Penalized variable selection procedure for Cox models with semiparametric relative risk

We study the Cox models with semiparametric relative risk, which can be partially linear with one nonparametric component, or multiple additive or nonadditive nonparametric components. A penalized partial likelihood procedure is proposed to simultaneously estimate the parameters and select variables for both the parametric and the nonparametric parts. Two penalties are applied sequentially. The first penalty, governing the smoothness of the multivariate nonlinear covariate effect function, provides a smoothing spline ANOVA framework that is exploited to derive an empirical model selection tool for the nonparametric part. The second penalty, either the smoothly-clipped-absolute-deviation (SCAD) penalty or the adaptive LASSO penalty, achieves variable selection in the parametric part. We show that the resulting estimator of the parametric part possesses the oracle property, and that the estimator of the nonparametric part achieves the optimal rate of convergence. The proposed procedures are shown to work well in simulation experiments, and then applied to a real data example on sexually transmitted diseases.Comment: Published in at http://dx.doi.org/10.1214/09-AOS780 the Annals of Statistics (http://www.imstat.org/aos/) by the Institute of Mathematical Statistics (http://www.imstat.org

Enhancing Cooperative Coevolution for Large Scale Optimization by Adaptively Constructing Surrogate Models

It has been shown that cooperative coevolution (CC) can effectively deal with large scale optimization problems (LSOPs) through a divide-and-conquer strategy. However, its performance is severely restricted by the current context-vector-based sub-solution evaluation method since this method needs to access the original high dimensional simulation model when evaluating each sub-solution and thus requires many computation resources. To alleviate this issue, this study proposes an adaptive surrogate model assisted CC framework. This framework adaptively constructs surrogate models for different sub-problems by fully considering their characteristics. For the single dimensional sub-problems obtained through decomposition, accurate enough surrogate models can be obtained and used to find out the optimal solutions of the corresponding sub-problems directly. As for the nonseparable sub-problems, the surrogate models are employed to evaluate the corresponding sub-solutions, and the original simulation model is only adopted to reevaluate some good sub-solutions selected by surrogate models. By these means, the computation cost could be greatly reduced without significantly sacrificing evaluation quality. Empirical studies on IEEE CEC 2010 benchmark functions show that the concrete algorithm based on this framework is able to find much better solutions than the conventional CC algorithms and a non-CC algorithm even with much fewer computation resources.Comment: arXiv admin note: text overlap with arXiv:1802.0974

Do Neural Ranking Models Intensify Gender Bias?

Concerns regarding the footprint of societal biases in information retrieval (IR) systems have been raised in several previous studies. In this work, we examine various recent IR models from the perspective of the degree of gender bias in their retrieval results. To this end, we first provide a bias measurement framework which includes two metrics to quantify the degree of the unbalanced presence of gender-related concepts in a given IR model's ranking list. To examine IR models by means of the framework, we create a dataset of non-gendered queries, selected by human annotators. Applying these queries to the MS MARCO Passage retrieval collection, we then measure the gender bias of a BM25 model and several recent neural ranking models. The results show that while all models are strongly biased toward male, the neural models, and in particular the ones based on contextualized embedding models, significantly intensify gender bias. Our experiments also show an overall increase in the gender bias of neural models when they exploit transfer learning, namely when they use (already biased) pre-trained embeddings.Comment: In Proceedings of ACM SIGIR 202

Improved Newton-Raphson Methods for Solving Nonlinear Equations

In this paper, we mainly study the numerical algorithms for simple root of nonlinear equations based on Newton-Raphson method. Two modified Newton-Raphson methods for solving nonlinear equations are suggested. Both of the methods are free from second derivatives. Numerical examples are made to show the performance of the presented methods, and to compare with other ones. The numerical results illustrate that the proposed methods are more efficient and performs better than Newton-Raphson method

A Modified Newton-type Method with Order of Convergence Seven for Solving Nonlinear Equations

In this paper, we mainly study the iterative method for nonlinear equations. We present and analyze a modified seventh-order convergent Newton-type method for solving nonlinear equations. The method is free from second derivatives. Some numerical results illustrate that the proposed method is more efficient and performs better than the classicalNewton's method