200 Gbps/lane IM/DD Technologies for Short Reach Optical Interconnects

Client-side optics are facing an ever-increasing upgrading pace, driven by upcoming 5G related services and datacenter applications. The demand for a single lane data rate is soon approaching 200 Gbps. To meet such high-speed requirement, all segments of traditional intensity modulation direct detection (IM/DD) technologies are being challenged. The characteristics of electrical and optoelectronic components and the performance of modulation, coding, and digital signal processing (DSP) techniques are being stretched to their limits. In this context, we witnessed technological breakthroughs in several aspects, including development of broadband devices, novel modulation formats and coding, and high-performance DSP algorithms for the past few years. A great momentum has been accumulated to overcome the aforementioned challenges. In this article, we focus on IM/DD transmissions, and provide an overview of recent research and development efforts on key enabling technologies for 200 Gbps per lane and beyond. Our recent demonstrations of 200 Gbps short-reach transmissions with 4-level pulse amplitude modulation (PAM) and discrete multitone signals are also presented as examples to show the system requirements in terms of device characteristics and DSP performance. Apart from digital coherent technologies and advanced direct detection systems, such as Stokes–vector and Kramers–Kronig schemes, we expect high-speed IM/DD systems will remain advantageous in terms of system cost, power consumption, and footprint for short reach applications in the short- to mid- term perspective

Advanced Signal Processing for Pulse-Amplitude Modulation Optical Transmission Systems

