Second law from the Noether current on null hypersurfaces

I study the balance law equation of surface charges in the presence of background fields. The construction allows a unified description of Noether's theorem for both global and local symmetries. From the balance law associated with some of these symmetries, I will discuss generalizations of Wald's Noether entropy formula and general entropy balance laws on null hypersurfaces based on the null energy conditions, interpreted as an entropy creation term. The entropy is generally the so-called improved Noether charge, a quantity that has recently been investigated by many authors, associated to null future-pointing diffeomorphisms. These local and dynamical definitions of entropy on the black hole horizon differ from the Bekenstein-Hawking entropy through terms proportional to the first derivative of the area along the null geodesics. Two different definitions of the dynamical entropy are identified, deduced from gravity symplectic potentials providing a suitable notion of gravitational flux which vanish on non-expanding horizons. The first one is proposed as a definition of the entropy for dynamical black holes by Wald and Zhang, and it satisfies the physical process first law locally. The second one vanishes on any cross section of Minkowski's light cone. I study general properties of its balance law. In particular, I look at first order perturbations around a non expanding horizon. Furthermore, I show that the dynamical entropy increases on the event horizon formed by a spherical symmetric collapse between the two stationary states of vanishing flux, i.e the initial flat light cone and the final stationary black hole. I compare this process to a phase transition, in which the symmetry group of the stationary black hole phase is enlarged by the supertranslations.Comment: Accepted in Phys.Rev.D. Clarifications added, some parts have been cleaned u

A note on the physical process first law of black hole mechanics

I give a simple proof of the physical process first law of black hole thermodynamics including charged black holes, in which all perturbations are computed on the horizon.Comment: v2, 7 pages, 1 figure, minor modifications with respect to v

Black to white transition of a charged black hole

We present an exact solution of the Maxwell-Einstein equations, which describes the exterior of a charged spherical mass collapsing into its own trapping horizon and then bouncing back from an anti-trapping horizon at the same space location of the same asymptotic region. The solution is locally but not globally isometric to the maximally extended Reissner-Nordstr\"{o}m metric and depends on seven parameters. It is regular, and defined everywhere except for a small region, where quantum tunnelling is expected. This region lies outside the mass: the mass-bounce and its near exterior are governed by classical general relativity. We discuss the relevance of this result for the fate of realistic black holes. We comment on possible effects of the classical instabilities and the Hawking radiation.Comment: 12 pages, 13 figure

Covariance and symmetry algebras

In general relativity as well as gauge theories, non-trivial symmetries can appear at boundaries. In the presence of radiation some of the symmetries are not Hamiltonian vector fields, hence the definition of charges for the symmetries becomes delicate. It can lead to the problem of field-dependent 2-cocycles in the charge algebra, as opposed to the central extensions allowed in standard classical mechanics. We show that if the Wald-Zoupas prescription is implemented, its covariance requirement guarantees that the algebra of Noether currents is free of field-dependent 2-cocycles, and its stationarity requirement further removes central extensions. Therefore the charge algebra admits at most a time-independent field-dependent 2-cocycle, whose existence depends on the boundary conditions. We report on new results for asymptotic symmetries at future null infinity that can be derived with this approach.Comment: 10 page

General gravitational charges on null hypersurfaces

We perform a detailed study of the covariance properties of the symplectic potential of general relativity on a null hypersurface, and of the different polarizations that can be used to study conservative as well as leaky boundary conditions. This allows us to identify a one-parameter family of covariant symplectic potentials. We compute the charges and fluxes for the most general phase space with arbitrary variations. We study five symmetry groups that arise when different restrictions on the variations are included, two of which are new. Requiring stationarity as in the original Wald-Zoupas prescription selects a unique member of the family of symplectic potentials, the one of Chandrasekaran, Flanagan and Prabhu. The associated charges are all conserved on non-expanding horizons, but not on flat spacetime. We show that it is possible to require a weaker notion of stationarity which selects another symplectic potential, again in a unique way, and whose charges are conserved on both non-expanding horizons and flat light-cones. Furthermore, the flux of future-pointing diffeomorphisms at leading-order around an outgoing flat light-cone is positive and reproduces a tidal heating plus a memory term. We also study the conformal conservative boundary conditions suggested by the alternative polarization and identify under which conditions they define a non-ambiguous variational principle. Our results have applications for dynamical notions of entropy, and are useful to clarify the interplay between different boundary conditions, charge prescriptions, and symmetry groups that can be associated with a null boundary.Comment: 54 pages. v2: Improved text, minor corrections, references adde

