ensemble is built in a writer-dependent way and is specifically adapted to recognize the best features for each author, learning which combinations of classifiers with a certain group of characteristics is better adapted to recognize their signatures. The performance and functionality of the system were compared w ith the m ain works in the area developed in recent years, w ith tests having been carried out with the CEDAR, M CYT and UTSig databases. Despite not overcoming the state-of-the-art, the system presented good performance, being able to be compared with some other important works in the area. In addition, the system showed the efficiency of Support Vector Machine(SVM ) classifiers and voters to perform the meta-classification, as well as the potential of some feature extractors for the signature verification area, such as the Compound Local Binary Pattern(CLBP)

Leveraging Expert Models for Training Deep Neural Networks in Scarce Data Domains: Application to Offline Handwritten Signature Verification

This paper introduces a novel approach to leverage the knowledge of existing expert models for training new Convolutional Neural Networks, on domains where task-specific data are limited or unavailable. The presented scheme is applied in offline handwritten signature verification (OffSV) which, akin to other biometric applications, suffers from inherent data limitations due to regulatory restrictions. The proposed Student-Teacher (S-T) configuration utilizes feature-based knowledge distillation (FKD), combining graph-based similarity for local activations with global similarity measures to supervise student's training, using only handwritten text data. Remarkably, the models trained using this technique exhibit comparable, if not superior, performance to the teacher model across three popular signature datasets. More importantly, these results are attained without employing any signatures during the feature extraction training process. This study demonstrates the efficacy of leveraging existing expert models to overcome data scarcity challenges in OffSV and potentially other related domains

Validation of dynamic signature for identity verification

Machine based identity validation is extremely important to determine the authenticity of documents, for financial transactions, and for e-communication. Recent explosion of frauds have demonstrated the ineffectiveness of password, personal identification numbers and biometrics. This thesis presents a signature verification technique which is inexpensive, user friendly, robust against impostors and is reliable, and insensitive to factors such as users’ exposure to emotional stimuli. This work has addressed three important issues which are: • The selection of appropriate features for dynamic and static signatures. • The suitable classifier for classification of the features. • The impact of emotional stimuli on the natural handwriting and signatures of the subjects. The thesis reports a comparison of the dynamic and static signatures and demonstrates that while the dynamic signature technique has a small increase in the rejection of the authentic user (92% compared with 94%), the system is far more discerning regarding the acceptance of the impostors (1% compared with 21%). The work also demonstrates that the use of ’unknown’ as a class reduces the rejection to zero, by putting those into a class who would be asked to repeat the experiment. This thesis has also studied the impact of emotional stimuli on peoples’ handwriting and signatures and has determined that while the signatures are insensitive to these stimuli, the handwriting is affected by these stimuli. This outcome may be of importance for people who conduct graphology analysis on people because this suggests that while general handwriting is affected by short term emotional changes of people, signatures are a more robust indicator of the person and hence their personality

Automatic intrapersonal variability modeling for offline signature augmentation

Orientador: Luiz Eduardo Soares de OliveiraCoorientadores: Robert Sabourin e Alceu de Souza Britto Jr..Tese (doutorado) - Universidade Federal do Paraná, Setor de Ciências Exatas, Programa de Pós-Graduação em Informática. Defesa : Curitiba, 19/07/2021Inclui referências: p. 93-102Área de concentração: Ciência da ComputaçãoResumo: Normalmente, em um cenario do mundo real, poucas assinaturas estao disponiveis para treinar um sistema de verificacao automatica de assinaturas (SVAA). Para resolver esse problema, diversas abordagens para a duplicacao de assinaturas estaticas foram propostas ao longo dos anos. Essas abordagens geram novas amostras de assinaturas sinteticas aplicando algumas transformacoes na imagem original da assinatura. Algumas delas geram amostras realistas, especialmente o duplicator. Este metodo utiliza um conjunto de parametros para modelar o comportamento do escritor (variabilidade do escritor) ao assinar. No entanto, esses parametros so empiricamente definidos. Este tipo de abordagem pode ser demorado e pode selecionar parametros que nao descrevem a real variabilidade do escritor. A principal hipotese desse trabalho e que a variabilidade do escritor observada no dominio da imagem tambem pode ser transferido para o dominio de caracteristicas. Portanto, este trabalho propoe um novo metodo para modelar automaticamente a variabilidade do escritor para a posterior duplicacao de assinaturas no dominio de imagem (duplicator) e dominio de caracteristicas (filtro Gaussiano e variacao do metodo de Knop). Este trabalho tambem propoe um novo metodo de duplicacao de assinaturas estaticas, que gera as amostras sinteticas diretamente no dominio de caracteristicas usando um filtro Gaussiano. Alem disso, uma nova abordagem para avaliar a qualidade de amostras sinteticas no dominio de caracteristicas e apresentada. As limitacoes e vantagens de ambas as abordagens de duplicacao de assinaturas tambem sao exploradas. Alem de usar a nova abordagem para avaliar a qualidade das amostras, o desempenho de um SVAA e avaliado usando as amostras e tres bases de assinaturas estaticas bem conhecidas: a GPDS-300, a MCYT-75 e a CEDAR. Para a mais utilizada, GPDS-300, quando o classificador SVM foi treinando com somente uma assinatura genuina por escritor, ele obteve um Equal Error Rate (EER) de 5,71%. Quando o classificador tambem utilizou as amostras sinteticas geradas no dominio de imagem, o EER caiu para 1,08%. Quando o classificador foi treinado com as amostras geradas pelo filtro Gaussiano, o EER caiu para 1,04%.Abstract: Normally, in a real-world scenario, there are few signatures available to train an automatic signature verification system (ASVS). To address this issue, several offline signature duplication approaches have been proposed along the years. These approaches generate a new synthetic signature sample applying some transformations in the original signature image. Some of them generate realistic samples, specially the duplicator. This method uses a set of parameters to model the writer's behavior (writer variability) during the signing act. However, these parameters are empirically defined. This kind of approach can be time consuming and can select parameters that do not describe the real writer variability. The main hypothesis of this work is that the writer variability observed in the image space can be transferred to the feature space as well. Therefore, this work proposes a new method to automatically model the writer variability for further signature duplication in the image (duplicator) and the feature space (Gaussian filter and a variation of Knop's method). This work also proposes a new offline signature duplication method, which directly generates the synthetic samples in the feature space using a Gaussian filter. Furthermore, a new approach to assess the quality of the synthetic samples in the feature space is introduced. The limitations and advantages of both signature augmentation approaches are also explored. Despite using the new approach to assess the quality of the samples, the performance of an ASVS was assessed using them and three well-known offline signature datasets: GPDS-300, MCYT-75, and CEDAR. For the most used one, GPDS-300, when the SVM classifier was trained with only one genuine signature per writer, it achieved an Equal Error Rate (EER) of 5.71%. When the classifier also was trained with the synthetic samples generated in the image space, the EER dropped to 1.08%. When the classifier was trained using the synthetic samples generated by the Gaussian filter, the EER dropped to 1.04%

