Multiband radar characterization of forest biomes

The utility of airborne and orbital SAR in classification, assessment, and monitoring of forest biomes is investigated through analysis of orbital synthetic aperature radar (SAR) and multifrequency and multipolarized airborne SAR imagery relying on image tone and texture. Preliminary airborne SAR experiments and truck-mounted scatterometer observations demonstrated that the three dimensional structural complexity of a forest, and the various scales of temporal dynamics in the microwave dielectric properties of both trees and the underlying substrate would severely limit empirical or semi-empirical approaches. As a consequence, it became necessary to develop a more profound understanding of the electromagnetic properties of a forest scene and their temporal dynamics through controlled experimentation coupled with theoretical development and verification. The concatenation of various models into a physically-based composite model treating the entire forest scene became the major objective of the study as this is the key to development of a series of robust retrieval algorithms for forest biophysical properties. In order to verify the performance of the component elements of the composite model, a series of controlled laboratory and field experiments were undertaken to: (1) develop techniques to measure the microwave dielectric properties of vegetation; (2) relate the microwave dielectric properties of vegetation to more readily measured characteristics such as density and moisture content; (3) calculate the radar cross-section of leaves, and cylinders; (4) improve backscatter models for rough surfaces; and (5) relate attenuation and phase delays during propagation through canopies to canopy properties. These modeling efforts, as validated by the measurements, were incorporated within a larger model known as the Michigan Microwave Canopy Scattering (MIMICS) Model

Retrieval of Soil Moisture and Roughness from the Polarimetric Radar Response

The main objective of this investigation was the characterization of soil moisture using imaging radars. In order to accomplish this task, a number of intermediate steps had to be undertaken. In this proposal, the theoretical, numerical, and experimental aspects of electromagnetic scattering from natural surfaces was considered with emphasis on remote sensing of soil moisture. In the general case, the microwave backscatter from natural surfaces is mainly influenced by three major factors: (1) the roughness statistics of the soil surface, (2) soil moisture content, and (3) soil surface cover. First the scattering problem from bare-soil surfaces was considered and a hybrid model that relates the radar backscattering coefficient to soil moisture and surface roughness was developed. This model is based on extensive experimental measurements of the radar polarimetric backscatter response of bare soil surfaces at microwave frequencies over a wide range of moisture conditions and roughness scales in conjunction with existing theoretical surface scattering models in limiting cases (small perturbation, physical optics, and geometrical optics models). Also a simple inversion algorithm capable of providing accurate estimates of soil moisture content and surface rms height from single-frequency multi-polarization radar observations was developed. The accuracy of the model and its inversion algorithm is demonstrated using independent data sets. Next the hybrid model for bare-soil surfaces is made fully polarimetric by incorporating the parameters of the co- and cross-polarized phase difference into the model. Experimental data in conjunction with numerical simulations are used to relate the soil moisture content and surface roughness to the phase difference statistics. For this purpose, a novel numerical scattering simulation for inhomogeneous dielectric random surfaces was developed. Finally the scattering problem of short vegetation cover above a rough soil surface was considered. A general scattering model for grass-blades of arbitrary cross section was developed and incorporated in a first order random media model. The vegetation model and the bare-soil model are combined and the accuracy of the combined model is evaluated against experimental observations from a wheat field over the entire growing season. A complete set of ground-truth data and polarimetric backscatter data were collected. Also an inversion algorithm for estimating soil moisture and surface roughness from multi-polarized multi-frequency observations of vegetation-covered ground is developed

Extended ecosystem signatures with application to Eos synergism requirements

The primary objective is to define the advantages of synergistically combining optical and microwave remote sensing measurements for the determination of biophysical properties important in ecosystem modeling. This objective was approached in a stepwise fashion starting with ground-based observations of controlled agricultural and orchard canopies and progressing to airborne observations of more natural forest ecosystems. This observational program is complemented by a parallel effort to model the visible reflectance and microwave scattering properties of composite vegetation canopies. The goals of the modeling studies are to verify our basic understanding of the sensor-scene interaction physics and to provide the basis for development of inverse models optimized for retrieval of key biophysical properties. These retrieval algorithms can then be used to simulate the expected performance of various aspects of Eos including the need for simultaneous SAR and HIRIS observations or justification for other (non-synchronous) relative timing constraints and the frequency, polarization, and angle of incidence requirements for accurate biophysical parameter extractions. This program completed a very successful series of truck-mounted experiments, made remarkable progress in development and validation of optical reflectance and microwave scattering models for vegetation, extended the scattering models to accommodate discontinuous and periodic canopies, developed inversion approaches for surface and canopy properties, and disseminated these results widely through symposia and journal publications. In addition, the third generation of the computer code for the microwave scattering models was provided to a number of other US, Canadian, Australian, and European investigators who are currently presenting and publishing results using the MIMICS research code