Wald-Zoupas prescription with (soft) anomalies

We show that the Wald-Zoupas prescription for gravitational charges is valid in the presence of anomalies and field-dependent diffeomorphism, but only if these are related to one another in a specific way. The geometric interpretation of the allowed anomalies is exposed looking at the example of BMS symmetries: They correspond to soft terms in the charges. We determine if the Wald-Zoupas prescription coincides with an improved Noether charge. The necessary condition is a certain differential equation, and when it is satisfied, the boundary Lagrangian of the resulting improved Noether charge contains in general a non-trivial corner term that can be identified a priori from a condition of anomaly-freeness. Our results explain why the Wald-Zoupas prescription works in spite of the anomalous behaviour of BMS transformations, and should be helpful to relate different branches of the literature on surface charges.Comment: 19 pages plus Appendix. V2: many improvements to the text, clarifications added, improved comparison with the results in the literature. More general analysis of the WZ covariance requirement, leading to a simpler discussion of some results at future null infinity. V3: minor amendments, matches published versio

Thermodynamics of precision in quantum nanomachines

Fluctuations strongly affect the dynamics and functionality of nanoscale thermal machines. Recent developments in stochastic thermodynamics have shown that fluctuations in many far-from-equilibrium systems are constrained by the rate of entropy production via so-called thermodynamic uncertainty relations. These relations imply that increasing the reliability or precision of an engine's power output comes at a greater thermodynamic cost. Here we study the thermodynamics of precision for small thermal machines in the quantum regime. In particular, we derive exact relations between the power, power fluctuations, and entropy production rate for several models of few-qubit engines (both autonomous and cyclic) that perform work on a quantized load. Depending on the context, we find that quantum coherence can either help or hinder where power fluctuations are concerned. We discuss design principles for reducing such fluctuations in quantum nanomachines and propose an autonomous three-qubit engine whose power output for a given entropy production is more reliable than would be allowed by any classical Markovian model

Second law from the Noether current on null hypersurfaces

International audienceI study the balance law equation of surface charges in the presence of background fields. The construction allows a unified description of Noether's theorem for both global and local symmetries. From the balance law associated with some of these symmetries, I will discuss generalizations of Wald's Noether entropy formula and general entropy balance laws on null hypersurfaces based on the null energy conditions, interpreted as an entropy creation term. The entropy is generally the so-called improved Noether charge, a quantity that has recently been investigated by many authors, associated to null future-pointing diffeomorphisms. These local and dynamical definitions of entropy on the black hole horizon differ from the Bekenstein-Hawking entropy through terms proportional to the first derivative of the area along the null geodesics. Two different definitions of the dynamical entropy are identified, deduced from gravity symplectic potentials providing a suitable notion of gravitational flux which vanish on non-expanding horizons. The first one is proposed as a definition of the entropy for dynamical black holes by Wald and Zhang, and it satisfies the physical process first law locally. The second one vanishes on any cross section of Minkowski's light cone. I study general properties of its balance law. In particular, I look at first order perturbations around a non expanding horizon. Furthermore, I show that the dynamical entropy increases on the event horizon formed by a spherical symmetric collapse between the two stationary states of vanishing flux, i.e the initial flat light cone and the final stationary black hole. I compare this process to a phase transition, in which the symmetry group of the stationary black hole phase is enlarged by the supertranslations

Wald-Zoupas prescription with (soft) anomalies

We show that the Wald-Zoupas prescription for gravitational charges is valid in the presence of anomalies and field-dependent diffeomorphism, but only if these are related to one another in a specific way. The geometric interpretation of the allowed anomalies is exposed looking at the example of BMS symmetries: They correspond to soft terms in the charges. We determine if the Wald-Zoupas prescription coincides with an improved Noether charge. The necessary condition is a certain differential equation, and when it is satisfied, the boundary Lagrangian of the resulting improved Noether charge contains in general a non-trivial corner term that can be identified a priori from a condition of anomaly-freeness. Our results explain why the Wald-Zoupas prescription works in spite of the anomalous behaviour of BMS transformations, and should be helpful to relate different branches of the literature on surface charges