[ES] Los sistemas de transmisión óptica no-coherente se emplean actualmente en las redes ópticas de corto alcance (< 80 km), como son las redes de ámbito metropolitano. La implementación más común en el estado del arte se basa en sistemas que emplean multiplexación por división en longitud de onda (WDM, wavelength division multiplexing) de cuatro longitudes de onda (¿) proporcionando un régimen binario de 100 Gbps (4¿×25 Gbps). En los últimos años, los sistemas de transmisión ópticos no-coherentes están evolucionando desde 100 Gbps a 400 Gbps (4¿×100 Gbps). Dado que este mercado comprende un gran número de sistemas, el coste es un parámetro importante que debe ser lo más bajo posible. El objetivo de esta tesis es investigar distintos aspectos del procesado de señal en general y, específicamente, investigar nuevas técnicas de procesado digital de señal (DSP, digital signal processing) que puedan ser utilizadas en sistemas de transmisión óptica no-coherentes empleando la modulación por amplitud de pulsos (PAM, pulse-amplitude modulation). Para que una técnica DSP sea interesante en el contexto de una red óptica WDM no-coherente, esta debe mitigar de manera efectiva al menos una de las tres limitaciones principales que afectan a estos sistemas: limitaciones de ancho de banda, limitaciones por dispersión cromática (CD), y el ruido. En esta tesis se proponen y examinan una serie de algoritmos cuyo su rendimiento es analizado mediante simulación y experimentalmente en laboratorio: - Feed-forward equalizer (FFE): este es el esquema de ecualización más común que se emplea principalmente en las transmisiones ópticas no-coherentes de alto régimen binario. Puede compensar grandes limitaciones en el ancho de banda. - Estimación de la secuencia de máxima verosimilitud (MLSE): el MLSE es un detector óptimo y, por lo tanto, proporciona las mejores prestaciones en detección cuando se abordan las limitaciones por CD y de ancho de banda. - Conformación geométrica de la constelación: en los esquemas de modulación de intensidad óptica multinivel, la distancia entre los niveles de amplitud puede ajustarse adecuadamente (de manera que no son equidistantes) a fin de aumentar la tolerancia de la señal frente al ruido. - Conformación probabilística: técnica diseñada específicamente para esquemas de modulación multinivel. Esta técnica ajusta la probabilidad de cada nivel de amplitud de modo que se incrementa la tolerancia al ruido óptico. - Señalización de respuesta parcial (PRS, partial signaling response): este es un enfoque basado en DSP donde una interferencia entre símbolos (ISI, inter-symbol interference) controlada es introducida intencionalmente de tal manera que la señal resultante requiere menos ancho de banda. La técnica PRS puede adaptarse para combatir también el efecto de CD. - Pre-énfasis digital (DPE, digital pre-emphasis): esta técnica consiste en aplicar el inverso de la función de transferencia del sistema a la señal en el transmisor, lo que reduce el impacto de las limitaciones de ancho de banda en el receptor. - Modulación con codificación Trellis (TCM, Trellis-coded modulation): esquema de modulación que combina elementos de corrección de errores (FEC, forward error correction) con técnicas de partición en conjuntos y modulación multidimensional para generar una señal más resistente al ruido. - Modulación multidimensional por partición en conjuntos: muy similar a TCM, pero sin ningún elemento FEC. Tiene menos ganancias que TCM en términos de tolerancia al ruido, pero no es tan sensible al ISI. Utilizando estas técnicas, esta tesis demuestra que es posible lograr una transmisión óptica con régimen binario de 100 Gbps/¿ empleando componentes de bajo coste. En esta tesis también demuestra regímenes binarios de más de 200 Gbps, lo que indica que la transmisión óptica no-coherente con modulación PAM puede ser una solución viable y eficiente en coste[CA] Actualment, s'utilitzen sistemes òptics no coherents en xarxes òptiques de curt abast ( < 80 km), com són les xarxes d'àmbit metropolità. La implementació més comuna que podem trobar en l'estat de l'art es correspon amb sistemes emplenant multiplexació per divisió en longitud d'ona (WDM, wavelength division multiplexing) de quatre longituds d'ona (¿) proporcionant un règim binari de 100 Gbps (4¿×25 Gbps). En els últims anys, els sistemes de transmissió òptica no-coherents han evolucionat des de 100 Gbps cap a 400 Gbps (100 Gbps/¿). Atès que el mercat de sistemes de curt abast compren un gran volum de dispositius òptics instal·lats, el cost unitari és molt important i ha de ser el més baix possible. L'objectiu d'aquesta tesi és analitzar aspectes del processament de senyal en general i, específicament, investigar noves tècniques de processament digital de senyal (DSP, digital signal processing) que puguen ser utilitzades en sistemes de transmissió òptica no-coherent que utilitzen la modulació per amplitud d'impulsos (PAM, pulse-amplitude modulation). Per tal que una tècnica DSP es considere interessant per a una xarxa òptica WDM no-coherent, aquesta ha de mitigar efectivament almenys una de les tres principals limitacions que afecten aquests sistemes: limitacions d'ample de banda, limitacions per dispersió cromàtica (CD), i el soroll. En aquesta tesi s'examinen una sèrie d'algoritmes, el seu rendiment s'analitza per simulació i experimentalment en laboratori: - Feed-forward equalizer (FFE): aquest és l'esquema d'equalització més comú i s'utilitza bàsicament en les transmissions òptiques no coherents d'alt règim binari. Pot compensar grans quantitats de limitacions d'ample de banda. - Estimació de la seqüència de probabilitat màxima (MLSE): el MLSE és un detector òptim i, per tant, proporciona el millor rendiment quan es tracta de limitacions d'ample de banda i de CD. - Conformació geomètrica de la constel·lació: en esquemes de modulació òptica d'intensitat multinivell es pot ajustar la distància entre els nivells d'amplitud (de manera que ja no són equidistants) per augmentar la tolerància del senyal al soroll. - Conformació probabilística: una tècnica dissenyada específicament per als esquemes de modulació multinivell; ajusta la probabilitat de cada nivell d'amplitud de manera que augmenta la tolerància al soroll òptic. - Senyalització de resposta parcial (PRS, partial signaling response): és un enfocament basat en DSP on la interferència entre símbols (ISI, inter-symbol interference) controlada s'introdueix intencionalment de manera que el senyal resultant requereix menys ample de banda. La tècnica PRS es pot adaptar per combatre els efectes del CD. - Pre-èmfasi digital (DPE, digital pre-emphasis): aquesta tècnica consisteix a aplicar la inversió de la funció de transferència del sistema a la senyal en el transmissor de manera que es redueix l'impacte de les limitacions d'ample de banda en la senyal en el receptor. - Modulació amb codificació Trellis (TCM, Trellis-coded modulation): esquema de modulació que combina els elements de correcció d'errors avançats (FEC, forward error correction) amb tècniques de partionament de conjunts i modulació multidimensional per generar un senyal més resistent al soroll. - Modulació multidimensional per partició en conjuntes: molt similar a TCM però sense elements FEC. Té guanys menors que TCM en termes de tolerància al soroll, però no és tan sensible a l'ISI. Mitjançant l'ús d'aquestes tècniques, aquesta tesi demostra que és possible aconseguir una transmissió òptica amb un règim binari de 100 Gbps/¿ utilitzant components de baix cost. Esta tesi també demostra règims binaris de més de 200 Gbps, el que indica que la tecnologia no-coherent amb modulació PAM és una solució viable i eficient en cost per a una nova generació de sistemes transceptors òptics WDM funcionant a 800 Gbps (4¿×200 G[EN] Non-coherent optical transmission systems are currently employed in short-reach optical networks (reach shorter than 80 km), like metro networks. The most common implementation in the state-of-the-art is the four wavelength (¿) 100 Gbps (4¿×25 Gbps) wavelength division multiplexing (WDM) transceiver. In recent years non-coherent optical transmissions are evolving from 100 Gbps to 400 Gbps (4¿×100 Gbps). Since in the short-reach market the volume of optical devices being deployed is very large, the cost-per-unit of the devices is very important, and it should be as low as possible. The goal of this thesis is to investigate some general signal processing aspects and, specifically, digital signal processing (DSP) techniques required in non-coherent pulse-amplitude modulation (PAM) optical transmission, and also to investigate novel algorithms which could be applied to this application scenario. In order for a DSP technique to be considered an interesting solution for non-coherent WDM optical networks it has to effectively mitigate at least one of the three main impairments affecting such systems: bandwidth limitations, chromatic dispersion (CD) and noise (in optical or electrical domain). A series of algorithms are proposed and examined in this thesis, and their performance is analyzed by simulation and also experimentally in the laboratory: - Feed-forward equalization (FFE): this is the most common equalizer and it is basically employed in every high-speed non-coherent optical transmission. It can compensate high bandwidth limitations. - Maximum likelihood sequence estimation (MLSE): the MLSE is the optimum detector and thus provides the best performance when it comes to dealing with CD and bandwidth limitations. - Geometrical constellation shaping: in multilevel optical intensity modulation schemes the distance between amplitude levels can be adjusted (such that they are no longer equidistant) in order to increase the signal's tolerance to noise. - Probabilistic shaping: another technique designed specifically for multilevel modulation schemes; it adjusts the probability of each amplitude level such that the tolerance to optical noise is increased. - Partial response signaling (PRS): this is a DSP-based approach where a controlled inter-symbol interference (ISI) is intentionally introduced in such a way that the resulting signal requires less bandwidth. PRS can be customized to also mitigate CD impairment, effectively increasing transmission distances up to three times. - Digital pre-emphasis (DPE): this technique consists in applying the inverse of the transfer function of the system to the signal at the transmitter side which reduces the impact of bandwidth limitations on the signal at the receiver side. - Trellis-coded modulation (TCM): a modulation scheme that combines forward error correction (FEC) elements with set-partitioning techniques and multidimensional modulation to generate a signal that is more resistant to noise. - Multidimensional set-partitioned modulation: very similar with TCM but without any FEC elements. It has lower gains than TCM in terms of noise tolerance but is not so sensitive to ISI. By using the techniques enumerated above, this thesis demonstrates that is possible to achieve 100 Gbps/¿ optical transmission bitrate employing cost-effective components. Even more, bitrates higher than 200 Gbps are also demonstrated, indicating that non-coherent PAM is a viable cost-effective solution for next-generation 800 Gbps (4¿×200 Gbps) WDM transceivers.Prodaniuc, C. (2019). Advanced Signal Processing for Pulse-Amplitude Modulation Optical Transmission Systems [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/117315TESI

Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well

End-to-End Deep Learning in Optical Fibre Communication Systems

Conventional communication systems consist of several signal processing blocks, each performing an individual task at the transmitter or receiver, e.g. coding, modulation, or equalisation. However, there is a lack of optimal, computationally feasible algorithms for nonlinear fibre communications as most techniques are based upon classical communication theory, assuming a linear or perturbed by a small nonlinearity channel. Consequently, the optimal end-to-end system performance cannot be achieved using transceivers with sub-optimum modules. Carefully chosen approximations are required to exploit the data transmission potential of optical fibres. In this thesis, novel transceiver designs tailored to the nonlinear dispersive fibre channel using the universal function approximator properties of artificial neural networks (ANNs) are proposed and experimentally verified. The fibre-optic system is implemented as an end-to-end ANN to allow transceiver optimisation over all channel constraints in a single deep learning process. While the work concentrates on highly nonlinear short-reach intensity modulation/direct detection (IM/DD) fibre links, the developed concepts are general and applicable to different models and systems. Found in many data centre, metro and access networks, the IM/DD links are severely impaired by the dispersion-induced inter-symbol interference and square-law photodetection, rendering the communication channel nonlinear with memory. First, a transceiver based on a simple feedforward ANN (FFNN) is investigated and a training method for robustness to link variations is proposed. An improved recurrent ANN-based design is developed next, addressing the FFNN limitations in handling the channel memory. The systems' performance is verified in first-in-field experiments, showing substantial increase in transmission distances and data rates compared to classical signal processing schemes. A novel algorithm for end-to-end optimisation using experimentally-collected data and generative adversarial networks is also developed, tailoring the transceiver to the specific properties of the transmission link. The research is a key milestone towards end-to-end optimised data transmission over nonlinear fibre systems

Performance limits in optical communications due to fiber nonlinearity

In this paper, we review the historical evolution of predictions of the performance of optical communication systems. We will describe how such predictions were made from the outset of research in laser based optical communications and how they have evolved to their present form, accurately predicting the performance of coherently detected communication systems