Characterizing Olive Grove Canopies by Means of Ground-Based Hemispherical Photography and Spaceborne RADAR Data

One of the main strengths of active microwave remote sensing, in relation to frequency, is its capacity to penetrate vegetation canopies and reach the ground surface, so that information can be drawn about the vegetation and hydrological properties of the soil surface. All this information is gathered in the so called backscattering coefficient (σ0). The subject of this research have been olive groves canopies, where which types of canopy biophysical variables can be derived by a specific optical sensor and then integrated into microwave scattering models has been investigated. This has been undertaken by means of hemispherical photographs and gap fraction procedures. Then, variables such as effective and true Leaf Area Indices have been estimated. Then, in order to characterize this kind of vegetation canopy, two models based on Radiative Transfer theory have been applied and analyzed. First, a generalized two layer geometry model made up of homogeneous layers of soil and vegetation has been considered. Then, a modified version of the Xu and Steven Water Cloud Model has been assessed integrating the canopy biophysical variables derived by the suggested optical procedure. The backscattering coefficients at various polarized channels have been acquired from RADARSAT 2 (C-band), with 38.5° incidence angle at the scene center. For the soil simulation, the best results have been reached using a Dubois scattering model and the VV polarized channel (r2 = 0.88). In turn, when effective LAI (LAIeff) has been taken into account, the parameters of the scattering canopy model are better estimated (r2 = 0.89). Additionally, an inversion procedure of the vegetation microwave model with the adjusted parameters has been undertaken, where the biophysical values of the canopy retrieved by this methodology fit properly with field measured values

Target scattering characterization in sar polarimetry using model-free approaches

Target decomposition methods for polarimetric Synthetic Aperture Radar (PolSAR) data aim at explaining the scattering information. In this regard, several conventional model-based methods use scattering power components to analyze polarimetric SAR data. However, the typical hierarchical process to enumerate power components uses various branching conditions, leading to several limitations. This study uses the 3D Barakat degree of polarization (DoP) to obtain the scattered wave polarization state. We employ the DoP to obtain the even bounce, odd-bounce, and diffuse scattering power components. Besides, we propose a measure of target scattering asymmetry, which is subsequently utilized to obtain the helicity power. All the power components in our approach are roll-invariant and non-negative, and the decomposition preserves the total power. We utilized C-band full polarimetric RADARSAT-2 data to show the effectiveness of the proposed decomposition. © 2021 IEEE.Peer ReviewedPostprint (author's final draft

Modifying the Yamaguchi Four-Component Decomposition Scattering Powers Using a Stochastic Distance

Model-based decompositions have gained considerable attention after the initial work of Freeman and Durden. This decomposition which assumes the target to be reflection symmetric was later relaxed in the Yamaguchi et al. decomposition with the addition of the helix parameter. Since then many decomposition have been proposed where either the scattering model was modified to fit the data or the coherency matrix representing the second order statistics of the full polarimetric data is rotated to fit the scattering model. In this paper we propose to modify the Yamaguchi four-component decomposition (Y4O) scattering powers using the concept of statistical information theory for matrices. In order to achieve this modification we propose a method to estimate the polarization orientation angle (OA) from full-polarimetric SAR images using the Hellinger distance. In this method, the OA is estimated by maximizing the Hellinger distance between the un-rotated and the rotated $T_{33}$ and the $T_{22}$ components of the coherency matrix $\mathbf{[T]}$. Then, the powers of the Yamaguchi four-component model-based decomposition (Y4O) are modified using the maximum relative stochastic distance between the $T_{33}$ and the $T_{22}$ components of the coherency matrix at the estimated OA. The results show that the overall double-bounce powers over rotated urban areas have significantly improved with the reduction of volume powers. The percentage of pixels with negative powers have also decreased from the Y4O decomposition. The proposed method is both qualitatively and quantitatively compared with the results obtained from the Y4O and the Y4R decompositions for a Radarsat-2 C-band San-Francisco dataset and an UAVSAR L-band Hayward dataset.Comment: Accepted for publication in IEEE J-STARS (IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing

Remote sensing of earth terrain

A mathematically rigorous and fully polarimetric radar clutter model used to evaluate the radar backscatter from various types of terrain clutter such as forested areas, vegetation canopies, snow covered terrains, or ice fields is presented. With this model, the radar backscattering coefficients for the multichannel polarimetric radar returns can be calculated, in addition to the complex cross correlation coefficients between elements of the polarimetric measurement vector. The complete polarization covariance matrix can be computed and the scattering properties of the clutter environment characterized over a broad range of incident angle and frequencies

A Polarized Clutter Measurement Technique Based on the Governing Equation for Polarimetric Remote Sensing in the Visible to Near Infrared

Polarization adds another dimension to the spatial intensity and spectral information typically acquired in remote sensing. Polarization imparted by surface reflections contains unique and discriminatory signatures which may augment spectral target-detection techniques. While efforts have been made toward quantifying the polarimetric bidirectional reflectance distribution function (pBRDF) responsible for target material polarimetric signatures, little has been done toward developing a description of the polarized background or scene clutter. An approach is presented for measuring the pBRDF of background materials such as vegetation. The governing equation for polarized radiance reaching a sensor aperture is first developed and serves as a basis for understanding outdoor pBRDF measurements, as well as polarimetric remote sensing. The pBRDF measurements are acquired through an imaging technique which enables derivation of the BRDF variability as a function of the ground separation distance (GSD). An image subtraction technique is used to minimize measurement errors resulting from the partially polarized downwelled sky radiance. Quantifying the GSD-dependent BRDF variability is critical for background materials which are typically spatially inhomogeneous. Preliminary results from employing the measurement technique are presented

Recent Advancement of Synthetic Aperture Radar (SAR) Systems and Their Applications to Crop Growth Monitoring

Synthetic aperture radars (SARs) propagate and measure the scattering of energy at microwave frequencies. These wavelengths are sensitive to the dielectric properties and structural characteristics of targets, and less affected by weather conditions than sensors that operate in optical wavelengths. Given these advantages, SARs are appealing for use in operational crop growth monitoring. Engineering advancements in SAR technologies, new processing algorithms, and the availability of open-access SAR data, have led to the recent acceleration in the uptake of this technology to map and monitor Earth systems. The exploitation of SAR is now demonstrated in a wide range of operational land applications, including the mapping and monitoring of agricultural ecosystems. This chapter provides an overview of—(1) recent advancements in SAR systems; (2) a summary of SAR information sources, followed by the applications in crop monitoring including crop classification, crop parameter estimation, and change detection; and (3) summary and perspectives for future application development

Mapping forest cover and forest cover change with airborne S-band radar

Assessments of forest cover, forest carbon stocks and carbon emissions from deforestation and degradation are increasingly important components of sustainable resource management, for combating biodiversity loss and in climate mitigation policies. Satellite remote sensing provides the only means for mapping global forest cover regularly. However, forest classification with optical data is limited by its insensitivity to three-dimensional canopy structure and cloud cover obscuring many forest regions. Synthetic Aperture Radar (SAR) sensors are increasingly being used to mitigate these problems, mainly in the L-, C- and X-band domains of the electromagnetic spectrum. S-band has not been systematically studied for this purpose. In anticipation of the British built NovaSAR-S satellite mission, this study evaluates the benefits of polarimetric S-band SAR for forest characterisation. The Michigan Microwave Canopy Scattering (MIMICS-I) radiative transfer model is utilised to understand the scattering mechanisms in forest canopies at S-band. The MIMICS-I model reveals strong S-band backscatter sensitivity to the forest canopy in comparison to soil characteristics across all polarisations and incidence angles. Airborne S-band SAR imagery over the temperate mixed forest of Savernake Forest in southern England is analysed for its information content. Based on the modelling results, S-band HH- and VV-polarisation radar backscatter and the Radar Forest Degradation Index (RFDI) are used in a forest/non-forest Maximum Likelihood classification at a spatial resolution of 6 m (70% overall accuracy, κ = 0.41) and 20 m (63% overall accuracy, κ = 0.27). The conclusion is that S-band SAR such as from NovaSAR-S is likely to be suitable for monitoring forest cover and its change