Aperture-Level Simultaneous Transmit and Receive (STAR) with Digital Phased Arrays

In the signal processing community, it has long been assumed that transmitting and receiving useful signals at the same time in the same frequency band at the same physical location was impossible. A number of insights in antenna design, analog hardware, and digital signal processing have allowed researchers to achieve simultaneous transmit and receive (STAR) capability, sometimes also referred to as in-band full-duplex (IBFD). All STAR systems must mitigate the interference in the receive channel caused by the signals emitted by the system. This poses a significant challenge because of the immense disparity in the power of the transmitted and received signals. As an analogy, imagine a person that wanted to be able to hear a whisper from across the room while screaming at the top of their lungs. The sound of their own voice would completely drown out the whisper. Approaches to increasing the isolation between the transmit and receive channels of a system attempt to successively reduce the magnitude of the transmitted interference at various points in the received signal processing chain. Many researchers believe that STAR cannot be achieved practically without some combination of modified antennas, analog self-interference cancellation hardware, digital adaptive beamforming, and digital self-interference cancellation. The aperture-level simultaneous transmit and receive (ALSTAR) paradigm confronts that assumption by creating isolation between transmit and receive subarrays in a phased array using only digital adaptive transmit and receive beamforming and digital self-interference cancellation. This dissertation explores the boundaries of performance for the ALSTAR architecture both in terms of isolation and in terms of spatial imaging resolution. It also makes significant strides towards practical ALSTAR implementation by determining the performance capabilities and computational costs of an adaptive beamforming and self-interference cancellation implementation inspired by the mathematical structure of the isolation performance limits and designed for real-time operation

Real-World Evaluation of Full-Duplex Millimeter Wave Communication Systems

Noteworthy strides continue to be made in the development of full-duplex millimeter wave (mmWave) communication systems, but most of this progress has been built on theoretical models and validated through simulation. In this work, we conduct a long overdue real-world evaluation of full-duplex mmWave systems using off-the-shelf 60 GHz phased arrays. Using an experimental full-duplex base station, we collect over 200,000 measurements of self-interference by electronically sweeping its transmit and receive beams across a dense spatial profile, shedding light on the effects of the environment, array positioning, and beam steering direction. We then call attention to five key challenges faced by practical full-duplex mmWave systems and, with these in mind, propose a general framework for beamforming-based full-duplex solutions. Guided by this framework, we introduce a novel solution called STEER+, a more robust version of recent work called STEER, and experimentally evaluate both in a real-world setting with actual downlink and uplink users. Rather than purely minimize self-interference as with STEER, STEER+ makes use of additional measurements to maximize spectral efficiency, which proves to make it much less sensitive to one's choice of design parameters. We experimentally show that STEER+ can reliably reduce self-interference to near or below the noise floor while maintaining high SNR on the downlink and uplink, thus enabling full-duplex operation purely via beamforming.Comment: This paper has been submitted to the IEEE for review and possible publication; copyright may change without notic

High Performance Local Oscillator Design for Next Generation Wireless Communication

