Topological duality twist and brane instantons in F-theory

A variant of the topological twist, involving SL(2,Z) dualities and hence named topological duality twist, is introduced and explicitly applied to describe a U(1) N=4 super Yang-Mills theory on a Kaehler space with holomorphically space-dependent coupling. Three-dimensional duality walls and two-dimensional chiral theories naturally enter the formulation of the duality twisted theory. Appropriately generalized, this theory is relevant for the study of Euclidean D3-brane instantons in F-theory compactifications. Some of its properties and implications are discussed.Comment: 39 pages, 7 figure

Hidden Selection Rules, M5-instantons and Fluxes in F-theory

We introduce a new approach to investigate the selection rules governing the contributions of fluxed M5-instantons to the F-theory four-dimensional effective action, with emphasis on the generation of charged matter F-terms. The structure of such couplings is unraveled by exploiting the perturbative and non-perturbative homological relations, introduced in our companion paper arXiv:1506.06764, which encode the interplay between the self-dual 3-form flux on the M5-brane, the background 4-form flux and certain fibral curves. The latter are wrapped by time-like M2-branes representing matter insertions in the instanton path integral. In particular, we clarify how fluxed M5-instantons detect the presence of geometrically massive $U(1)$s which are responsible for `hidden' selection rules. We discuss how for non-generic embeddings the M5-instanton can probe `locally massless' $U(1)$ symmetries if the rank of its Mordell-Weil group is enhanced compared to that of the bulk. As a phenomenological off-spring we propose a new type of non-perturbative corrections to Yukawa couplings which may change the rank of the Yukawa matrix. Along the way, we also gain new insights into the structure of massive $U(1)$ gauge fluxes in the stable degeneration limit.Comment: 42 pages; v2: references adde

D-brane networks in flux vacua, generalized cycles and calibrations

We consider chains of generalized submanifolds, as defined by Gualtieri in the context of generalized complex geometry, and define a boundary operator that acts on them. This allows us to define generalized cycles and the corresponding homology theory. Gauge invariance demands that D-brane networks on flux vacua must wrap these generalized cycles, while deformations of generalized cycles inside of a certain homology class describe physical processes such as the dissolution of D-branes in higher-dimensional D-branes and MMS-like instantonic transitions. We introduce calibrations that identify the supersymmetric D-brane networks, which minimize their energy inside of the corresponding homology class of generalized cycles. Such a calibration is explicitly presented for type II N=1 flux compactifications to four dimensions. In particular networks of walls and strings in compactifications on warped Calabi-Yau's are treated, with explicit examples on a toroidal orientifold vacuum and on the Klebanov-Strassler geometry.Comment: 42 pages, 4 eps figures, version to appear in JHE

Holographic Effective Field Theories

We derive the four-dimensional low-energy effective field theory governing the moduli space of strongly coupled superconformal quiver gauge theories associated with D3-branes at Calabi-Yau conical singularities in the holographic regime of validity. We use the dual supergravity description provided by warped resolved conical geometries with mobile D3-branes. Information on the baryonic directions of the moduli space is also obtained by using wrapped Euclidean D3-branes. We illustrate our general results by discussing in detail their application to the Klebanov-Witten model.Comment: 56 pages; v2: minor changes, version published in JHE

Non-perturbative selection rules in F-theory

We discuss the structure of charged matter couplings in 4-dimensional F-theory compactifications. Charged matter is known to arise from M2-branes wrapping fibral curves on an elliptic or genus-one fibration Y. If a set of fibral curves satisfies a homological relation in the fibre homology, a coupling involving the states can arise without exponential volume suppression due to a splitting and joining of the M2-branes. If the fibral curves only sum to zero in the integral homology of the full fibration, no such coupling is possible. In this case an M2-instanton wrapping a 3-chain bounded by the fibral matter curves can induce a D-term which is volume suppressed. We elucidate the consequences of this pattern for the appearance of massive U(1) symmetries in F-theory and analyse the structure of discrete selection rules in the coupling sector. The weakly coupled analogue of said M2-instantons is worked out to be given by D1-F1 instantons. The generation of an exponentially suppressed F-term requires the formation of half-BPS bound states of M2 and M5-instantons. This effect and its description in terms of fluxed M5-instantons is discussed in a companion paper.Comment: 49 pages, 9 figures; v2: references adde

Symmetries, Sum Rules and Constraints on Effective Field Theories

Using unitarity, analyticity and crossing symmetry, we derive universal sum rules for scattering amplitudes in theories invariant under an arbitrary symmetry group. The sum rules relate the coefficients of the energy expansion of the scattering amplitudes in the IR to total cross sections integrated all the way up to the UV. Exploiting the group structure of the symmetry, we systematically determine all the independent sum rules and positivity conditions on the expansion coefficients. For effective field theories the amplitudes in the IR are calculable and hence the sum rules set constraints on the parameters of the effective Lagrangian. We clarify the impact of gauging on the sum rules for Goldstone bosons in spontaneously broken gauge theories. We discuss explicit examples that are relevant for WW-scattering, composite Higgs models, and chiral perturbation theory. Certain sum rules based on custodial symmetry and its extensions provide constraints on the Higgs boson coupling to the electroweak gauge bosons.Comment: 50 pages, 5 figures, 5 appendices; several typos fixed, discussions improved, references added; results unchange

On type II superstrings in bosonic backgrounds: the role of fermions and T-duality

We derive the actions for type II Green-Schwarz strings up to second order in the fermions, for general bosonic backgrounds. We base our work on the so-called normal coordinate expansion. The resulting actions are $\kappa$-symmetric and, for the case of surviving background supersymmetries, supersymmetric. We first obtain the type IIa superstring action from the 11D supermembrane by double dimensional reduction. Then, by means of a generalization of T-duality we derive the type IIb superstring action. The resulting actions are surprisingly simple and elegant.Comment: 10 pages, latex. more typos correcte

Non-perturbative effects on seven-brane Yukawa couplings

We analyze non-perturbative corrections to the superpotential of seven-brane gauge theories on type IIB and F-theory warped Calabi-Yau compactifications. We show in particular that such corrections modify the holomorphic Yukawa couplings by an exponentially suppressed contribution, generically solving the Yukawa rank-one problem present in F-theory local models. We provide explicit expressions for the non-perturbative correction to the seven-brane superpotential, and check that it is related to a non-commutative deformation to the tree-level superpotential via the Seiberg-Witten map.Comment: 4 pages. v2: minor changes, footnotes and citations added. Version to be published in PR

Brane instantons and fluxes in F-theory

We study the combined effect of world-volume and background fluxes on Euclidean D3-brane instantons in F-theory compactifications. We derive an appropriate form of the fermionic effective action, in which the fermions are topologically twisted and the dynamical effect of fluxes, non-trivial axio-dilaton and warping is taken into account. We study the structure of fermionic zero modes, which determines the form of possible non-perturbative superpotential and F-terms in the four-dimensional effective action. Invariance under SL(2,Z) is discussed in detail, which allows for an interpretation of the results in terms of the dual M5-brane instanton in the M-theory picture. We also provide the perturbative IIB description in the orientifold limit, when available. Furthermore, we consider the possible inclusion of supersymmetry breaking bulk fluxes and discuss its implications.Comment: 61 pages; v2: references added and typos correcte