Innovative Adaptive Techniques for Multi Channel Spaceborne SAR Systems

Synthetic Aperture Radar (SAR) is a well-known technology which allows to coherently combine multiple returns from (typically) ground-based targets from a moving radar mounted either on an airborne or on a space-borne vehicle. The relative motion between the targets on ground and the platform causes a Doppler effect, which is exploited to discriminate along-track positions of targets themselves. In addition, as most of conventional radar, a pulsed wide-band waveform is transmitted periodically, thus allowing even a radar discrimination capability in the range direction (i.e. in distance). For side-looking acquisition geometries, the along-track and the range directions are almost orthogonal, so that the two dimensional target discrimination capabiliy results in the possibility to produce images of the illuminated area on ground. A side-looking geometry consists in the radar antenna to be, either mechanically or electronically, oriented perpendicular to the observed area. Nowadays technology allows discrimination capability (also referred to as resolution) in both alongtrack and range directions in the order of few tenths of centimeters. Since the SAR is a microwave active sensor, this technology assure the possibility to produce images of the terrain independently of the sunlight illumination and/or weather conditions. This makes the SAR a very useful instrument for monitoring and mapping both the natural and the artificial activities over the Earth’s surface. Among all the limitations of a single-channel SAR system, this work focuses over some of them which are briefly listed below: a) the performance achievable in terms of resolution are usually paid in terms of system complexity, dimension, mass and cost; b) since the SAR is a coherent active sensor, it is vulnerable to both intentionally and unintentionally radio-frequency interferences which might limit normal system operability; c) since the Doppler effect it is used to discriminate targets (assumed to be stationary) on the ground, this causes an intrinsic ambiguity in the interpretation of backscattered returns from moving targets. These drawbacks can be easily overcome by resorting to a Multi-cannel SAR (M-SAR) system

Innovative Adaptive Techniques for Multi Channel Spaceborne SAR Systems

Synthetic Aperture Radar (SAR) is a well-known technology which allows to coherently combine multiple returns from (typically) ground-based targets from a moving radar mounted either on an airborne or on a space-borne vehicle. The relative motion between the targets on ground and the platform causes a Doppler effect, which is exploited to discriminate along-track positions of targets themselves. In addition, as most of conventional radar, a pulsed wide-band waveform is transmitted periodically, thus allowing even a radar discrimination capability in the range direction (i.e. in distance). For side-looking acquisition geometries, the along-track and the range directions are almost orthogonal, so that the two dimensional target discrimination capabiliy results in the possibility to produce images of the illuminated area on ground. A side-looking geometry consists in the radar antenna to be, either mechanically or electronically, oriented perpendicular to the observed area. Nowadays technology allows discrimination capability (also referred to as resolution) in both alongtrack and range directions in the order of few tenths of centimeters. Since the SAR is a microwave active sensor, this technology assure the possibility to produce images of the terrain independently of the sunlight illumination and/or weather conditions. This makes the SAR a very useful instrument for monitoring and mapping both the natural and the artificial activities over the Earth’s surface. Among all the limitations of a single-channel SAR system, this work focuses over some of them which are briefly listed below: a) the performance achievable in terms of resolution are usually paid in terms of system complexity, dimension, mass and cost; b) since the SAR is a coherent active sensor, it is vulnerable to both intentionally and unintentionally radio-frequency interferences which might limit normal system operability; c) since the Doppler effect it is used to discriminate targets (assumed to be stationary) on the ground, this causes an intrinsic ambiguity in the interpretation of backscattered returns from moving targets. These drawbacks can be easily overcome by resorting to a Multi-cannel SAR (M-SAR) system

