Dynamic User Grouping and Joint Resource Allocation with Multi-Cell Cooperation for Uplink Virtual MIMO Systems

This paper proposes a novel joint resource allocation algorithm combining dynamic user grouping, multi-cell cooperation and resource block (RB) allocation for single carrier-frequency division multiple access (SC-FDMA) uplink in multicell virtual MIMO systems. We first develop the dynamic multicell user grouping criteria using minimum mean square error (MMSE) equalization and adaptive modulation (AM) with bit error rate (BER) constraint. Then, we formulate and solve a new throughput maximization problem whose resource allocation includes cell selection, dynamic user grouping and RB pattern assignment. Furthermore, to reduce the computational complexity significantly, especially in the case of large numbers of users and RBs, we present an efficient iterative Hungarian algorithm based on user and resource partitions (IHA_URP) to solve the problem by decomposing the large scale problem into a series of small scale sub-problems, which can obtain close-to-optimal solution with much lower complexity. The simulation results show that our proposed joint resource allocation algorithm with dynamic multicell user grouping scheme achieves better system throughput with BER guarantee than fixed user grouping algorithm and other proposed schemes in the literature

Collaborative modulation multiple access for single hop and multihop networks

While the bandwidth available for wireless networks is limited, the world has seen an unprecedented growth in the number of mobile subscribers and an ever increasing demand for high data rates. Therefore efficient utilisation of bandwidth to maximise link spectral efficiency and number of users that can be served simultaneously are primary goals in the design of wireless systems. To achieve these goals, in this thesis, a new non-orthogonal uplink multiple access scheme which combines the functionalities of adaptive modulation and multiple access called collaborative modulation multiple access (CMMA) is proposed. CMMA enables multiple users to access the network simultaneously and share the same bandwidth even when only a single receive antenna is available and in the presence of high channel correlation. Instead of competing for resources, users in CMMA share resources collaboratively by employing unique modulation sets (UMS) that differ in phase, power, and/or mapping structure. These UMS are designed to insure that the received signal formed from the superposition of all users’ signals belongs to a composite QAM constellation (CC) with a rate equal to the sum rate of all users. The CC and its constituent UMSs are designed centrally at the BS to remove ambiguity, maximize the minimum Euclidian distance (dmin) of the CC and insure a minimum BER performance is maintained. Users collaboratively precode their transmitted signal by performing truncated channel inversion and phase rotation using channel state information (CSI ) obtained from a periodic common pilot to insure that their combined signal at the BS belongs to the CC known at the BS which in turn performs a simple joint maximum likelihood detection without the need for CSI. The coherent addition of users’ power enables CMMA to achieve high link spectral efficiency at any time without extra power or bandwidth but on the expense of graceful degradation in BER performance. To improve the BER performance of CMMA while preserving its precoding and detection structure and without the need for pilot-aided channel estimation, a new selective diversity combining scheme called SC-CMMA is proposed. SC-CMMA optimises the overall group performance providing fairness and diversity gain for various users with different transmit powers and channel conditions by selecting a single antenna out of a group of L available antennas that minimises the total transmit power required for precoding at any one time. A detailed study of capacity and BER performance of CMMA and SC-CMMA is carried out under different level of channel correlations which shows that both offer high capacity gain and resilience to channel correlation. SC-CMMA capacity even increase with high channel correlation between users’ channels. CMMA provides a practical solution for implementing the multiple access adder channel (MAAC) in fading environments hence a hybrid approach combining both collaborative coding and modulation referred to as H-CMMA is investigated. H-CMMA divides users into a number of subgroups where users within a subgroup are assigned the same modulation set and different multiple access codes. H-CMMA adjusts the dmin of the received CC by varying the number of subgroups which in turn varies the number of unique constellation points for the same number of users and average total power. Therefore H-CMMA can accommodate many users with different rates while flexibly managing the complexity, rate and BER performance depending on the SNR. Next a new scheme combining CMMA with opportunistic scheduling using only partial CSI at the receiver called CMMA-OS is proposed to combine both the power gain of CMMA and the multiuser diversity gain that arises from users’ channel independence. To avoid the complexity and excessive feedback associated with the dynamic update of the CC, the BS takes into account the independence of users’ channels in the design of the CC and its constituent UMSs but both remain unchanged thereafter. However UMS are no longer associated with users, instead channel gain’s probability density function is divided into regions with identical probability and each UMS is associated with a specific region. This will simplify scheduling as users can initially chose their UMS based on their CSI and the BS will only need to resolve any collision when the channels of two or more users are located at the same region. Finally a high rate cooperative communication scheme, called cooperative modulation (CM) is proposed for cooperative multiuser systems. CM combines the reliability of the cooperative diversity with the high spectral efficiency and multiple access capabilities of CMMA. CM maintains low feedback and high spectral efficiency by restricting relaying to a single route with the best overall channel. Two possible variations of CM are proposed depending on whether CSI available only at the users or just at the BS and the selected relay. The first is referred to Precode, Amplify, and Forward (PAF) while the second one is called Decode, Remap, and Forward (DMF). A new route selection algorithm for DMF based on maximising dmin of random CC is also proposed using a novel fast low-complexity multi-stage sphere based algorithm to calculate the dmin at the relay of random CC that is used for both relay selection and detection