Investigating the Common Authorship of Signatures by Off-line Automatic Signature Verification without the Use of Reference Signatures

In automatic signature verification, questioned specimens are usually compared with reference signatures. In writer-dependent schemes, a number of reference signatures are required to build up the individual signer model while a writer-independent system requires a set of reference signatures from several signers to develop the model of the system. This paper addresses the problem of automatic signature verification when no reference signatures are available. The scenario we explore consists of a set of signatures, which could be signed by the same author or by multiple signers. As such, we discuss three methods which estimate automatically the common authorship of a set of off-line signatures. The first method develops a score similarity matrix, worked out with the assistance of duplicated signatures; the second uses a feature-distance matrix for each pair of signatures; and the last method introduces pre-classification based on the complexity of each signature. Publicly available signatures were used in the experiments, which gave encouraging results. As a baseline for the performance obtained by our approaches, we carried out a visual Turing Test where forensic and non-forensic human volunteers, carrying out the same task, performed less well than the automatic schemes

Pattern Recognition

A wealth of advanced pattern recognition algorithms are emerging from the interdiscipline between technologies of effective visual features and the human-brain cognition process. Effective visual features are made possible through the rapid developments in appropriate sensor equipments, novel filter designs, and viable information processing architectures. While the understanding of human-brain cognition process broadens the way in which the computer can perform pattern recognition tasks. The present book is intended to collect representative researches around the globe focusing on low-level vision, filter design, features and image descriptors, data mining and analysis, and biologically inspired algorithms. The 27 chapters coved in this book disclose recent advances and new ideas in promoting the techniques, technology and applications of pattern recognition

Biometric Systems

Because of the accelerating progress in biometrics research and the latest nation-state threats to security, this book's publication is not only timely but also much needed. This volume contains seventeen peer-reviewed chapters reporting the state of the art in biometrics research: security issues, signature verification, fingerprint identification, wrist vascular biometrics, ear detection, face detection and identification (including a new survey of face recognition), person re-identification, electrocardiogram (ECT) recognition, and several multi-modal systems. This book will be a valuable resource for graduate students, engineers, and researchers interested in understanding and investigating this important field of study

Integrating passive ubiquitous surfaces into human-computer interaction

Mobile technologies enable people to interact with computers ubiquitously. This dissertation investigates how ordinary, ubiquitous surfaces can be integrated into human-computer interaction to extend the interaction space beyond the edge of the display. It turns out that acoustic and tactile features generated during an interaction can be combined to identify input events, the user, and the surface. In addition, it is shown that a heterogeneous distribution of different surfaces is particularly suitable for realizing versatile interaction modalities. However, privacy concerns must be considered when selecting sensors, and context can be crucial in determining whether and what interaction to perform.Mobile Technologien ermöglichen den Menschen eine allgegenwärtige Interaktion mit Computern. Diese Dissertation untersucht, wie gewöhnliche, allgegenwärtige Oberflächen in die Mensch-Computer-Interaktion integriert werden können, um den Interaktionsraum über den Rand des Displays hinaus zu erweitern. Es stellt sich heraus, dass akustische und taktile Merkmale, die während einer Interaktion erzeugt werden, kombiniert werden können, um Eingabeereignisse, den Benutzer und die Oberfläche zu identifizieren. Darüber hinaus wird gezeigt, dass eine heterogene Verteilung verschiedener Oberflächen besonders geeignet ist, um vielfältige Interaktionsmodalitäten zu realisieren. Bei der Auswahl der Sensoren müssen jedoch Datenschutzaspekte berücksichtigt werden, und der Kontext kann entscheidend dafür sein, ob und welche Interaktion durchgeführt werden soll