Local Oscillator (LO) is an essential building block in modern wireless radios. In modern wireless radios, LO often serves as a reference of the carrier signal to modulate or demod- ulate the outgoing or incoming data. The LO signal should be a clean and stable source, such that the frequency or timing information of the carrier reference can be well-defined. However, as radio architecture evolves, the importance of LO path design has become much more important than before. Of late, many radio architecture innovations have exploited sophisticated LO generation schemes to meet the ever-increasing demands of wireless radio performances. The focus of this thesis is to address challenges in the LO path design for next-generation high performance wireless radios. These challenges include (1) Congested spectrum at low radio frequency (RF) below 5GHz (2) Continuing miniaturization of integrated wireless radio, and (3) Fiber-fast (>10Gb/s) mm-wave wireless communication. The thesis begins with a brief introduction of the aforementioned challenges followed by a discussion of the opportunities projected to overcome these challenges. To address the challenge of congested spectrum at frequency below 5GHz, novel ra- dio architectures such as cognitive radio, software-defined radio, and full-duplex radio have drawn significant research interest. Cognitive radio is a radio architecture that opportunisti- cally utilize the unused spectrum in an environment to maximize spectrum usage efficiency. Energy-efficient spectrum sensing is the key to implementing cognitive radio. To enable energy-efficient spectrum sensing, a fast-hopping frequency synthesizer is an essential build- ing block to swiftly sweep the carrier frequency of the radio across the available spectrum. Chapter 2 of this thesis further highlights the challenges and trade-offs of the current LO gen- eration scheme for possible use in sweeping LO-based spectrum analysis. It follows by intro- duction of the proposed fast-hopping LO architecture, its implementation and measurement results of the validated prototype. Chapter 3 proposes an embedded phase-shifting LO-path design for wideband RF self-interference cancellation for full-duplex radio. It demonstrates a synergistic design between the LO path and signal to perform self-interference cancellation. To address the challenge of continuing miniaturization of integrated wireless radio, ring oscillator-based frequency synthesizer is an attractive candidate due to its compactness. Chapter 4 discussed the difficulty associated with implementing a Phase-Locked Loop (PLL) with ultra-small form-factor. It further proposes the concept sub-sampling PLL with time- based loop filter to address these challenges. A 65nm CMOS prototype and its measurement result are presented for validation of the concept. In shifting from RF to mm-wave frequencies, the performance of wireless communication links is boosted by significant bandwidth and data-rate expansion. However, the demand for data-rate improvement is out-pacing the innovation of radio architectures. A >10Gb/s mm-wave wireless communication at 60GHz is required by emerging applications such as virtual-reality (VR) headsets, inter-rack data transmission at data center, and Ultra-High- Definition (UHD) TV home entertainment systems. Channel-bonding is considered to be a promising technique for achieving >10Gb/s wireless communication at 60GHz. Chapter 5 discusses the fundamental radio implementation challenges associated with channel-bonding for 60GHz wireless communication and the pros and cons of prior arts that attempted to address these challenges. It is followed by a discussion of the proposed 60GHz channel- bonding receiver, which utilizes only a single PLL and enables both contiguous and non- contiguous channel-bonding schemes. Finally, Chapter 6 presents the conclusion of this thesis

Nonlinear Equalization and Digital Pre-Distortion Techniques for Future Radar and Communications Digital Array Systems

Modern radar (military, automotive, weather, etc.) and communication systems seek to leverage the spatio-spectral efficiency of phased arrays. Specifically, there is an increasingly large demand for fully-digital arrays, with each antenna element having its own transmitter and receiver. Further, in order to makes these systems realizable, low-cost, low-complexity solutions are required, often sacrificing the system's linearity. Lower linearity paired with the inherent lack of RF spacial filtering can make these highly digital systems vulnerable to high-power interferering signals-- potentially introducing spectral regrowth and/or gain compression, distorting the signal-of-interest. Digital linearization solutions such as Digital Pre-Distiortion (DPD) and Nonlinear Equalization (NLEQ) have been shown to effectively mitigate nonlinearities for transmitters and receivers, respectively. Further, DPD and NLEQ seek to extend the effective dynamic range of digital arrays, helping the systems reach their designed dynamic range improvement of $10\log_{10}(N)$~dB, where $N$ is the number of transmitters/receivers. However, the performance of these solutions is ultimately determined by training model and waveform. Further, the nonlinear characteristics of a system can change with temperature, frequency, power, time, etc., requiring a robust calibration technique to maintain a high-level of nonlinear mitigation. This dissertation reviews the different types of nonlinear models and the current NLEQ and DPD algorithms for digital array systems. Further, a generalized calibration waveform for both NLEQ and DPD is proposed, allowing a system to maximize its dynamic range over power and frequency. Additionally, an \textit{in-situ} calibration method, leveraging the inherent mutual coupling in an array, is proposed as a solution to maintaining a high level of performance in a fielded digital array system over the system's lifetime. The combination of the proposed training waveform and \textit{in-situ} calibration technique prove to be very effective at adaptively creating a generalized solution to extending the dynamic range of future low-cost digital array systems

1-D broadside-radiating leaky-wave antenna based on a numerically synthesized impedance surface