Passive radar on moving platforms exploiting DVB-T transmitters of opportunity

The work, effort, and research put into passive radar for stationary receivers have shown significant developments and progress in recent years. The next challenge is mounting a passive radar on moving platforms for the purpose of target detection and ground imaging, e.g. for covert border control. A passive radar on a moving platform has many advantages and offers many benefits, however there is also a considerable drawback that has limited its application so far. Due to the movement the clutter returns are spread in Doppler and may overlap moving targets, which are then difficult to detect. While this problem is common for an active radar as well, with a passive radar a further problem arises: It is impossible to control the exploited time-varying waveform emitted from a telecommunication transmitter. A conventional processing approach is ineffective as the time-varying waveform leads to residuals all over the processed data. Therefore a dedicated clutter cancellation method, e.g. the displaced phase centre antenna (DPCA) approach, does not have the ability to completely remove the clutter, so that target detection is considerably limited. The aim must be therefore to overcome this limitation by exploiting a processing technique, which is able to remove these residuals in order to cope with the clutter returns thus making target detection feasible. The findings of this research and thesis show that a reciprocal filtering based stage is able to provide a time-invariant impulse response similar to the transmissions of an active radar. Due to this benefit it is possible to achieve an overall complete clutter removal together with a dedicated DPCA stage, so that moving target detection is considerably improved, making it possible in the first place. Based on mathematical analysis and on simulations it is proven, that by exploiting this processing in principle an infinite clutter cancellation can be achieved. This result shows that the reciprocal filter is an essential processing stage. Applications on real data acquired from two different measurement campaigns prove these results. By the proposed approach, the limiting factor (i.e. the time-varying waveform) for target detection is negotiated, and in principle any clutter cancellation technique known from active radar can be applied. Therefore this analysis and the results provide a substantial contribution to the passive radar research community and enables it to address the next questions

Investigation of ground moving target indication techniques for a multi-channel synthetic aperture radar

Synthetic Aperture Radar (SAR) is an imaging technique that creates two dimensional images of the scattering objects in the illuminated ground scene. The objects in the illuminated ground scene may be truly stationary, e.g. buildings etc. or in motion relative to these stationary objects, e.g. cars on a highway. In SAR, the radar platform is moving during the imaging period, hence everything that the radar illuminates has motion relative to the radar platform. In order to specifically detect objects on the ground that are moving relative to stationary ground objects (often termed clutter), processing techniques called Ground Moving Target Indication (GMTI) techniques are required. This is especially required for targets that are moving at relative velocities lower than the stationary clutter's relative velocity to the radar platform (endo-clutter detection). This dissertation investigates five multichannel GMTI techniques being Displaced Phase Centre Antenna (DPCA), Along Track Interferometry (ATI), Iterative Adaptive Approach (IAA), Space Time Adaptive Processing (STAP) and Velocity SAR (VSAR) in literature and assesses the performance of two selected GMTI techniques (ATI and DPCA) on simulated and measured radar data to compare them and identify their strengths and weaknesses. The radar data were measured with a C-band FMCW radar in a controlled environment with known parameters and cooperating targets. The performances of the techniques were assessed in terms of moving target detection within clutter and sensitivity to inaccuracies in the physical system setup. The DPCA technique exhibited some attractive characteristics over the ATI technique. These included its robustness against false alarm in noise dominated cells - ATI exhibited large phase residuals in noise dominated cells, due to the random nature of the phase in these cells. Furthermore, DPCA seem to not suffer from false alarms due to volumetric scattering of vegetation to the extent that was observed with ATI. Lastly, DPCA exhibited more robustness against temporal misalignment errors introduced between the measurement channels, compared to ATI. These observations lead to the conclusion that DPCA would be a practically better choice to implement for the purpose of moving target detection, compared to ATI. However, a double threshold approach, which used DPCA as a pre-processing step to ATI, proved to be superior to DPCA alone in terms of moving target indication within clutter and noise. This approach was verified through implementation on the measured radar data in this study

Synthetic Aperture Radar (SAR) data processing

The available and optimal methods for generating SAR imagery for NASA applications were identified. The SAR image quality and data processing requirements associated with these applications were studied. Mathematical operations and algorithms required to process sensor data into SAR imagery were defined. The architecture of SAR image formation processors was discussed, and technology necessary to implement the SAR data processors used in both general purpose and dedicated imaging systems was addressed