Analysis and Design of Non-Orthogonal Multiple Access (NOMA) Techniques for Next Generation Wireless Communication Systems

The current surge in wireless connectivity, anticipated to amplify significantly in future wireless technologies, brings a new wave of users. Given the impracticality of an endlessly expanding bandwidth, there’s a pressing need for communication techniques that efficiently serve this burgeoning user base with limited resources. Multiple Access (MA) techniques, notably Orthogonal Multiple Access (OMA), have long addressed bandwidth constraints. However, with escalating user numbers, OMA’s orthogonality becomes limiting for emerging wireless technologies. Non-Orthogonal Multiple Access (NOMA), employing superposition coding, serves more users within the same bandwidth as OMA by allocating different power levels to users whose signals can then be detected using the gap between them, thus offering superior spectral efficiency and massive connectivity. This thesis examines the integration of NOMA techniques with cooperative relaying, EXtrinsic Information Transfer (EXIT) chart analysis, and deep learning for enhancing 6G and beyond communication systems. The adopted methodology aims to optimize the systems’ performance, spanning from bit-error rate (BER) versus signal to noise ratio (SNR) to overall system efficiency and data rates. The primary focus of this thesis is the investigation of the integration of NOMA with cooperative relaying, EXIT chart analysis, and deep learning techniques. In the cooperative relaying context, NOMA notably improved diversity gains, thereby proving the superiority of combining NOMA with cooperative relaying over just NOMA. With EXIT chart analysis, NOMA achieved low BER at mid-range SNR as well as achieved optimal user fairness in the power allocation stage. Additionally, employing a trained neural network enhanced signal detection for NOMA in the deep learning scenario, thereby producing a simpler signal detection for NOMA which addresses NOMAs’ complex receiver problem

Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission

Review of Recent Trends

This work was partially supported by the European Regional Development Fund (FEDER), through the Regional Operational Programme of Centre (CENTRO 2020) of the Portugal 2020 framework, through projects SOCA (CENTRO-01-0145-FEDER-000010) and ORCIP (CENTRO-01-0145-FEDER-022141). Fernando P. Guiomar acknowledges a fellowship from “la Caixa” Foundation (ID100010434), code LCF/BQ/PR20/11770015. Houda Harkat acknowledges the financial support of the Programmatic Financing of the CTS R&D Unit (UIDP/00066/2020).MIMO-OFDM is a key technology and a strong candidate for 5G telecommunication systems. In the literature, there is no convenient survey study that rounds up all the necessary points to be investigated concerning such systems. The current deeper review paper inspects and interprets the state of the art and addresses several research axes related to MIMO-OFDM systems. Two topics have received special attention: MIMO waveforms and MIMO-OFDM channel estimation. The existing MIMO hardware and software innovations, in addition to the MIMO-OFDM equalization techniques, are discussed concisely. In the literature, only a few authors have discussed the MIMO channel estimation and modeling problems for a variety of MIMO systems. However, to the best of our knowledge, there has been until now no review paper specifically discussing the recent works concerning channel estimation and the equalization process for MIMO-OFDM systems. Hence, the current work focuses on analyzing the recently used algorithms in the field, which could be a rich reference for researchers. Moreover, some research perspectives are identified.publishersversionpublishe