A newly-developed deterministic numerical technique for the automated design of metasurface antennas is applied here for the first time to the design of a 1-D printed Leaky-Wave Antenna (LWA) for broadside radiation. The surface impedance synthesis process does not require any a priori knowledge on the impedance pattern, and starts from a mask constraint on the desired far-field and practical bounds on the unit cell impedance values. The designed reactance surface for broadside radiation exhibits a non conventional patterning; this highlights the merit of using an automated design process for a design well known to be challenging for analytical methods. The antenna is physically implemented with an array of metal strips with varying gap widths and simulation results show very good agreement with the predicted performance

Beam scanning by liquid-crystal biasing in a modified SIW structure

A fixed-frequency beam-scanning 1D antenna based on Liquid Crystals (LCs) is designed for application in 2D scanning with lateral alignment. The 2D array environment imposes full decoupling of adjacent 1D antennas, which often conflicts with the LC requirement of DC biasing: the proposed design accommodates both. The LC medium is placed inside a Substrate Integrated Waveguide (SIW) modified to work as a Groove Gap Waveguide, with radiating slots etched on the upper broad wall, that radiates as a Leaky-Wave Antenna (LWA). This allows effective application of the DC bias voltage needed for tuning the LCs. At the same time, the RF field remains laterally confined, enabling the possibility to lay several antennas in parallel and achieve 2D beam scanning. The design is validated by simulation employing the actual properties of a commercial LC medium

Antennas and Propagation Aspects for Emerging Wireless Communication Technologies

The increasing demand for high data rate applications and the delivery of zero-latency multimedia content drives technological evolutions towards the design and implementation of next-generation broadband wireless networks. In this context, various novel technologies have been introduced, such as millimeter wave (mmWave) transmission, massive multiple input multiple output (MIMO) systems, and non-orthogonal multiple access (NOMA) schemes in order to support the vision of fifth generation (5G) wireless cellular networks. The introduction of these technologies, however, is inextricably connected with a holistic redesign of the current transceiver structures, as well as the network architecture reconfiguration. To this end, ultra-dense network deployment along with distributed massive MIMO technologies and intermediate relay nodes have been proposed, among others, in order to ensure an improved quality of services to all mobile users. In the same framework, the design and evaluation of novel antenna configurations able to support wideband applications is of utmost importance for 5G context support. Furthermore, in order to design reliable 5G systems, the channel characterization in these frequencies and in the complex propagation environments cannot be ignored because it plays a significant role. In this Special Issue, fourteen papers are published, covering various aspects of novel antenna designs for broadband applications, propagation models at mmWave bands, the deployment of NOMA techniques, radio network planning for 5G networks, and multi-beam antenna technologies for 5G wireless communications

Microwave Photonic Signal Processing Using On-Chip Nonlinear Optics

The field of microwave photonics (MWP) emerged as a solution to the challenges faced by electronic systems when dealing with high-bandwidth RF and microwave signals. Photonic devices are capable of handling immense bandwidths thanks to the properties of light. MWP therefore employs such devices to process and distribute the information carried by RF and microwave signals, enabling significantly higher capacity compared to conventional electronics. The photonic devices traditionally used in MWP circuits have mainly comprised bulky components, such as spools of fibre and benchtop optical amplifiers. While achieving impressive performance, these systems were not capable of competing with electronics in terms of size and portability. More recently, research has focused on the application of photonic chip technology to the field of MWP in order to reap the benefits of integration, such as reductions in size, weight, cost, and power consumption. Integrated MWP however is still in its infancy, and ongoing research efforts are exploring new ways to match integrated photonic devices to the unique requirements of MWP circuits. This work investigates the application of on-chip nonlinear optical interactions to MWP. Nonlinear optics enables light-on-light interactions (not normally possible in a linear regime) which open a vast array of powerful functionalities. In particular, this thesis focuses on stimulated Brillouin scattering, resulting from the interaction of light with hypersonic sound waves, and four-wave mixing, where photons exchange energies. These two nonlinear effects are applied to implement MWP ultra-high suppression notch filters, wideband phase shifters, and ultra-fast instantaneous frequency measurement systems. Experimental demonstrations using integrated optical waveguides confirm record results