Novel Estimation and Detection Techniques for 5G Networks

The thesis presents several detection and estimation techniques that can be incorporated into the fifth-generation (5G) networks. First, the thesis presents a novel system for orthogonal frequency division multiplexing (OFDM) to estimate the channel blindly. The system is based on modulating particular pairs of subcarriers using amplitude shift keying (ASK) and phase-shift keying (PSK) adjacent in the frequency domain, which enables the realization of a decision-directed (DD) one-shot blind channel estimator (OSBCE). The performance of the proposed estimator is evaluated in terms of the mean squared error (MSE), where an accurate analytical expression is derived and verified using Monte Carlo simulation under various channel conditions. The system has also extended to exploits the channel correlation over consecutive OFDM symbols to estimate the channel parameters blindly. Furthermore, a reliable and accurate approach has been introduced to evaluate the spectral efficiency of various communications systems. The metric takes into consideration the system dynamics, QoS requirements, and design constraints. Next, a novel efficient receiver design for wireless communication systems that incorporate OFDM transmission has been proposed. The proposed receiver does not require channel estimation or equalization to perform coherent data detection. Instead, channel estimation, equalization, and data detection are combined into a single operation, and hence, the detector performs a direct data detector (D3). The performance of the proposed D3 is thoroughly analyzed theoretically in terms of bit error rate (BER), where closed-form accurate approximations are derived for several cases of interest, and validated by Monte Carlo simulations. The computational complexity of D3 depends on the length of the sequence to be detected. Nevertheless, a significant complexity reduction can be achieved using the Viterbi algorithm (VA). Finally, the thesis proposes a low-complexity algorithm for detecting anomalies in industrial steelmaking furnaces operation. The algorithm utilizes the vibration measurements collected from several built-in sensors to compute the temporal correlation using the autocorrelation function (ACF). Furthermore, the proposed model parameters are tuned by solving multi-objective optimization using a genetic algorithm (GA). The proposed algorithm is tested using a practical dataset provided by an industrial steelmaking plant

Application of wavelets and artificial neural network for indoor optical wireless communication systems

Abstract This study investigates the use of error control code, discrete wavelet transform (DWT) and artificial neural network (ANN) to improve the link performance of an indoor optical wireless communication in a physical channel. The key constraints that barricade the realization of unlimited bandwidth in optical wavelengths are the eye-safety issue, the ambient light interference and the multipath induced intersymbol interference (ISI). Eye-safety limits the maximum average transmitted optical power. The rational solution is to use power efficient modulation techniques. Further reduction in transmitted power can be achieved using error control coding. A mathematical analysis of retransmission scheme is investigated for variable length modulation techniques and verified using computer simulations. Though the retransmission scheme is simple to implement, the shortfall in terms of reduced throughput will limit higher code gain. Due to practical limitation, the block code cannot be applied to the variable length modulation techniques and hence the convolutional code is the only possible option. The upper bound for slot error probability of the convolutional coded dual header pulse interval modulation (DH-PIM) and digital pulse interval modulation (DPIM) schemes are calculated and verified using simulations. The power penalty due to fluorescent light interference (FL I) is very high in indoor optical channel making the optical link practically infeasible. A denoising method based on a DWT to remove the FLI from the received signal is devised. The received signal is first decomposed into different DWT levels; the FLI is then removed from the signal before reconstructing the signal. A significant reduction in the power penalty is observed using DWT. Comparative study of DWT based denoising scheme with that of the high pass filter (HPF) show that DWT not only can match the best performance obtain using a HPF, but also offers a reduced complexity and design simplicity. The high power penalty due to multipath induced ISI makes a diffuse optical link practically infeasible at higher data rates. An ANN based linear and DF architectures are investigated to compensation the ISI. Unlike the unequalized cases, the equalized schemes don‘t show infinite power penalty and a significant performance improvement is observed for all modulation schemes. The comparative studies substantiate that ANN based equalizers match the performance of the traditional equalizers for all channel conditions with a reduced training data sequence. The study of the combined effect of the FLI and ISI shows that DWT-ANN based receiver perform equally well in the present of both interference. Adaptive decoding of error control code can offer flexibility of selecting the best possible encoder in a given environment. A suboptimal ?soft‘ sliding block convolutional decoder based on the ANN and a 1/2 rate convolutional code with a constraint length is investigated. Results show that the ANN decoder can match the performance of optimal Viterbi decoder for hard decision decoding but with slightly inferior performance compared to soft decision decoding. This provides a foundation for further investigation of the ANN decoder for convolutional code with higher constraint length values. Finally, the proposed DWT-ANN receiver is practically realized in digital signal processing (DSP) board. The output from the DSP board is compared with the computer simulations and found that the difference is marginal. However, the difference in results doesn‘t affect the overall error probability and identical error probability is obtained for DSP output and computer simulations

