Massive MIMO 시스템을 위한 채널 추정 및 피드백 기법

학위논문 (박사)-- 서울대학교 대학원 : 전기·컴퓨터공학부, 2017. 2. 이정우.To meet the demand of high throughput in next generation wireless systems, various directions for physical layer evolution are being explored. Massive multiple-input multiple-output (MIMO) systems, characterized by a large number of antennas at the transmitter, are expected to become a key enabler for spectral efficiency improvement. In massive MIMO systems, thanks to the orthogonality between different users' channels, high spectral and energy efficiency can be achieved through simple signal processing techniques. However, to get such advantages, accurate channel state information (CSI) needs to be available, and acquiring CSI in massive MIMO systems is challenging due to the increased channel dimension. In frequency division duplexing (FDD) systems, where CSI at the transmitter is achieved through downlink training and uplink feedback, the overhead for the training and feedback increases proportionally to the number of antennas, and the resource for data transmission becomes scarce in massive MIMO systems. In time division duplexing (TDD) systems, where the channel reciprocity holds and the downlink CSI can be obtained through uplink training, pilot contamination due to correlated pilots becomes a performance bottleneck when the number of antennas increases. In this dissertation, I propose efficient CSI acquisition techniques for various massive MIMO systems. First, I develop a downlink training technique for FDD massive MIMO systems, which estimates the downlink channel with small overhead. To this end, compressed sensing tools are utilized, and the training overhead can be highly reduced by exploiting the previous channel information. Next, a limited feedback scheme is developed for FDD massive MIMO systems. The proposed scheme reduces the feedback overhead using a dimension reduction technique that exploits spatial and temporal correlation of the channel. Lastly, I analyze the effect of pilot contamination, which has been regarded as a performance bottleneck in multi-cell massive MIMO systems, and propose two uplink training strategies. An iterative pilot design scheme is developed for small networks, and a scalable training framework is also proposed for networks with many cells.1 Introduction 1 1.1 Massive MIMO 1 1.2 CSI Acquisition in Massive MIMO Systems 3 1.3 Contributions and Organization 6 1.4 Notations 7 2 Compressed Sensing-Aided Downlink Training 9 2.1 Introduction 10 2.2 System Model 13 2.2.1 Channel Model 13 2.2.2 Downlink Channel Estimation 16 2.3 CS-Aided Channel Training 19 2.3.1 Training Sequence Design 20 2.3.2 Channel Estimation 21 2.3.3 Estimation Error 23 2.4 Discussions 26 2.4.1 Design of Measurement Matrix 26 2.4.2 Extension to MIMO Systems 27 2.4.3 Comparison to CS with Partial Support Information 28 2.5 Simulation Results 29 2.6 Conclusion 37 3 Projection-Based Differential Feedback 39 3.1 Introduction 40 3.2 System Model 44 3.2.1 Multi-User Beamforming with Limited Feedback 45 3.2.2 Massive MIMO Channel 47 3.3 Projection-Based Differential Feedback 48 3.3.1 Projection-Based Differential Feedback Framework 48 3.3.2 Projection for PBDF Framework 51 3.3.3 Efficient Algorithm 57 3.4 Discussions 58 3.4.1 Projection with Imperfect CSIR 58 3.4.2 Acquisition of Channel Statistics 61 3.5 Simulation Results 62 3.6 Conclusion 69 4 Mitigating Pilot Contamination via Pilot Design 71 4.1 Introduction 72 4.2 System Model 73 4.2.1 Multi-cell Massive MIMO Systems 74 4.2.2 Uplink Channel Training 75 4.2.3 Data Transmission 77 4.3 Iterative Pilot Design Algorithm 78 4.3.1 Algorithm 79 4.3.2 Proof of Convergence 81 4.4 Generalized Pilot Reuse 81 4.4.1 Concept of Pilot Reuse Schemes 81 4.4.2 Pilot Design based on Grassmannian Subspace Packing 82 4.5 Simulation Results 85 4.5.1 Iterative Pilot Design 85 4.5.2 Generalized Pilot Reuse 87 4.6 Conclusion 89 5 Conclusion 91 5.1 Summary 91 5.2 Future Directions 93 Bibliography 96 Abstract (In Korean) 109Docto

A Learnable Optimization and Regularization Approach to Massive MIMO CSI Feedback

Channel state information (CSI) plays a critical role in achieving the potential benefits of massive multiple input multiple output (MIMO) systems. In frequency division duplex (FDD) massive MIMO systems, the base station (BS) relies on sustained and accurate CSI feedback from the users. However, due to the large number of antennas and users being served in massive MIMO systems, feedback overhead can become a bottleneck. In this paper, we propose a model-driven deep learning method for CSI feedback, called learnable optimization and regularization algorithm (LORA). Instead of using l1-norm as the regularization term, a learnable regularization module is introduced in LORA to automatically adapt to the characteristics of CSI. We unfold the conventional iterative shrinkage-thresholding algorithm (ISTA) to a neural network and learn both the optimization process and regularization term by end-toend training. We show that LORA improves the CSI feedback accuracy and speed. Besides, a novel learnable quantization method and the corresponding training scheme are proposed, and it is shown that LORA can operate successfully at different bit rates, providing flexibility in terms of the CSI feedback overhead. Various realistic scenarios are considered to demonstrate the effectiveness and robustness of LORA through numerical simulations

Numerical Simulation and Design Assessment of Limited Feedback Channel Estimation in Massive MIMO Communication System

The Internet of Things (IoT) has attracted a great deal of interest in various fields including governments, business, academia as an evolving technology that aims to make anything connected, communicate, and exchange of data. The massive connectivity, stringent energy restrictions, and ultra-reliable transmission requirements are also defined as the most distinctive features of IoT. This feature is a natural IoT supporting technology, as massive multiple input (MIMO) inputs will result in enormous spectral/energy efficiency gains and boost IoT transmission reliability dramatically through a coherent processing of the large-scale antenna array signals. However, the processing is coherent and relies on accurate estimation of channel state information (CSI) between BS and users. Massive multiple input (MIMO) is a powerous support technology that fulfils the Internet of Things' (IoT) energy/spectral performance and reliability needs. However, the benefit of MIMOs is dependent on the availability of CSIs. This research proposes an adaptive sparse channel calculation with limited feedback to estimate accurate and prompt CSIs for large multi-intimate-output systems based on Duplex Frequency Division (DFD) systems. The minimal retro-feedback scheme must retrofit the burden of the base station antennas in a linear proportion. This work offers a narrow feedback algorithm to elevate the burden by means of a MIMO double-way representation (DD) channel using uniform dictionaries linked to the arrival angle and start angle (AoA) (AoD). Although the number of transmission antennas in the BS is high, the algorithms offer an acceptable channel estimation accuracy using a limited number of feedback bits, making it suitable for 5G massively MIMO. The results of the simulation indicate the output limit can be achieved with the proposed algorithm