GNSS-based passive radar techniques for maritime surveillance

The improvement of maritime traffic safety and security is a subject of growing interest, since the traffic is constantly increasing. In fact, a large number of human activities take place in maritime domain, varying from cruise and trading ships up to vessels involved in nefarious activities such as piracy, human smuggling or terrorist actions. The systems based on Automatic Identification System (AIS) transponder cannot cope with non-cooperative or non-equipped vessels that instead can be detected, tracked and identified by means of radar system. In particular, passive bistatic radar (PBR) systems can perform these tasks without a dedicated transmitter, since they exploit illuminators of opportunity as transmitters. The lack of a dedicated transmitter makes such systems low cost and suitable to be employed in areas where active sensors cannot be placed such as, for example, marine protected areas. Innovative solutions based on terrestrial transmitters have been considered in order to increase maritime safety and security, but these kinds of sources cannot guarantee a global coverage, such as in open sea. To overcome this problem, the exploitation of global navigation satellites system (GNSS) as transmitters of opportunity is a prospective solution. The global, reliable and persistent nature of these sources makes them potentially able to guarantee the permanent monitoring of both coastal and open sea areas. To this aim, this thesis addresses the exploitation of Global Navigation Satellite Systems (GNSS) as transmitters of opportunity in passive bistatic radar (PBR) systems for maritime surveillance. The main limitation of this technology is the restricted power budget provided by navigation satellites, which makes it necessary to define innovative moving target detection techniques specifically tailored for the system under consideration. For this reason, this thesis puts forward long integration time techniques able to collect the signal energy over long time intervals (tens of seconds), allowing the retrieval of suitable levels of signal-to-disturbance ratios for detection purposes. The feasibility of this novel application is firstly investigated in a bistatic system configuration. A long integration time moving target detection technique working in bistatic range&Doppler plane is proposed and its effectiveness is proved against synthetic and experimental datasets. Subsequently the exploitation of multiple transmitters for the joint detection and localization of vessels at sea is also investigated. A single-stage approach to jointly detect and localize the ship targets by making use of long integration times (tens of seconds) and properly exploiting the spatial diversity offered by such a configuration is proposed. Furthermore, the potential of the system to extract information concerning the detected target characteristics for further target classification is assessed

Analyse temps-frequence et traitement des signaux RSO à haute résolution spatiale pour la surveillance des grands ouvrages d'art