Reduced Complexity Sequential Monte Carlo Algorithms for Blind Receivers

Monte Carlo algorithms can be used to estimate the state of a system given relative observations. In this dissertation, these algorithms are applied to physical layer communications system models to estimate channel state information, to obtain soft information about transmitted symbols or multiple access interference, or to obtain estimates of all of these by joint estimation. Initially, we develop and analyze a multiple access technique utilizing mutually orthogonal complementary sets (MOCS) of sequences. These codes deliberately introduce inter-chip interference, which is naturally eliminated during processing at the receiver. However, channel impairments can destroy their orthogonality properties and additional processing becomes necessary. We utilize Monte Carlo algorithms to perform joint channel and symbol estimation for systems utilizing MOCS sequences as spreading codes. We apply Rao-Blackwellization to reduce the required number of particles. However, dense signaling constellations, multiuser environments, and the interchannel interference introduced by the spreading codes all increase the dimensionality of the symbol state space significantly. A full maximum likelihood solution is computationally expensive and generally not practical. However, obtaining the optimum solution is critical, and looking at only a part of the symbol space is generally not a good solution. We have sought algorithms that would guarantee that the correct transmitted symbol is considered, while only sampling a portion of the full symbol space. The performance of the proposed method is comparable to the Maximum Likelihood (ML) algorithm. While the computational complexity of ML increases exponentially with the dimensionality of the problem, the complexity of our approach increases only quadratically. Markovian structures such as the one imposed by MOCS spreading sequences can be seen in other physical layer structures as well. We have applied this partitioning approach with some modification to blind equalization of frequency selective fading channel and to multiple-input multiple output receivers that track channel changes. Additionally, we develop a method that obtains a metric for quantifying the convergence rate of Monte Carlo algorithms. Our approach yields an eigenvalue based method that is useful in identifying sources of slow convergence and estimation inaccuracy.Ph.D.Committee Chair: Douglas B. Williams; Committee Member: Brani Vidakovic; Committee Member: G. Tong zhou; Committee Member: Gordon Stuber; Committee Member: James H. McClella

Application of wavelets and artificial neural network for indoor optical wireless communication systems

This study investigates the use of error control code, discrete wavelet transform (DWT) and artificial neural network (ANN) to improve the link performance of an indoor optical wireless communication in a physical channel. The key constraints that barricade the realization of unlimited bandwidth in optical wavelengths are the eye-safety issue, the ambient light interference and the multipath induced intersymbol interference (ISI). Eye-safety limits the maximum average transmitted optical power. The rational solution is to use power efficient modulation techniques. Further reduction in transmitted power can be achieved using error control coding. A mathematical analysis of retransmission scheme is investigated for variable length modulation techniques and verified using computer simulations. Though the retransmission scheme is simple to implement, the shortfall in terms of reduced throughput will limit higher code gain. Due to practical limitation, the block code cannot be applied to the variable length modulation techniques and hence the convolutional code is the only possible option. The upper bound for slot error probability of the convolutional coded dual header pulse interval modulation (DH-PIM) and digital pulse interval modulation (DPIM) schemes are calculated and verified using simulations. The power penalty due to fluorescent light interference (FL I) is very high in indoor optical channel making the optical link practically infeasible. A denoising method based on a DWT to remove the FLI from the received signal is devised. The received signal is first decomposed into different DWT levels; the FLI is then removed from the signal before reconstructing the signal. A significant reduction in the power penalty is observed using DWT. Comparative study of DWT based denoising scheme with that of the high pass filter (HPF) show that DWT not only can match the best performance obtain using a HPF, but also offers a reduced complexity and design simplicity. The high power penalty due to multipath induced ISI makes a diffuse optical link practically infeasible at higher data rates. An ANN based linear and DF architectures are investigated to compensation the ISI. Unlike the unequalized cases, the equalized schemes don‘t show infinite power penalty and a significant performance improvement is observed for all modulation schemes. The comparative studies substantiate that ANN based equalizers match the performance of the traditional equalizers for all channel conditions with a reduced training data sequence. The study of the combined effect of the FLI and ISI shows that DWT-ANN based receiver perform equally well in the present of both interference. Adaptive decoding of error control code can offer flexibility of selecting the best possible encoder in a given environment. A suboptimal 'soft' sliding block convolutional decoder based on the ANN and a 1/2 rate convolutional code with a constraint length is investigated. Results show that the ANN decoder can match the performance of optimal Viterbi decoder for hard decision decoding but with slightly inferior performance compared to soft decision decoding. This provides a foundation for further investigation of the ANN decoder for convolutional code with higher constraint length values. Finally, the proposed DWT-ANN receiver is practically realized in digital signal processing (DSP) board. The output from the DSP board is compared with the computer simulations and found that the difference is marginal. However, the difference in results doesn‘t affect the overall error probability and identical error probability is obtained for DSP output and computer simulations.EThOS - Electronic Theses Online ServiceGBUnited Kingdo