High capacity multiuser multiantenna communication techniques

One of the main issues involved in the development of future wireless communication systems is the multiple access technique used to efficiently share the available spectrum among users. In rich multipath environment, spatial dimension can be exploited to meet the increasing number of users and their demands without consuming extra bandwidth and power. Therefore, it is utilized in the multiple-input multiple-output (MIMO) technology to increase the spectral efficiency significantly. However, multiuser MIMO (MU-MIMO) systems are still challenging to be widely adopted in next generation standards. In this thesis, new techniques are proposed to increase the channel and user capacity and improve the error performance of MU-MIMO over Rayleigh fading channel environment. For realistic system design and performance evaluation, channel correlation is considered as one of the main channel impurities due its severe influence on capacity and reliability. Two simple methods called generalized successive coloring technique (GSCT) and generalized iterative coloring technique (GICT) are proposed for accurate generation of correlated Rayleigh fading channels (CRFC). They are designed to overcome the shortcomings of existing methods by avoiding factorization of desired covariance matrix of the Gaussian samples. The superiority of these techniques is demonstrated by extensive simulations of different practical system scenarios. To mitigate the effects of channel correlations, a novel constellation constrained MU-MIMO (CC-MU-MIMO) scheme is proposed using transmit signal design and maximum likelihood joint detection (MLJD) at the receiver. It is designed to maximize the channel capacity and error performance based on principles of maximizing the minimum Euclidean distance (dmin) of composite received signals. Two signal design methods named as unequal power allocation (UPA) and rotation constellation (RC) are utilized to resolve the detection ambiguity caused by correlation. Extensive analysis and simulations demonstrate the effectiveness of considered scheme compared with conventional MU-MIMO. Furthermore, significant gain in SNR is achieved particularly in moderate to high correlations which have direct impact to maintain high user capacity. A new efficient receive antenna selection (RAS) technique referred to as phase difference based selection (PDBS) is proposed for single and multiuser MIMO systems to maximize the capacity over CRFC. It utilizes the received signal constellation to select the subset of antennas with highest (dmin) constellations due to its direct impact on the capacity and BER performance. A low complexity algorithm is designed by employing the Euclidean norm of channel matrix rows with their corresponding phase differences. Capacity analysis and simulation results show that PDBS outperforms norm based selection (NBS) and near to optimal selection (OS) for all correlation and SNR values. This technique provides fast RAS to capture most of the gains promised by multiantenna systems over different channel conditions. Finally, novel group layered MU-MIMO (GL-MU-MIMO) scheme is introduced to exploit the available spectrum for higher user capacity with affordable complexity. It takes the advantages of spatial difference among users and power control at base station to increase the number of users beyond the available number of RF chains. It is achieved by dividing the users into two groups according to their received power, high power group (HPG) and low power group (LPG). Different configurations of low complexity group layered multiuser detection (GL-MUD) and group power allocation ratio (η) are utilized to provide a valuable tradeoff between complexity and overall system performance. Furthermore, RAS diversity is incorporated by using NBS and a new selection algorithm called HPG-PDBS to increase the channel capacity and enhance the error performance. Extensive analysis and simulations demonstrate the superiority of proposed scheme compared with conventional MU-MIMO. By using appropriate value of (η), it shows higher sum rate capacity and substantial increase in the user capacity up to two-fold at target BER and SNR values

Spectrum Optimisation in Wireless Communication Systems: Technology Evaluation, System Design and Practical Implementation

Two key technology enablers for next generation networks are examined in this thesis, namely Cognitive Radio (CR) and Spectrally Efficient Frequency Division Multiplexing (SEFDM). The first part proposes the use of traffic prediction in CR systems to improve the Quality of Service (QoS) for CR users. A framework is presented which allows CR users to capture a frequency slot in an idle licensed channel occupied by primary users. This is achieved by using CR to sense and select target spectrum bands combined with traffic prediction to determine the optimum channel-sensing order. The latter part of this thesis considers the design, practical implementation and performance evaluation of SEFDM. The key challenge that arises in SEFDM is the self-created interference which complicates the design of receiver architectures. Previous work has focused on the development of sophisticated detection algorithms, however, these suffer from an impractical computational complexity. Consequently, the aim of this work is two-fold; first, to reduce the complexity of existing algorithms to make them better-suited for application in the real world; second, to develop hardware prototypes to assess the feasibility of employing SEFDM in practical systems. The impact of oversampling and fixed-point effects on the performance of SEFDM is initially determined, followed by the design and implementation of linear detection techniques using Field Programmable Gate Arrays (FPGAs). The performance of these FPGA based linear receivers is evaluated in terms of throughput, resource utilisation and Bit Error Rate (BER). Finally, variants of the Sphere Decoding (SD) algorithm are investigated to ameliorate the error performance of SEFDM systems with targeted reduction in complexity. The Fixed SD (FSD) algorithm is implemented on a Digital Signal Processor (DSP) to measure its computational complexity. Modified sorting and decomposition strategies are then applied to this FSD algorithm offering trade-offs between execution speed and BER