The thesis is composed of two research axis. The first one consists in proposing time-frequency signal processing tools for frequency modulated continuous wave (FMCW) radars used for displacements measurements, while the second one consists in designing a spaceborne synthetic aperture radar (SAR) signal processing methodology for infrastructure monitoring when an external point cloud of the envisaged structure is available. In the first part of the thesis, we propose our solutions to the nonlinearity problem of an X-band FMCW radar designed for millimetric displacement measurements of short-range targets. The nonlinear tuning curve of the voltage controlled oscillator from the transceiver can cause a dramatic resolution degradation for wideband sweeps. To mitigate this shortcoming, we have developed two time warping-based methods adapted to wideband nonlinearities: one estimates the nonlinear terms using the high order ambiguity function, while the other is an autofocus approach which exploits the spectral concentration of the beat signal. Onwards, as the core of the thesis, we propose a novel method for scattering centers detection and tracking in spaceborne SAR images adapted to infrastructure monitoring applications. The method is based on refocusing each SAR image on a provided 3D point cloud of the envisaged infrastructure and identifying the reliable scatterers to be monitored by means of four dimensional (4D) tomography. The refocusing algorithm is compatible with stripmap, spotlight and sliding spotlight SAR images and consists of an azimuth defocusing followed by a modified back-projection algorithm on the given set of points which exploits the time-frequency structure of the defocused azimuth signal. The scattering centers of the refocused image are detected in the 4D tomography framework by testing if the main response is at zero elevation in the local elevation-velocity spectral distribution. The mean displacement velocity is estimated from the peak response on the zero elevation axis, while the displacements time series for detected single scatterers is computed as double phase difference of complex amplitudes.Finally, we present the measurement campaigns carried out on the Puylaurent water-dam and the Chastel landslide using GPS measurements, topographic surveys and laser scans to generate the point clouds of the two structures. The comparison between in-situ data and the results obtained by combining TerraSAR-X data with the generated point clouds validate the developed SAR signal processing chain.Cette thèse s'articule autour de deux axes de recherche. Le premier axe aborde les aspects méthodologiques liés au traitement temps-fréquence des signaux issus d'un radar FMCW (à onde continue modulée en fréquence) dans le contexte de la mesure des déplacements fins. Le second axe est dédié à la conception et à la validation d'une chaîne de traitement des images RSO (radar à synthèse d'ouverture) satellitaire. Lorsqu'un maillage 3D de la structure envisagée est disponible, les traitements proposés sont validés par l'intercomparaison avec les techniques conventionnelles d'auscultation des grands ouvrages d'art.D'une part, nous étudions la correction de la non-linéarité d'un radar FMCW en bande X, à courte portée, conçu pour la mesure des déplacements millimétriques. La caractéristique de commande non linéaire de l'oscillateur à large bande, entraine une perte de résolution à la réception. Afin de pallier cet inconvénient, nous avons développé deux méthodes basées sur le ré-échantillonnage temporel (time warping) dans le cas des signaux à large bande non-stationnaires. La première approche estime la loi de fréquence instantanée non linéaire à l'aide de la fonction d'ambiguïté d'ordre supérieur, tandis que la deuxième approche exploite la mesure de concentration spectrale du signal de battement dans un algorithme d'autofocus radial.D'autre part, nous proposons un cadre méthodologique général pour la détection et le pistage des centres de diffusion dans les images RSO pour la surveillance des grands ouvrages d'art. La méthode est basée sur la ré-focalisation de chaque image radar sur le maillage 3D de l'infrastructure étudiée afin d'identifier les diffuseurs pertinents par tomographie 4D (distance – azimut – élévation – vitesse de déformation). L'algorithme de ré-focalisation est parfaitement compatible avec les images RSO acquises dans les différents modes (« stripmap », « spotlight » et « sliding spotlight ») : dé-focalisation en azimut suivie par rétroprojection modifiée (conditionnée par la structure temps-fréquence du signal) sur l'ensemble donné des points. Dans la pile d'images ré-focalisées, les centres de diffusion sont détectés par tomographie 4D : test de conformité à l'hypothèse d'élévation zéro dans le plan élévation – vitesse de déformation. La vitesse moyenne correspond au maximum à l'élévation zéro, tandis que la série temporelle des déplacements est obtenue par double différence de phase des amplitudes complexes pour chaque diffuseur pertinent.Nous présentons également les campagnes in situ effectuées au barrage de Puylaurent (et glissement de Chastel) : les relevés GPS, topographiques et LIDAR sol employées au calcul des maillages 3D. La comparaison entre les déplacements mesurés in situ et les résultats obtenus par l'exploitation conjointe de la télédétection RSO satellitaires et les maillages 3D valident la chaîne de traitement proposée.Teza cuprinde două axe principale de cercetare. Prima axă abordează aspecte metodologice de prelucraretimp-frecvenţă a semnalelor furnizate de radare cu emisie continuă şi modulaţie de frecvenţă (FMCW)în contextul măsurării deplasărilor milimetrice. În cadrul celei de-a doua axe, este proiectată şi validatăo metodă de prelucrare a imaginilor satelitare SAR (radar cu apertură sintetică) ce este destinatămonitorizării infrastructurii critice şi care se bazează pe existenţa unui model 3D al structurii respective.În prima parte a tezei, sunt investigate soluţii de corecţie a neliniarităţii unui radar FMCW în bandaX destinat măsurării deplasărilor milimetrice. Caracteristica de comandă neliniară a oscilatorului debandă largă determină o degradare a rezoluţiei în distanţă. Pentru a rezolva acest inconvenient, au fostelaborate două metode de corecţie a neliniarităţii, adaptate pentru semnale de bandă largă, ce se bazeazăpe conceptul de reeşantionare neuniformă sau deformare a axei temporare. Prima abordare estimeazăparametrii neliniarităţii utilizând funcţii de ambiguitate de ordin superior, iar cea de-a doua exploateazăo măsură de concentraţie spectrală a semnalului de bătăi într-un algoritm de autofocalizare în distanţă.În a doua parte a lucrării, este propusă o metodologie generală de detecţie şi monitorizare a centrilorde împrăştiere în imagini SAR în scopul monitorizării elementelor de infrastructură critică. Metoda sebazează pe refocalizarea fiecărei imagini radar pe un model 3D al structurii investigate în scopul identificăriicentrilor de împrăştiere pertinenţi (ţinte fiabile ce pot fi monitorizate în timp) cu ajutorul tomografiei SAR4D (distanţă-azimut-elevaţie-viteză de deplasare). Algoritmul de refocalizare este compatibil cu imaginiSAR achiziţionate în moduri diferite (« stripmap », « spotlight » şi « sliding spotlight ») şi constă într-odefocalizare în azimut urmată de o retroproiecţie modificată (condiţionată de structura timp-frecvenţă asemnalului) pe modelul 3D al structurii. Ţintele sunt identificate în stiva de imagini refocalizate cu ajutorultomografiei 4D prin efectuarea unui test de conformitate cu ipoteza că centrii de împrăştiere pertinenţivor avea elevaţie zero în planul local elevaţie-viteză. Viteza medie de deformare corespunde maximuluide pe axa de elevaţie nulă, iar seria temporară a deplasărilor se obţine printr-o dublă diferenţă de fază aamplitudinilor complexe corespunzătoare ţintelor identificate.În final sunt prezentate campaniile de măsurători pe teren efectuate la un baraj şi o alunecare de terendin regiunea Puylaurent (Franţa) destinate obţinerii modelului 3D al celor două elemente de infrastructurăprin măsurători GPS, topografice şi LIDAR. Comparaţia între deformările măsurate pe teren şi rezultateleobţinute prin combinarea imaginilor SAR cu modelele 3D au permis validarea metodologiei propuse

