Article thumbnail
Location of Repository

Analyst Conflicts of Interests: Are the NASD and NYSE Rules Enough?

By Karen Contoudis
Topics: financial analysts, analysts, NASD, NYSE, rules, regulation, self-regulation, securities analyst, investment banking, Self Regulatory Organization, SRO, sell-side analyst, buy-side analyst, conflict of interest, IPO, NASD Proposed Rule 2711, analyst supervision, disclosure requirements, NYSE Rule 472, NYSE Rule 351, Chinese Wall, Banking and Finance Law, Business Organizations Law, Law
Publisher: FLASH: The Fordham Law Archive of Scholarship and History
Year: 2003
OAI identifier: oai:ir.lawnet.fordham.edu:jcfl-1246
Download PDF:
Sorry, we are unable to provide the full text but you may find it at the following location(s):
  • https://ir.lawnet.fordham.edu/... (external link)
  • https://ir.lawnet.fordham.edu/... (external link)
  • Suggested articles


    To submit an update or takedown request for this paper, please submit an Update/Correction/Removal Request.