Telecommunication Systems

This book is based on both industrial and academic research efforts in which a number of recent advancements and rare insights into telecommunication systems are well presented. The volume is organized into four parts: "Telecommunication Protocol, Optimization, and Security Frameworks", "Next-Generation Optical Access Technologies", "Convergence of Wireless-Optical Networks" and "Advanced Relay and Antenna Systems for Smart Networks." Chapters within these parts are self-contained and cross-referenced to facilitate further study

Mapping multiplexing technique (MMT): a novel intensity modulated transmission format for high-speed optical communication systems

There is a huge rapid growth in the deployment of data centers, mainly driven from the increasing demand of internet services as video streaming, e-commerce, Internet Of Things (IOT), social media, and cloud computing. This led data centers to experience an expeditious increase in the amount of network traffic that they have to sustain due to requirement of scaling with the processing speed of Complementary metal–oxide–semiconductor (CMOS) technology. On the other side, as more and more data centers and processing cores are on demand, as the power consumption is becoming a challenging issue. Unless novel power efficient methodologies are innovated, the information technology industry will be more liable to a future power crunch. As such, low complex novel transmission formats featuring both power efficiency and low cost are considered the major characteristics enabling large-scale, high performance data transmission environment for short-haul optical interconnects and metropolitan range data networks. In this thesis, a novel high-speed Intensity-Modulated Direct-Detection (IM/DD) transmission format named “Mapping Multiplexing Technique (MMT)” for high-speed optical fiber networks, is proposed and presented. Conceptually, MMT design challenges the high power consumption issue that exists in high-speed short and medium range networks. The proposed novel scheme provides low complex means for increasing the power efficiency of optical transceivers at an impactful tradeoff between power efficiency, spectral efficiency, and cost. The novel scheme has been registered as a patent (Malaysia PI2012700631) that can be employed for applications related but not limited to, short-haul optical interconnects in data centers and Metropolitan Area networks (MAN). A comprehensive mathematical model for N-channel MMT modulation format has been developed. In addition, a signal space model for the N-channel MMT has been presented to serve as a platform for comparison with other transmission formats under optical channel constraints. Especially, comparison with M-PAM, as meanwhile are of practical interest to expand the capacity for optical interconnects deployment which has been recently standardized for Ethernet IEEE 802.3bs 100Gb/s and in today ongoing investigation activities by IEEE 802.3 400Gb/s Ethernet Task Force. Performance metrics have been considered by the derivation of the average electrical and optical power for N-channel MMT symbols in comparison with Pulse Amplitude Modulation (M-PAM) format with respect to the information capacity. Asymptotic power efficiency evaluation in multi-dimensional signal space has been considered. For information capacity of 2, 3 and 4 bits/symbol, 2-channel, 3-channel and 4-channel MMT modulation formats can reduce the power penalty by 1.76 dB, 2.2 dB and 4 dB compared with 4-PAM, 8-PAM and 16-PAM, respectively. This enhancement is equivalent to 53%, 60% and 71% energy per bit reduction to the transmission of 2, 3 and 4 bits per symbol employing 2-, 3- and 4-channel MMT compared with 4-, 8- and 16-PAM format, respectively. One of the major dependable parameters that affect the immunity of a modulation format to fiber non-linearities, is the system baud rate. The propagation of pulses in fiber with bitrates in the order > 10G, is not only limited by the linear fiber impairments, however, it has strong proportionality with fiber intra-channel non-linearities (Self Phase Modulation (SPM), Intra-channel Cross-Phase Modulation (IXPM) and Intra-channel Four-Wave Mixing (IFWM)). Hence, in addition to the potential application of MMT in short-haul networks, the thesis validates the practicality of implementing N-channel MMT system accompanied by dispersion compensation methodologies to extend the reach of error free transmission (BER ≤ 10-12) for Metro-networks. N-Channel MMT has been validated by real environment simulation results to outperform the performance of M-PAM in tolerating fiber non-linearities. By the employment of pre-post compensation to tolerate both residual chromatic dispersion and non-linearity, performance above the error free transmission limit at 40Gb/s bit rate have been attained for 2-, 3- and 4-channel MMT over spans lengths of up to 1200Km, 320 Km and 320 Km, respectively. While, at an aggregated bit rate of 100 Gb/s, error free transmission can be achieved for 2-, 3- and 4-channel MMT over spans lengths of up to 480 Km, 80 Km and 160 Km, respectively. At the same spectral efficiency, 4-channel MMT has realized a single channel maximum error free transmission over span lengths up to 320 Km and 160 Km at 40Gb/s and 100Gb/s, respectively, in contrast with 4-PAM attaining 240 Km and 80 Km at 40Gb/s and 100Gb/s, respectively