Geosynchronous synthetic aperture radar : design and applications

Synthetic Aperture Radar (SAR) imaging from geosynchronous orbit has significant potential advantages over conventional low-Earth orbit (LEO) radars, but also challenges to overcome. This thesis investigates both active and passive geosynchronous SAR configurations, presenting their different features and advantages. Following a system design trade-off that involved phase uncertainties, link budget, frequency and integration time, an L band bi-static configuration with 8-hour integration time that reuses the signal from a non-cooperative transmitter has been presented as a suitable solution. Cranfield Space Research Centre looked into this configuration and proposed the GeoSAR concept, an L band bi-static SAR based on the concept by Prati et al. (1998). It flies along a circular ground track orbit, reuses the signal coming from a noncooperative transmitter in GEO and achieves a spatial resolution of about 100 m. The present research contributes to the GeoSAR concept exploring the implications due to the 8-hour integration time and providing insights about its performance and its possible fields of application. Targets such as canopies change their backscattered phase on timescales of seconds due to their motion. On longer time scales, changes in dielectric properties of targets, Earth tides and perturbations in the structure of the atmosphere contribute to generate phase fluctuations in the collected signals. These phenomena bring temporal decorrelation and cause a reduction in SAR coherent integration gain. They have to be compensated for if useful images are to be provided. A SAR azimuth simulator has been developed to study the influence of temporal decorrelation on GeoSAR point spread function. The analysis shows that ionospheric delay is the major source of decorrelation; other effects, such as tropospheric delay and Earth tides, have to be dealt with but appear to be easier to handle. Two different options for GeoSAR interferometry have been discussed. The system is well suited to differential interferometry, due to the short perpendicular baseline induced by the geometry. A GeoSAR has advantages over a Low Earth Orbit (LEO) SAR system to monitor processes with significant variability over daily or shorter timescales (e.g. soil moisture variation). This potential justifies further study of the concept.EThOS - Electronic Theses Online ServiceGBUnited Kingdo

Geosynchronous synthetic aperture radar : design and applications

Synthetic Aperture Radar (SAR) imaging from geosynchronous orbit has significant potential advantages over conventional low-Earth orbit (LEO) radars, but also challenges to overcome. This thesis investigates both active and passive geosynchronous SAR configurations, presenting their different features and advantages. Following a system design trade-off that involved phase uncertainties, link budget, frequency and integration time, an L band bi-static configuration with 8-hour integration time that reuses the signal from a non-cooperative transmitter has been presented as a suitable solution. Cranfield Space Research Centre looked into this configuration and proposed the GeoSAR concept, an L band bi-static SAR based on the concept by Prati et al. (1998). It flies along a circular ground track orbit, reuses the signal coming from a noncooperative transmitter in GEO and achieves a spatial resolution of about 100 m. The present research contributes to the GeoSAR concept exploring the implications due to the 8-hour integration time and providing insights about its performance and its possible fields of application. Targets such as canopies change their backscattered phase on timescales of seconds due to their motion. On longer time scales, changes in dielectric properties of targets, Earth tides and perturbations in the structure of the atmosphere contribute to generate phase fluctuations in the collected signals. These phenomena bring temporal decorrelation and cause a reduction in SAR coherent integration gain. They have to be compensated for if useful images are to be provided. A SAR azimuth simulator has been developed to study the influence of temporal decorrelation on GeoSAR point spread function. The analysis shows that ionospheric delay is the major source of decorrelation; other effects, such as tropospheric delay and Earth tides, have to be dealt with but appear to be easier to handle. Two different options for GeoSAR interferometry have been discussed. The system is well suited to differential interferometry, due to the short perpendicular baseline induced by the geometry. A GeoSAR has advantages over a Low Earth Orbit (LEO) SAR system to monitor processes with significant variability over daily or shorter timescales (e.g. soil moisture variation). This potential justifies further study of the concept.EThOS - Electronic Theses Online ServiceGBUnited Kingdo