Robustness maximization of parallel multichannel systems

Bit error rate (BER) minimization and SNR-gap maximization, two robustness optimization problems, are solved, under average power and bit-rate constraints, according to the waterfilling policy. Under peak-power constraint the solutions differ and this paper gives bit-loading solutions of both robustness optimization problems over independent parallel channels. The study is based on analytical approach with generalized Lagrangian relaxation tool and on greedy-type algorithm approach. Tight BER expressions are used for square and rectangular quadrature amplitude modulations. Integer bit solution of analytical continuous bit-rates is performed with a new generalized secant method. The asymptotic convergence of both robustness optimizations is proved for both analytical and algorithmic approaches. We also prove that, in conventional margin maximization problem, the equivalence between SNR-gap maximization and power minimization does not hold with peak-power limitation. Based on a defined dissimilarity measure, bit-loading solutions are compared over power line communication channel for multicarrier systems. Simulation results confirm the asymptotic convergence of both allocation policies. In non asymptotic regime the allocation policies can be interchanged depending on the robustness measure and the operating point of the communication system. The low computational effort of the suboptimal solution based on analytical approach leads to a good trade-off between performance and complexity.Comment: 27 pages, 8 figures, submitted to IEEE Trans. Inform. Theor

Power allocation, bit loading and sub-carrier bandwidth sizing for OFDM-based cognitive radio

The function of the Radio Resource Management module of a Cognitive Radio (CR) system is to evaluate the available resources and assign them to meet the Quality of Service (QoS) objectives of the Secondary User (SU), within some constraints on factors which limit the performance of the Primary User (PU). While interference mitigation to the PU spectral band from the SU's transmission has received a lot of attention in recent literature; the novelty of our work is in considering a more realistic and effective approach of dividing the PU into sub-bands, and ensuring that the interference to each of them is below a specified threshold. With this objective, and within a power budget, we execute the tasks of power allocation, bit loading and sizing the sub-carrier bandwidth for an orthogonal frequency division multiplexing (OFDM)-based SU. After extensively analyzing the solution form of the optimization problems posed for the resource allocation, we suggest iterative algorithms to meet the aforementioned objectives. The algorithm for sub-carrier bandwidth sizing is novel, and not previously presented in literature. A multiple SU scenario is also considered, which entails assigning sub-carriers to the users, besides the resource allocation. Simulation results are provided, for both single and multi-user cases, which indicate the effectiveness of the proposed algorithms in a CR environment

Efficient Radio Resource Allocation Schemes and Code Optimizations for High Speed Downlink Packet Access Transmission

An important enhancement on the Wideband Code Division Multiple Access (WCDMA) air interface of the 3G mobile communications, High Speed Downlink Packet Access (HSDPA) standard has been launched to realize higher spectral utilization efficiency. It introduces the features of multicode CDMA transmission and Adaptive Modulation and Coding (AMC) technique, which makes radio resource allocation feasible and essential. This thesis studies channel-aware resource allocation schemes, coupled with fast power adjustment and spreading code optimization techniques, for the HSDPA standard operating over frequency selective channel. A two-group resource allocation scheme is developed in order to achieve a promising balance between performance enhancement and time efficiency. It only requires calculating two parameters to specify the allocations of discrete bit rates and transmitted symbol energies in all channels. The thesis develops the calculation methods of the two parameters for interference-free and interference-present channels, respectively. For the interference-present channels, the performance of two-group allocation can be further enhanced by applying a clustering-based channel removal scheme. In order to make the two-group approach more time-efficient, reduction in matrix inversions in optimum energy calculation is then discussed. When the Minimum Mean Square Error (MMSE) equalizer is applied, optimum energy allocation can be calculated by iterating a set of eigenvalues and eigenvectors. By using the MMSE Successive Interference Cancellation (SIC) receiver, the optimum energies are calculated recursively combined with an optimum channel ordering scheme for enhancement in both system performance and time efficiency. This thesis then studies the signature optimization methods with multipath channel and examines their system performances when combined with different resource allocation methods. Two multipath-aware signature optimization methods are developed by applying iterative optimization techniques, for the system using MMSE equalizer and MMSE precoder respectively. A PAM system using complex signature sequences is also examined for improving resource utilization efficiency, where two receiving schemes are proposed to fully take advantage of PAM features. In addition by applying a short chip sampling window, a Singular Value Decomposition (SVD) based interference-free signature design method is presented

LPTV-Aware Bit Loading and Channel Estimation in Broadband PLC for Smart Grid

Power line communication (PLC) has received steady interest over recent decades because of its economic use of existing power lines, and is one of the communication technologies envisaged for Smart Grid (SG) infrastructure. However, power lines are not designed for data communication, and this brings unique challenges for data communication over power lines. In particular for broadband (BB) PLC, the channel exhibits linear periodically time varying (LPTV) behavior synchronous to the AC mains cycle. This is due to the time varying impedances of electrical devices that are connected to the power grid. Another challenge is the impulsive noise in addition to power line background noise, which is due to switching events in the power line network. In this work, we focus on two major aspects of an orthogonal frequency division multiplexing (OFDM) system for BB PLC LPTV channels; bit and power allocation, and channel estimation (CE). First, we investigate the problem of optimal bit and power allocation, in order to increase bit rates and improve energy efficiency. We present that the application of a power constraint that is averaged over many microslots can be exploited for further performance improvements through bit loading. Due to the matroid structure of the optimization problem, greedy-type algorithms are proven to be optimal for the new LPTV-aware bit and power loading. Significant gains are attained especially for poor (i.e. high attenuation) channel conditions, and at reduced transmit-power levels, where the energy per bit-transmission is also low. Next, two mechanisms are utilized to reduce the complexity of the optimal LPTV-aware bit loading and peak microslot power levels: (i) employing representative values from microslot transfer functions, and (ii) power clipping. The ideas of LPTV-aware bit loading, complexity reduction mechanism, and power clipping are also applicable to non-optimal bit loading schemes. We apply these ideas to two additional sub-optimal bit loading algorithms that are based on even-like power distribution for a portion of the available spectrum, and demonstrate that similar gains in bit rates are achieved. Second, we tackle the problem of CE for BB PLC LPTV channels. We first investigate pilot based CE with different pilot geometry in order to reduce interpolation error. Block-type, comb-type, and incline type pilot arrangements are considered and a performance comparison has been made. Next we develop a robust CE scheme with low overhead that addresses the drawbacks of block-type pilot arrangement and decision directed CE schemes such as large estimation overhead for block-type pilot geometry, and difficulty in channel tracking in the case of sudden changes in the channel for decision directed approaches. In order to overcome these drawbacks, we develop a transform domain (TD) analysis approach to determine the cause of changes in the channel estimates, which are due to changes in the channel response or the presence of impulsive noise. We then propose a robust CE scheme with low estimation overhead, which utilizes pilot symbols placed widely apart and exploits the information obtained from TD analysis as a basis for switching between various CE schemes. The overhead of the proposed scheme for CE is low, and sudden changes in the channel are tracked affectively. Therefore, the effects of the LPTV channel and the impulsive noise on CE are mitigated. Our results indicate that for bit and power allocation, the proposed reduced complexity LPTV-aware bit loading with power clipping algorithm performs very close to the optimal LPTV-aware bit loading, and is an attractive solution to bit loading in a practical setting. Finally, for the CE problem, the proposed CE scheme based on TD analysis has low estimation overhead, performs well compared to block-type pilot arrangement and decision directed CE schemes, and is robust to changes in the channel and the presence of impulsive noise. Therefore, it is a good alternative for CE in BB PLC

Advanced Techniques for Future Multicarrier Systems

Future multicarrier systems face the tough challenge of supporting high data-rate and high-quality services. The main limitation is the frequency-selective nature of the propagation channel that affects the received signal, thus degrading the system performance. OFDM can be envisaged as one of the most promising modulation techniques for future communication systems. It exhibits robustness to ISI even in very dispersive environments and its main characteristic is to take advantage of channel diversity by performing dynamic resource allocation. In a multi-user OFDMA scenario, the challenge is to allocate, on the basis of the channel knowledge, different portions of the available frequency spectrum among the users in the systems. Literature on resource allocation for OFDMA systems mainly focused on single-cell systems, where the objective is to assign subcarriers, power and data-rate for each user according to a predetermined criterion. The problem can be formulated with the goal of either maximizing the system sum-rate subject to a constraint on transmitted power or minimizing the overall power consumption under some predetermined constraints on rate per user. Only recently, literature focuses on resource allocation in multi-cell networks, where the goal is not only to take advantage of frequency and multi-user diversity, but also to mitigate MAI, which represents one of the most limiting factor for such problems. We consider a multi-cell OFDMA system with frequency reuse distance equal to one. Allowing all cells to transmit on the whole bandwidth unveils large potential gains in terms of spectral efficiency in comparison with conventional cellular systems. Such a scenario, however, is often deemed unfeasible because of the strong MAI that negatively affects the system performance. In this dissertation we present a layered architecture that integrates a packet scheduler with an adaptive resource allocator, explicitly designed to take care of the multiple access interference. Each cell performs its resource management in a distributed way without any central controller. Iterative resource allocation assigns radio channels to the users so as to minimize the interference. Packet scheduling guarantees that all users get a fair share of resources regardless of their position in the cell. This scheduler-allocator architecture integrates both goals and is able to self adapt to any traffic and user configuration. An adaptive, distributed load control strategy can reduce the cell load so that the iterative procedure always converges to a stable allocation, regardless of the interference. Numerical results show that the proposed architecture guarantees both high spectral efficiency and throughput fairness among flows. In the second part of this dissertation we deal with FBMC communication systems. FBMC modulation is a valid alternative to conventional OFDM signaling as it presents a set of appealing characteristics, such as robustness to narrowband interferers, more flexibility to allocate groups of subchannels to different users/services, and frequency-domain equalization without any cyclic extension. However, like any other multicarrier modulations, FBMC is strongly affected by residual CFOs that have to be accurately estimated. Unlike previously proposed algorithms, whereby frequency is recovered either relying on known pilot symbols multiplexed with the data stream or exploiting specific properties of the multicarrier signal structure following a blind approach, we present and discuss an algorithm based on the ML principle, which takes advantage both of pilot symbols and also indirectly of data symbols through knowledge and exploitation of their specific modulation format. The algorithm requires the availability of the statistical properties of channel fading up to second-order moments. It is shown that the above approach allows to improve on both frequency acquisition range and estimation accuracy of previously published schemes

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

Journal of Telecommunications and Information Technology, 2014, nr 1

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